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Original filing (PDF)20241007143851NAL0016250305001
SCHULTE ROTH & ZABEL LLP
Form 5500
FILING_RECEIVED
SCHULTE ROTH & ZABEL LLP SUPPLEMENTAL RETIREMENT PLAN
Defined-contribution retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
152
Accounts w/ balance
0
Plan assets (EOY)
$125.7M
Net assets (EOY)
$125.7M
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SCHULTE ROTH & ZABEL LLP.
Plan sponsor
Name
SCHULTE ROTH & ZABEL LLP
EIN
13-2633996
Address
919 THIRD AVENUE · NEW YORK, NY · 100224278
Phone
(212) 756-2000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Name
EMPLOYEES BENEFITS COMMITTEE
EIN
13-3527762
City
NEW YORK, NY
Phone
(212) 756-2000
Plan characteristics
Plan number
028
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-10-07
Pension benefit codes
3B · Covers self-employed individuals
3C · Not intended to be qualified
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SYMETRA | — | BELLEVUE, WA | NONE | $0 | — |
| JOHN HANCOCK VARIABLE INSURANCE TST | — | BOSTON, MA | NONE | $0 | — |
| DELAWARE LIFE INSURANCE CO. | — | TOPEKA, KS | NONE | $0 | — |
| NEW YORK LIFE INS CO. & ANNUITY | — | LEAWOOD, KS | NONE | $0 | — |
| PACIFIC LIFE INSURANCE CO. | — | OMAHA, NE | NONE | $0 | — |
| PROTECTIVE LIFE INSURANCE COMPANY | — | BIRMINGHAM, AL | NONE | $0 | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.