This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $28K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. ROWE PRICE STABLE VALUE A |
Common Collective Trust |
| — |
| — |
| $9.6M |
| 18.7% |
| State Street Global Advisors State Street Eq 500 Idx K Fd | — | — | — | $6.8M | 13.2% |
| Harbor Capital Advisors Harbor Capital App Ret Fund | — | — | — | $6.2M | 12.0% |
| Fidelity Management & Research Fidelity Freedom 2040 K6 Fund | — | — | — | $4.8M | 9.4% |
| Vanguard Group Vanguard Windsor II Admiral | — | — | — | $3.9M | 7.7% |
| Fidelity Management & Research Fidelity Freedom 2030 K6 Fund | — | — | — | $2.9M | 5.7% |
| Fidelity Management & Research Fidelity Freedom 2035 K6 Fund | — | — | — | $2.6M | 5.1% |
| T. Rowe Price T. Rowe Price Small-Cap Stock I Fund | — | — | — | $2.3M | 4.4% |
| Fidelity Management & Research Fidelity Freedom 2045 K6 Fund | — | — | — | $2.2M | 4.4% |
| Fidelity Management & Research Fidelity Freedom 2050 K6 Fund | — | — | — | $1.7M | 3.3% |
| Vanguard Group Vanguard Federal Money Market Inv Fund | — | — | — | $1.5M | 3.0% |
| Artisan Partners Artisan Mid Cap Institutional | Mutual Funds | — | — | $1.2M | 2.3% |
| Vanguard Group Vanguard Total Intl Stock Index Admiral Fd | — | — | — | $1.1M | 2.1% |
| PIMCO Total Return Instl | — | — | — | $669K | 1.3% |
| State Street Global Advisors State Street Sm/Md Cap Eq Idx Fd | — | — | — | $645K | 1.3% |
| Fidelity Management & Research Fidelity Freedom 2055 K6 Fund | — | — | — | $609K | 1.2% |
| John Hancock Advisors John Hancock Disc Val MC R6 Fd | — | — | — | $513K | 1.0% |
| Vanguard Group Vanguard Total Bond Market Index Adm Fd | — | — | — | $486K | 0.9% |
| Fidelity Management & Research Fidelity Freedom 2020 K6 Fund | — | — | — | $341K | 0.7% |
| Fidelity Management & Research Fidelity Freedom 2025 K6 Fund | — | — | — | $284K | 0.6% |
| Fidelity Management & Research Fidelity Freedom Income K6 Fund | — | — | — | $227K | 0.4% |
| Fidelity Management & Research Fidelity Freedom 2065 K6 Fund | — | — | — | $221K | 0.4% |
| Participant Loans Interest rates ranging from 4.75% to 8.50% - | Participant loans | — | — | $204K | 0.4% |
| Fidelity Management & Research Fidelity Freedom 2060 K6 Fund | — | — | — | $162K | 0.3% |
| Fidelity Management & Research Fidelity Freedom 2010 K6 Fund | — | — | — | $140K | 0.3% |
| (E) | — | — | — | $58K | 0.1% |
| Fidelity Management & Research Fidelity Freedom 2015 K6 Fund | — | — | — | $58K | 0.1% |
