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Original filing (PDF)20250926112703NAL0008497889001
E.C.C.O. III ENTERPRISES, INC.
Form 5500
FILING_RECEIVED
E.C.C.O. III ENTERPRISES, INC. PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
75% in single holding
Active participants
146
Accounts w/ balance
183
Plan assets (EOY)
$38.4M
Net assets (EOY)
$38.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
2 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: NATIONWIDE LIFE INSURANCE COMPANY GROUP PENSIONS (extraction pending)]" is 75% of plan.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for E.C.C.O. III ENTERPRISES, INC..
Plan sponsor
Name
E.C.C.O. III ENTERPRISES, INC.
EIN
13-2754124
Address
201 SAW MILL RIVER ROAD · YONKERS, NY · 10701
Phone
(914) 963-3600
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
2U · Association Retirement Plan
2E · Profit-sharing
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
APICELLA, TESTA & COMPANY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$30K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| APICELLA, TESTA & COMPANY, P.C. | 06-0876812 | — | ACCOUNTANT/AUDITOR | $16K | — |
Investments
2 direct securities · 2 pooled funds· $3.1M(8% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.5M
2 holdings
Pooled Separate Account
$1.2M
1 holding
Common Collective Trust
$380K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: NATIONWIDE LIFE INSURANCE COMPANY GROUP PENSIONS (extraction pending)] | — | — | — | $1.2M | 3.0% | |
| NATIONWIDE FINANCIAL SERVICES NATIONWIDE FINANCIAL SERVICES · EIN 31-4156830 / PN 001 | Pooled Separate Account | — | — | $1.2M | 3.0% | |
| GALLIARD STABLE RETURN FUND CORE | — | — | — | $380K | 1.0% | |
| GALLIARD STBLE RTN M WELLS FARGO BANK, N.A. · EIN 94-6751924 / PN 001 | Common Collective Trust | — | — | $380K | 1.0% |
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