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Original filing (PDF)20251014124647NAL0005891474001
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
Form 5500
FILING_RECEIVED
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 3
27% in single holdingNo recordkeeper disclosed7 service providers
Active participants
12,450
Accounts w/ balance
14,154
Plan assets (EOY)
$929.2M
Net assets (EOY)
$929.2M
How this plan invests
This plan
1 pooled trust
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "TIAA Traditional nonbenefit-responsive" is 27% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK.
Plan sponsor
Name
RESEARCH FOUNDATION OF THE CITY UNIVERSITY OF NEW YORK
EIN
13-1988190
Address
230 WEST 41ST STREET, · 7TH FLOOR · NEW YORK, NY · 10036
Phone
(212) 417-8601
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
COHNREZNICK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $243K | — |
| JULIAN OSORIO | 13-1988190 | — | EMPLOYEE | $114K | — |
| CAPTRUST | 26-0058143 | — | NONE | $36K | — |
| COHNREZNICK LLP | 22-1478099 | — | NONE | $30K | — |
| NIXON PEABODY | 16-0764720 | — | NONE | $30K | — |
| FARRAH DORSINVILLE | 13-1988190 | — | EMPLOYEE | $20K | — |
| DE ZHANG | 13-1988190 | — | EMPLOYEE | $15K | — |
Investments
39 direct securities · 1 pooled fund· $924.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$900.0M
39 holdings
Pooled Separate Account
$24.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional nonbenefit-responsive | — | — | — | $247.6M | 26.6% | |
| CREF Stock | — | — | — | $161.8M | 17.4% | |
| Vanguard Inst Idx Inst | — | — | — | $37.3M | 4.0% | |
| CREF Growth | — | — | — | $35.6M | 3.8% | |
| CREF Equity index | — | — | — | $31.3M | 3.4% | |
| T. Rowe Price Rtmt I 2045 I | — | — | — | $28.5M | 3.1% | |
| Nuveen Internatl Eq Idx R6 | — | — | — | $26.7M | 2.9% | |
| T. Rowe Price Rtmt I 2050 I | — | — | — | $25.1M | 2.7% | |
| T. Rowe Price Rtmt I 2040 I | — | — | — | $25.0M | 2.7% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $24.7M | 2.7% | |
| T. Rowe Price Rtmt I 2035 I | — | — | — | $24.4M | 2.6% | |
| JPMorgan Equity Inc Fd Cla R6 | — | — | — | $23.8M | 2.6% | |
| CREF Social choice | — | — | — | $19.1M | 2.1% | |
| American Century Grwth Fund R6 | — | — | — | $19.0M | 2.0% | |
| T. Rowe Price Rtmt I 2030 I | — | — | — | $18.4M | 2.0% | |
| T. Rowe Price Rtmt I 2055 I | — | — | — | $16.5M | 1.8% | |
| T. Rowe Price Rtmt I 2025 I | — | — | — | $14.5M | 1.6% | |
| CREF Money market | — | — | — | $13.4M | 1.4% | |
| CREF Global equities | — | — | — | $13.2M | 1.4% | |
| Vanguard Extended Mkt Idx Adm | — | — | — | $10.6M | 1.1% | |
| T. Rowe Price Mid Cap Value I | — | — | — | $9.8M | 1.1% | |
| CREF Inflation-linked bond | — | — | — | $9.1M | 1.0% | |
| T. Rowe Price Rtmt I 2020 I | — | — | — | $8.8M | 0.9% | |
| Dodge & Cox Income Fund - CIX | — | — | — | $8.7M | 0.9% | |
| American EuroPac Growth R6 | — | — | — | $8.6M | 0.9% | |
| Vanguard Ttl Bd Mkt Idx Inst | — | — | — | $8.4M | 0.9% | |
| MassMutual Small Cap Opps I | — | — | — | $8.3M | 0.9% | |
| T. Rowe Price Rtmt I 2060 I | — | — | — | $6.8M | 0.7% | |
| Neuberger Real Estate R6 | — | — | — | $6.7M | 0.7% | |
| MassMutual Mid Cap Growth I | — | — | — | $6.7M | 0.7% | |
| T. Rowe Price Rtmt I 2015 I | — | — | — | $5.7M | 0.6% | |
| TIAA Stable value | — | — | — | $4.6M | 0.5% | |
| Nuveen High Yield R6 | — | — | — | $4.6M | 0.5% | |
| T. Rowe Price Rtmt I 2010 I | — | — | — | $3.6M | 0.4% | |
| CREF Bond market | — | — | — | $3.3M | 0.4% | |
| TIAA Traditional nonbenefit-responsive | — | — | — | $3.1M | 0.3% | |
| Participant loans | — | — | — | $736K | <0.1% | |
| T. Rowe Price Rtmt I Balance I | — | — | — | $371K | <0.1% | |
| T. Rowe Price Rtmt I 2005 I | — | — | — | $307K | <0.1% | |
| TIAA Traditional benefit-responsive 2 | — | — | — | $6 | <0.1% |