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Original filing (PDF)20251011060528NAL0020039442001
SAFILO USA, INC.
Form 5500
FILING_RECEIVED
SAFILO USA INC./SMITH SPORT OPTICS INC. 401K PLAN
401(k) retirement plan
Active participants
590
Accounts w/ balance
790
Plan assets (EOY)
$61.6M
Net assets (EOY)
$61.6M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 23 bps in Schedule C fees — modestly above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAFILO USA, INC..
Plan sponsor
Name
SAFILO USA, INC.
EIN
13-1982071
Address
300 LIGHTING WAY SUITE 400 · SECAUCUS, NJ · 07094
Phone
(800) 631-1188
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHNREZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $80K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | 22-1478099 | — | ACCOUNTANT | $13K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | INVESTMENT/FINANCIAL ADVI | $51K | — |
Investments
31 direct securities · 1 pooled fund· $60.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$55.0M
30 holdings
Common Collective Trust
$4.1M
1 holding
Uncategorized
$1.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY BLUE CHIP GROWTH K | Registered Investment Companies | — | — | $10.7M | 17.4% | |
| FID 500 IND | Registered Investment Companies | — | — | $6.0M | 9.8% | |
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $4.1M | 6.7% | |
| FIDELITY FREEDOM BLEND 2035 K6 | Registered Investment Companies | — | — | $3.7M | 6.1% | |
| FIDELITY FREEDOM BLEND 2030 K6 | Registered Investment Companies | — | — | $3.4M | 5.5% | |
| FIDELITY FREEDOM BLEND 2045 K6 | Registered Investment Companies | — | — | $3.1M | 5.0% | |
| FIDELITY FREEDOM BLEND 2040 K6 | Registered Investment Companies | — | — | $3.0M | 4.9% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $2.6M | 4.2% | |
| FIDELITY OTC PORTFOLIO K | Registered Investment Companies | — | — | $2.1M | 3.4% | |
| FIDELITY FREEDOM BLEND 2055 K6 | Registered Investment Companies | — | — | $2.0M | 3.3% | |
| FIDELITY FREEDOM BLEND 2050 K6 | Registered Investment Companies | — | — | $1.9M | 3.2% | |
| FID INTERNATIONAL INDEX | Registered Investment Companies | — | — | $1.9M | 3.1% | |
| SCHWAB FMTL US LG CO INDEX | Registered Investment Companies | — | — | $1.8M | 3.0% | |
| BLK MID CAP GR EQTY PRT - INST | Registered Investment Companies | — | — | $1.8M | 2.9% | |
| FIDELITY TOTAL BOND FUND | Registered Investment Companies | — | — | $1.7M | 2.8% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $1.7M | 2.8% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $1.4M | 2.3% | |
| FIDELITY FREEDOM BLEND 2025 K6 | Registered Investment Companies | — | — | $1.3M | 2.2% | |
| VOYA INTERMEDIATE BOND R6 | Registered Investment Companies | — | — | $1.1M | 1.7% | |
| FIDELITY FREEDOM BLEND 2060 K6 | Registered Investment Companies | — | — | $946K | 1.5% | |
| FIDELITY GOVERNMENT INCOME | Registered Investment Companies | — | — | $870K | 1.4% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $815K | 1.3% | |
| NUVEEN LC GROWTH INDEX R6 | Registered Investment Companies | — | — | $550K | 0.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $461K | 0.7% | |
| FIDELITY SMALL CAP GROWTH K6 | Registered Investment Companies | — | — | $355K | 0.6% | |
| FIDELITY FREEDOM BLEND 2020 K6 | Registered Investment Companies | — | — | $272K | 0.4% | |
| FIDELITY FREEDOM BLEND 2010 K6 | Registered Investment Companies | — | — | $249K | 0.4% | |
| FIDELITY FREEDOM BLEND 2065 K6 | Registered Investment Companies | — | — | $232K | 0.4% | |
| FIDELITY FREEDOM BLEND 2015 K6 | Registered Investment Companies | — | — | $227K | 0.4% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $169K | 0.3% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $157K | 0.3% | |
| FIDELITY FREEDOM BLEND INC K6 | Registered Investment Companies | — | — | $14K | <0.1% |