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Original filing (PDF)20251009054545NAL0003673027001
DUGGAL VISUAL SOLUTIONS, INC.
Form 5500
FILING_RECEIVED
DUGGAL VISUAL SOLUTIONS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
497
Accounts w/ balance
597
Plan assets (EOY)
$24.1M
Net assets (EOY)
$24.1M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 43 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUGGAL VISUAL SOLUTIONS, INC..
Plan sponsor
Name
DUGGAL VISUAL SOLUTIONS, INC.
EIN
13-1980892
Address
63 FLUSHING AVE · # 25 · BROOKLYN, NY · 11205
Phone
(646) 638-7047
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GRASSI & CO. CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $64K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $39K | — |
Investments
26 direct securities · 1 pooled fund· $23.1M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$21.3M
26 holdings
Common Collective Trust
$1.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | — | $3.8M | 15.6% | |
| BLACKROCK LIFEPATH RET FUND K | Registered Investment Companies | — | — | $3.4M | 14.3% | |
| BLACKROCK LIFEPATH 2035 K | Registered Investment Companies | — | — | $3.4M | 14.0% | |
| BLACKROCK LIFEPATH 2040 FUND K | Registered Investment Companies | — | — | $1.9M | 7.8% | |
| BLACKROCK LIFEPATH 2045 FUND K | Registered Investment Companies | — | — | $1.8M | 7.5% | |
| PUTNAM STABLE VALUE FUND - 20 PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.8M | 7.3% | |
| WESTERN ASSET CORE BOND IS 739 REGISTERED INVESTMENT COMPANY BLACKROCK LIFEPATH 2030 FUND K | Registered Investment Companies | — | — | $1.6M | 6.8% | |
| NYLI WINSLOW LC GROWTH R6 | Registered Investment Companies | — | — | $876K | 3.6% | |
| FID TOTAL INTERNATIONAL INDEX | Registered Investment Companies | — | — | $833K | 3.5% | |
| LOOMIS SAYLES GLOBAL BOND - N 987 REGISTERED INVESTMENT COMPANY BLACKROCK LIFEPATH 2050 FUND K | Registered Investment Companies | — | — | $810K | 3.4% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $729K | 3.0% | |
| BLACKROCK LIFEPATH 2055 FUND K | Registered Investment Companies | — | — | $669K | 2.8% | |
| BLACKROCK LIFEPATH 2060 K | Registered Investment Companies | — | — | $593K | 2.5% | |
| FID US BOND IND | Registered Investment Companies | — | — | $223K | 0.9% | |
| ALLSPRING SMALL CO GROWTH R6 | Registered Investment Companies | — | — | $168K | 0.7% | |
| ALS SPECIAL SMALL CAP VALUE R6 | Registered Investment Companies | — | — | $161K | 0.7% | |
| AMERICAN FUNDS INT GR & INC R6 | Registered Investment Companies | — | — | $159K | 0.7% | |
| JOHN HANCOCK DISC VAL R6 | Registered Investment Companies | — | — | $77K | 0.3% | |
| BLACKROCK LIFEPATH 2065 K | Registered Investment Companies | — | — | $56K | 0.2% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $30K | 0.1% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $15K | <0.1% | |
| COHEN & STEERS GLOBAL REALTY Z | Registered Investment Companies | — | — | $12K | <0.1% | |
| MACQUARIE SMALL CAP CORE R6 | Registered Investment Companies | — | — | $12K | <0.1% | |
| HTFD SCH EMG MKTS EQUITY SDR | Registered Investment Companies | — | — | $9K | <0.1% | |
| AC INFLATION ADJ BOND R6 | Registered Investment Companies | — | — | $8K | <0.1% | |
| HARTFORD CORE EQUITY FUND R6 | Registered Investment Companies | — | — | $5K | <0.1% | |
| CARILLON SCOUT MID CAP R6 | Registered Investment Companies | — | — | $1K | <0.1% |
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