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Original filing (PDF)20251002104755NAL0001017362001
SWISS RE AMERICA HOLDING CORPORATION
Form 5500
FILING_RECEIVED
SWISS RE GROUP U.S. EMPLOYEES' SAVINGS PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed7 service providers
Active participants
2,402
Accounts w/ balance
4,156
Plan assets (EOY)
$1.6B
Net assets (EOY)
$1.6B
How this plan invests
This plan
5 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 7 bps in Schedule C fees — modestly above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWISS RE AMERICA HOLDING CORPORATION.
Plan sponsor
Name
SWISS RE AMERICA HOLDING CORPORATION
EIN
13-2761364
Address
175 KING STREET · ARMONK, NY · 10504
Phone
(914) 828-4080
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2H · Partial participant-directed accounts
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
KPMG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $458K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $210K | — |
| JP MORGAN INVESTMENT MANAGEMENT | 13-3200244 | — | NONE | $197K | — |
| NEPC LLC | — | WOBURN, MA | NONE | $138K | — |
| KPMG LLP | — | DALLAS, TX | NONE | $58K | — |
| TROUTMAN SANDERS LOCKERMAN & ASHMOR | — | ATLANTA, GA | NONE | $20K | — |
| AON CONSULTING INC DBA HEWITT ASSOC | — | WINSTON SALEM, NC | NONE | $13K | — |
Investments
20 direct securities · 5 pooled funds· $1.6B(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.2B
17 holdings
Common Collective Trust
$304.1M
5 holdings
OTHER
$65.4M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund | — | — | — | $354.5M | 21.7% | |
| American Growth Funds of America-R6 | — | — | — | $169.8M | 10.4% | |
| Dodge & Cox Stock | — | — | — | $124.1M | 7.6% | |
| American Fund EuroPacific Growth-R6 | — | — | — | $114.2M | 7.0% | |
| BLACKROCK MID-CAP EQUITY INDEX K BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3357214 / PN 001 | Common Collective Trust | — | — | $102.6M | 6.3% | |
| PIMCO Total Return Instl Fund | — | — | — | $74.8M | 4.6% | |
| JPMORGAN INTERMEDIATE BOND FUND JPMORGAN CHASE BANK, N.A. · EIN 30-0224496 / PN 001 | Common Collective Trust | — | — | $73.4M | 4.5% | |
| BLACKROCK RUSSELL 2000 INDEX T 1B BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3380069 / PN 001 | Common Collective Trust | — | — | $69.1M | 4.2% | |
| Empower Self-Directed | OTHER | — | — | $65.1M | 4.0% | |
| JP Morgan Smart Retirement 2030 R5 | — | — | — | $62.6M | 3.8% | |
| JP Morgan Smart Retirement 2040 R5 | — | — | — | $60.7M | 3.7% | |
| BLACKROCK US DEBT INDEX FD W BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3385892 / PN 001 | Common Collective Trust | — | — | $55.8M | 3.4% | |
| JP Morgan Smart Retirement 2035 R5 | — | — | — | $49.0M | 3.0% | |
| JP Morgan Smart Retirement 2045 R5 | — | — | — | $41.0M | 2.5% | |
| Vanguard Federal Money Market Inv | — | — | — | $36.8M | 2.3% | |
| JP Morgan Smart Retirement 2050 R5 | — | — | — | $36.1M | 2.2% | |
| JP Morgan Smart Retirement 2025 R5 | — | — | — | $30.2M | 1.9% | |
| Vanguard Inflation-Protected SECS I | — | — | — | $26.6M | 1.6% | |
| JP Morgan Smart Retirement 2055 R5 | — | — | — | $23.8M | 1.5% | |
| JP Morgan Smart Retirement 2020 R5 | — | — | — | $18.0M | 1.1% | |
| JP Morgan Smart Retirement Income R5 | — | — | — | $13.3M | 0.8% | |
| Notes receivable from participants | — | — | — | $6.2M | 0.4% | |
| JPMORGAN LIQUIDITY FUND JPMORGAN CHASE BANK, N.A. · EIN 13-6285055 / PN 001 | Common Collective Trust | — | — | $3.2M | 0.2% | |
| Targa Resources Partners LP | OTHER | — | — | $213K | <0.1% | |
| Oneok Partners LP | OTHER | — | — | $55K | <0.1% |