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Original filing (PDF)20250819154108NAL0002350657001
KOHLBERG KRAVIS ROBERTS & CO. L.P.
Form 5500
FILING_RECEIVED
KOHLBERG KRAVIS ROBERTS AND CO. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
1,627
Accounts w/ balance
2,266
Plan assets (EOY)
$666.2M
Net assets (EOY)
$666.2M
How this plan invests
This plan
16 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (1 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KOHLBERG KRAVIS ROBERTS & CO. L.P..
Plan sponsor
Name
KOHLBERG KRAVIS ROBERTS & CO. L.P.
EIN
13-2857105
Address
30 HUDSON YARDS · NEW YORK, NY · 10001
Phone
(212) 750-8300
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-19
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$250K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $61K | — |
| KESTRA ADVISORY SERVICES, LLC | 35-2552359 | — | CONSULTANT | $34K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DELOITTE AND TOUCHE | 13-3891517 | — | ACCOUNTING/AUDITOR | $44K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THOMPSON HINE | 34-0575300 | — | LEGAL | $198K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
36 direct securities · 16 pooled funds· $1.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$666.2M
36 holdings
Common Collective Trust
$388.8M
16 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity | — | — | — | $119.8M | 18.0% | |
| Spartan**** | — | — | — | $110.7M | 16.6% | |
| SP 500 INDEX PL CL C GEODE CAPITAL MANAGEMENT TRUST · EIN 82-6293122 / PN 001 | Common Collective Trust | — | — | $110.7M | 16.6% | |
| Capital Group**** | — | — | — | $63.8M | 9.6% | |
| CG 2055 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 555 | Common Collective Trust | — | — | $63.8M | 9.6% | |
| Capital Group**** | — | — | — | $44.9M | 6.7% | |
| CG 2045 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 545 | Common Collective Trust | — | — | $44.9M | 6.7% | |
| Capital Group**** | — | — | — | $42.9M | 6.4% | |
| CG 2050 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 550 | Common Collective Trust | — | — | $42.9M | 6.4% | |
| Capital Group**** | — | — | — | $41.0M | 6.1% | |
| CG 2040 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 540 | Common Collective Trust | — | — | $41.0M | 6.1% | |
| Columbia | — | — | — | $35.3M | 5.3% | |
| Capital Group**** | — | — | — | $24.8M | 3.7% | |
| CG 2035 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 535 | Common Collective Trust | — | — | $24.8M | 3.7% | |
| Capital Group**** | — | — | — | $21.6M | 3.2% | |
| CG 2030 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 530 | Common Collective Trust | — | — | $21.6M | 3.2% | |
| Janus Henderson | — | — | — | $16.0M | 2.4% | |
| John Hancock | — | — | — | $14.2M | 2.1% | |
| MFS | — | — | — | $12.7M | 1.9% | |
| Principal | — | — | — | $12.5M | 1.9% | |
| Capital Group**** | — | — | — | $11.4M | 1.7% | |
| CG 2025 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 525 | Common Collective Trust | — | — | $11.4M | 1.7% | |
| Fidelity*** | — | — | — | $10.3M | 1.5% | |
| BlackRock | — | — | — | $9.8M | 1.5% | |
| MetWest | — | — | — | $9.8M | 1.5% | |
| Goldman Sachs**** | — | — | — | $9.7M | 1.5% | |
| GS STABLE VAL INST3 GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $9.7M | 1.5% | |
| Hartford | — | — | — | $8.2M | 1.2% | |
| Goldman Sachs | — | — | — | $7.7M | 1.1% | |
| Spartan**** | — | — | — | $4.9M | 0.7% | |
| SP MID CAP IDX CL C GEODE CAPITAL MANAGEMENT, LLC · EIN 82-6293122 / PN 013 | Common Collective Trust | — | — | $4.9M | 0.7% | |
| Fidelity | — | — | — | $4.3M | 0.6% | |
| Capital Group**** | — | — | — | $3.9M | 0.6% | |
| CG 2060 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 560 | Common Collective Trust | — | — | $3.9M | 0.6% | |
| Capital Group**** | — | — | — | $3.7M | 0.6% | |
| CG 2065 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 565 | Common Collective Trust | — | — | $3.7M | 0.6% | |
| Spartan**** | — | — | — | $3.1M | 0.5% | |
| SP SMALL CP IND CL C GEODE CAPITAL MANAGEMENT, LLC · EIN 82-6293122 / PN 009 | Common Collective Trust | — | — | $3.1M | 0.5% | |
| PIMCO | — | — | — | $2.8M | 0.4% | |
| Participants | — | — | — | $2.6M | 0.4% | |
| Vanguard | — | — | — | $2.5M | 0.4% | |
| Janus Henderson | — | — | — | $2.4M | 0.4% | |
| PIMCO | — | — | — | $1.9M | 0.3% | |
| Calvert | — | — | — | $1.7M | 0.3% | |
| Wells Fargo | — | — | — | $1.7M | 0.3% | |
| Capital Group**** | — | — | — | $1.2M | 0.2% | |
| CG 2020 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 520 | Common Collective Trust | — | — | $1.2M | 0.2% | |
| Capital Group**** | — | — | — | $1.1M | 0.2% | |
| CG 2010 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 510 | Common Collective Trust | — | — | $1.1M | 0.2% | |
| Goldman Sachs | — | — | — | $1.1M | 0.2% | |
| Capital Group**** | — | — | — | $17K | <0.1% | |
| CG 2015 TD TD1 CAPITAL BANK & TRUST CO · EIN 95-6597294 / PN 515 | Common Collective Trust | — | — | $17K | <0.1% |