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Original filing (PDF)20251015144316NAL0006625184001
UMG RECORDINGS, INC.
Form 5500
FILING_RECEIVED
UNIVERSAL MUSIC GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,357
Accounts w/ balance
6,535
Plan assets (EOY)
$1.4B
Net assets (EOY)
$1.4B
How this plan invests
This plan
13 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UMG RECORDINGS, INC..
Plan sponsor
Name
UMG RECORDINGS, INC.
EIN
13-2613071
Address
2220 COLORADO AVENUE · SANTA MONICA, CA · 90404
Phone
(310) 865-5000
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FARBER HASS HURLEY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $355K | — |
| FARBER HASS HURLEY LLP | 82-3747318 | — | NONE | $41K | — |
Investments
15 direct securities · 13 pooled funds· $1.4B(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$723.7M
14 holdings
Common Collective Trust
$614.7M
13 holdings
Mutual Funds
$52.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Fiduciary Trust Co. Vanguard Institutional Index Fund Instl | — | — | — | $218.5M | 15.6% | |
| Vanguard Fiduciary Trust Co. Vanguard Growth Index Fund Inst | — | — | — | $188.9M | 13.5% | |
| VFTC TARGET RET 2035 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $95.4M | 6.8% | |
| Vanguard Fiduciary Trust Co. Vanguard Value Index Fund | — | — | — | $90.1M | 6.4% | |
| VANGUARD RET SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $82.6M | 5.9% | |
| VFTC TARGET RET 2045 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083973 / PN 001 | Common Collective Trust | — | — | $80.5M | 5.8% | |
| Vanguard Fiduciary Trust Co. Vanguard Small-Cap Index Fund | — | — | — | $69.8M | 5.0% | |
| VFTC TARGET RET 2050 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083969 / PN 001 | Common Collective Trust | — | — | $66.3M | 4.7% | |
| VFTC TARGET RET 2040 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083975 / PN 001 | Common Collective Trust | — | — | $62.9M | 4.5% | |
| VFTC TARGET RET 2030 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | — | $59.7M | 4.3% | |
| s - * Vanguard Fiduciary Trust Co. Baird Core Plus Bond Fund ** $ | Mutual Funds | — | — | $52.7M | 3.8% | |
| VFTC TARGET RET 2055 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $51.2M | 3.7% | |
| Vanguard Fiduciary Trust Co. Vanguard Total International Stock Index | — | — | — | $43.2M | 3.1% | |
| VFTC TARGET RET 2025 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $42.1M | 3.0% | |
| Vanguard Fiduciary Trust Co. Vanguard Mid-Cap Index Fund | — | — | — | $38.4M | 2.7% | |
| VFTC TARGET RET 2060 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799212 / PN 001 | Common Collective Trust | — | — | $29.8M | 2.1% | |
| Vanguard Fiduciary Trust Co. MFS Mid Cap Growth Fund; Class R6 | — | — | — | $22.8M | 1.6% | |
| VFTC TARGET RET INCOME TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $19.2M | 1.4% | |
| VFTC TARGET RET 2020 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083983 / PN 001 | Common Collective Trust | — | — | $16.7M | 1.2% | |
| Vanguard Fiduciary Trust Co. Vanguard Total Bond Market Index Fund | — | — | — | $13.3M | 0.9% | |
| Vanguard Fiduciary Trust Co. Vanguard Real Estate Index Fund | — | — | — | $12.9M | 0.9% | |
| Vanguard Fiduciary Trust Co. Vanguard FTSE Social Index Fund | — | — | — | $11.9M | 0.8% | |
| VFTC TARGET RET 2065 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6190443 / PN 001 | Common Collective Trust | — | — | $7.9M | 0.6% | |
| Vanguard Fiduciary Trust Co. Vanguard High-Yield Corporate Fund | — | — | — | $5.7M | 0.4% | |
| Vanguard Fiduciary Trust Co. Fidelity Emerging Markets Index Fund | — | — | — | $3.6M | 0.3% | |
| Vanguard Fiduciary Trust Co. Victory Sycamore Est Value Fund, Cl R6 | — | — | — | $2.5M | 0.2% | |
| Vanguard Fiduciary Trust Co. Vanguard Cash Reserves Federal MM Fund | — | — | — | $2.0M | 0.1% | |
| VFTC TARGET RET 2070 TR I VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7035538 / PN 001 | Common Collective Trust | — | — | $249K | <0.1% |