Back to filter
Original filing (PDF)20251014071111NAL0004893730001
JEFFERIES FINANCIAL GROUP INC.
Form 5500
FILING_RECEIVED
JEFFERIES EMPLOYEES' PENSION PLAN
Defined-benefit pension plan
Signals · 1
~77 bps in Sched C fees
Active participants
30
Accounts w/ balance
—
Plan assets (EOY)
$41.9M
Net assets (EOY)
$41.9M
How this plan invests
This plan
13 pooled trusts
Schedule D
13 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
75
Participation health
100
Knocking points off
- 77 bps in Schedule C fees — 166% above peer band of 29 bps.
- Plan is frozen (1I) — no new benefit accrual.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JEFFERIES FINANCIAL GROUP INC..
Plan sponsor
Name
JEFFERIES FINANCIAL GROUP INC.
EIN
13-2615557
Address
520 MADISON AVE. · ATTN TAX DEPT · NEW YORK, NY · 10022
Phone
(212) 284-2300
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
1A · Pay-related DB formula
1I · Frozen plan — no new benefit accrual
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
TANNER LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLACKROCK INSTITUTIONAL TRUST CO | 98-0655536 | — | NONE | $162K | — |
| USI CONSULTING GROUP | 06-1053228 | — | NONE | $116K | — |
| PRINCIPAL TRUST COMPANY | 51-0099493 | — | NONE | $25K | — |
| TANNER LLC | 20-2253063 | — | NONE | $20K | — |
Investments
3 direct securities · 13 pooled funds· $50.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$40.2M
13 holdings
Uncategorized
$9.9M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| INTERMEDIATE GOVT BOND INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 94-3118548 / PN 001 | Common Collective Trust | — | $9.5M | $9.9M | 23.7% | |
| INTERMEDIATE DURATION CORPOR CL1 BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 82-2229248 / PN 001 | Common Collective Trust | — | $9.5M | $9.9M | 23.6% | |
| BLACKROCK LONG DURATION | — | — | $8.0M | $8.2M | 19.6% | |
| LNG DUR CORP CR SCREEN NONLEND FD BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 27-4520291 / PN 001 | Common Collective Trust | — | — | $8.2M | 19.6% | |
| RUSSELL 3000 INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 94-3302956 / PN 001 | Common Collective Trust | — | $2.2M | $4.0M | 9.5% | |
| TREAS US 25+ YR KEY RATE DR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 45-3856224 / PN 001 | Common Collective Trust | — | $2.4M | $1.9M | 4.5% | |
| TREAS US 15 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 45-3856099 / PN 001 | Common Collective Trust | — | $3.0M | $1.8M | 4.3% | |
| Short-Term Investment Fund * PRINCIPAL SHORT-TERM INVESTMENT FUND | — | — | $1.4M | $1.4M | 3.4% | |
| MSCI WORLD EX-US INDEX FUND A BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 46-1559941 / PN 001 | Common Collective Trust | — | $1.2M | $1.4M | 3.3% | |
| TREAS US 20 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 45-3856189 / PN 001 | Common Collective Trust | — | $1.7M | $1.3M | 3.2% | |
| TREAS US 10 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 47-4226866 / PN 001 | Common Collective Trust | — | $2.2M | $1.2M | 2.8% | |
| MSCI EMERGING MARKETS FREE FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 33-1030441 / PN 001 | Common Collective Trust | — | $552K | $589K | 1.4% | |
| BLACKROCK CASH HELD AT BLACKROCK | — | — | $277K | $277K | 0.7% | |
| BLACKROCK SHORT-TERM INV FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 22-3119859 / PN 001 | Common Collective Trust | — | $21K | $21K | <0.1% | |
| MSCI EQUITY INDEX FUND - RUSSIA BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 94-3300062 / PN 001 | Common Collective Trust | — | — | $20 | <0.1% | |
| TREAS US 5 YR KEY RATE DUR NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY · EIN 47-4104495 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
Related plans
Other plans using BLACKROCK INSTITUTIONAL TRUST CO
RTX CORPORATION
RTX SAVINGS PLAN MASTER TRUST
$58.3B
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEES
WESTERN CONFERENCE OF TEAMSTERS PENSION PLAN
$56.4B · 231,353 participants
LOCKHEED MARTIN CORPORATION
LMC DEFINED CONTRIBUTION MASTER TRUST
$56.1B
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
BOARD OF TRUSTEES OF THE CPF OF THE IUOE AND PARTICIPATING EMPLOYERS
CENTRAL PENSION FUND OF THE IUOE & PARTICIPATING EMPLOYERS
$27.4B · 104,686 participants
LOCKHEED MARTIN CORPORATION
LOCKHEED MARTIN CORPORATION MASTER RETIREMENT TRUST
$23.7B
Similar-size Finance & Insurance plans
SEAPORT GLOBAL HOLDINGS, LLC
SEAPORT GLOBAL HOLDINGS, LLC 401(K) PLAN
$41.6M · 236 participants
CUSO FINANCIAL SERVICES, L.P.
ATRIA WEALTH SOLUTIONS 401(K) PLAN
$43.0M · 575 participants
SIMPLEX INVESTMENTS, LLC
SIMPLEX INVESTMENTS, LLC 401(K) PLAN
$43.0M · 109 participants
THE GMS GROUP, LLC
THE GMS GROUP, LLC SALARY SAVINGS PLAN
$40.6M · 84 participants
EFG CAPITAL INTERNATIONAL CORP.
EFGI U.S. COMPANIES 401K PLAN
$44.2M · 154 participants
PETROCHOICE HOLDINGS, INC.
PETROCHOICE HOLDINGS, INC. 401(K) PLAN
$44.4M · 593 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B