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Original filing (PDF)20251010122504NAL0004235523001
COMMERZBANK AG
Form 5500
FILING_RECEIVED
COMMERZBANK AKTIENGESELLSCHAFT 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
269
Accounts w/ balance
960
Plan assets (EOY)
$385.0M
Net assets (EOY)
$385.0M
How this plan invests
This plan
16 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COMMERZBANK AG.
Plan sponsor
Name
COMMERZBANK AG
EIN
13-2682661
Address
225 LIBERTY STREET, 32ND FLOOR · NEW YORK, NY · 102811050
Phone
(212) 266-7200
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $54K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $32K | — |
| BUCK GOBAL INC | 13-3954297 | — | INVESTMENT ADVISOR | $28K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDO USA, P.C. | 13-5381590 | — | ACCOUNTANT/AUDITOR | $34K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NIXON PEABODY | 16-0764720 | — | ATTORNEY/LEGAL | $13K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
32 direct securities · 16 pooled funds· $473.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$367.5M
31 holdings
Common Collective Trust
$101.4M
16 holdings
Mutual Funds
$5.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| The Vanguard Group Vanguard Institutional Index | — | — | — | $58.8M | 15.3% | |
| Brown Advisory Sustainable Growth Fund | — | — | — | $40.3M | 10.5% | |
| Fidelity Management Trust Company Fidelity Contrafund | — | — | — | $33.1M | 8.6% | |
| Self-Directed Brokerage Accounts * Fidelity Management Trust Company Fidelity Brokerage Link | — | — | — | $28.2M | 7.3% | |
| Fidelity Management Trust Company Money Market Instl Treasury Only CL I | — | — | — | $21.6M | 5.6% | |
| Dodge & Cox Dodge and Cox Stock Fund | — | — | — | $20.2M | 5.3% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2030 | — | — | — | $18.4M | 4.8% | |
| TRP RETIRE 2030 A T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $18.4M | 4.8% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2040 | — | — | — | $16.4M | 4.3% | |
| TRP RETIRE 2040 A T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $16.4M | 4.3% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2035 | — | — | — | $13.7M | 3.6% | |
| TRP RETIRE 2035 A T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $13.7M | 3.6% | |
| T. Rowe Price Trust Company T. Rowe Price New Horizons | — | — | — | $13.6M | 3.5% | |
| T. Rowe Price Trust Company T. Rowe Price Balanced | — | — | — | $12.9M | 3.4% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2025 | — | — | — | $12.8M | 3.3% | |
| TRP RETIRE 2025 A T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $12.8M | 3.3% | |
| GALLIARD MGD INC D WELLS FARGO BANK, N.A. · EIN 52-2250949 / PN 001 | Common Collective Trust | — | — | $10.0M | 2.6% | |
| The Vanguard Group Vanguard Extended Market Index | — | — | — | $9.7M | 2.5% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2045 | — | — | — | $8.7M | 2.3% | |
| TRP RETIRE 2045 A T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $8.7M | 2.3% | |
| T. Rowe Price Trust Company T. Rowe Price Mid Cap Equity Growth | — | — | — | $7.5M | 2.0% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2020 | — | — | — | $6.8M | 1.8% | |
| TRP RETIRE 2020 A T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $6.8M | 1.8% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2050 | — | — | — | $6.4M | 1.7% | |
| TRP RETIRE 2050 A T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $6.4M | 1.7% | |
| Neuberger Berman NB Genesis Trust Fund | — | — | — | $5.9M | 1.5% | |
| The Vanguard Group Vanguard Total Bond Market Institutional Fd | — | — | — | $5.7M | 1.5% | |
| Capital Group American Funds EuroPacific Growth Fund | Mutual Funds | — | — | $5.1M | 1.3% | |
| Fidelity Management Trust Company Fidelity International Index Fund | — | — | — | $5.0M | 1.3% | |
| T. Rowe Price Trust Company T. Rowe Price International Discovery | — | — | — | $4.7M | 1.2% | |
| T. Rowe Price Trust Company T. Rowe Price High Yield | — | — | — | $4.3M | 1.1% | |
| Dimensional Fund Advisors DFA US Target VAL I | — | — | — | $3.5M | 0.9% | |
| TRP RETIRE 2055 A T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $2.6M | 0.7% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2055 | — | — | — | $2.6M | 0.7% | |
| PRU CORE PL BD CL 3 PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $2.5M | 0.6% | |
| The Vanguard Group Vanguard Wellesley Income Fund ADM | — | — | — | $2.4M | 0.6% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2015 | — | — | — | $1.4M | 0.4% | |
| TRP RETIRE 2015 A T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $1.4M | 0.4% | |
| 10.50% | — | — | — | $1.2M | 0.3% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2060 | — | — | — | $865K | 0.2% | |
| TRP RETIRE 2060 A T. ROWE PRICE TRUST COMPANY · EIN 35-6785642 / PN 018 | Common Collective Trust | — | — | $865K | 0.2% | |
| Common Trust Funds T. Rowe Price Trust Company T. Rowe Price Retirement 2005 | — | — | — | $323K | <0.1% | |
| TRP RETIRE 2005 A T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $323K | <0.1% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2065 A | — | — | — | $319K | <0.1% | |
| TRP RETIRE 2065 A T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $319K | <0.1% | |
| T. Rowe Price Trust Company T. Rowe Price Retirement 2010 | — | — | — | $185K | <0.1% | |
| TRP RETIRE 2010 A T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $185K | <0.1% | |
| TRP GROWTH STOCK A T. ROWE PRICE TRUST COMPANY · EIN 52-6559833 / PN 013 | Common Collective Trust | — | — | $0 | <0.1% |
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