Original filing (PDF)20251015183230NAL0002762675001

MERCY UNIVERSITY

Name: MERCY UNIVERSITY — MERCY UNIVERSITY RETIREMENT PLAN, Form 5500 (2024)
Creator: MERCY UNIVERSITY

Form 5500

FILING_RECEIVED

MERCY UNIVERSITY RETIREMENT PLAN

Defined-contribution retirement plan

Signals · 2

26% in single holdingNo recordkeeper disclosed

Active participants

785

Accounts w/ balance

1,376

Plan assets (EOY)

$121.4M

Net assets (EOY)

$121.4M

How this plan invests

This plan

2 pooled trusts

Schedule D

93 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

Participation health

100

Knocking points off

Top holding "TIAA Traditional Non Benefit-Responsive" is 26% of plan.
No recordkeeper disclosed on Schedule C.

Helping the score

Below-peer total fees (4 bps vs 10 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MERCY UNIVERSITY.

Plan sponsor

Name

MERCY UNIVERSITY

EIN

13-1967321

Address

555 BROADWAY · DOBBS FERRY, NY · 105221721

Phone

(914) 455-2650

Industry

Educational Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

GRANT THORNTON LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
CAP FINANCIAL PARTNERS,LLC	—	RALEIGH, NC	NONE	$51K	—
EMPOWER LIFE & ANNUIRY INSURANCE	—	GREENWOOD VILLAGE, CO	NONE	$150	—

Investments

93 direct securities · 2 pooled funds· $128.8M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$121.4M

93 holdings

Pooled Separate Account

$7.5M

2 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
TIAA Traditional Non Benefit-Responsive	—	—	—	$31.3M	25.8%
CREF Stock R2	—	—	—	$22.2M	18.3%
CREF Global Equities R2	—	—	—	$7.4M	6.1%
Vanguard 500 Idx Adm	—	—	—	$6.0M	4.9%
TIAA Traditional Non Benefit-Responsive 2	—	—	—	$4.7M	3.9%
CREF Growth R2	—	—	—	$4.5M	3.7%
SEPARATE ACCOUNT II TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000	Pooled Separate Account	—	—	$4.5M	3.7%
CREF Equity Index R2	—	—	—	$3.1M	2.6%
TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$2.9M	2.4%
T. Rowe Price Blue Chip Gr I	—	—	—	$2.8M	2.3%
TIAA Real Estate	—	—	—	$2.4M	2.0%
T. Rowe Price Retire 2035 Fund	—	—	—	$2.1M	1.8%
T. Rowe Price Retire 2040 Fund	—	—	—	$2.1M	1.7%
Vanguard Equity Income Adm	—	—	—	$2.1M	1.7%
Vanguard Ttl Intl Stk Idx Adm	—	—	—	$1.9M	1.6%
CREF Social Choice R2	—	—	—	$1.9M	1.6%
CREF Core Bond R2	—	—	—	$1.9M	1.6%
Vanguard Extended Mkt Idx Adm	—	—	—	$1.8M	1.5%
T. Rowe Price Retire 2045 Fund	—	—	—	$1.7M	1.4%
American EuroPac Growth R6	—	—	—	$1.7M	1.4%
T. Rowe Price Retire 2030 Fund	—	—	—	$1.6M	1.4%
T. Rowe Price Retire 2025 Fund	—	—	—	$1.6M	1.3%
T. Rowe Price Retire 2050 Fund	—	—	—	$1.2M	1.0%
MFS Mid Cap Value Class R6	—	—	—	$1.2M	0.9%
CREF Inflation-Linked Bond R2	—	—	—	$1.0M	0.9%
Vanguard Ttl Bd Mkt Idx Adm	—	—	—	$1.0M	0.8%
CREF Money Market R2	—	—	—	$1.0M	0.8%
Metropolitan W Tot Ret Bd Pln	—	—	—	$852K	0.7%
Americn Fnd The Grw Fd Of Amr Inv Opt R3	—	—	—	$829K	0.7%
T. Rowe Price Retire 2020 Fund	—	—	—	$812K	0.7%
Vanguard Infl Protect Sec Adm	—	—	—	$696K	0.6%
T. Rowe Price Retire 2055 Fund	—	—	—	$594K	0.5%
Vanguard Federal Money Mkt Inv	—	—	—	$484K	0.4%
Principal Small Cap Val II R6	—	—	—	$475K	0.4%
General Account	—	—	—	$444K	0.4%
Janus Henderson Forty Inv Opt S	—	—	—	$387K	0.3%
Goldman Sachs Mid Cap Value A	—	—	—	$361K	0.3%
T. Rowe Price Retire 2015 Fund	—	—	—	$346K	0.3%
TIAA-CREF Self-Directed Brokerage Account	—	—	—	$328K	0.3%
Invesco Main Street Mid Cap Inv Opt A	—	—	—	$282K	0.2%
Hartford Disciplined Eq Hls Inv Opt Ib	—	—	—	$278K	0.2%
MFS Mid Cap Growth Fund R6	—	—	—	$275K	0.2%
T. Rowe Price Retirement 2060	—	—	—	$263K	0.2%
T. Rowe Inte US Sm-Cp Gr Eq I	—	—	—	$210K	0.2%
T. Rowe Price Retire 2010 Fund	—	—	—	$206K	0.2%
Lord Abbett Bond Debenture Inv Opt A	—	—	—	$178K	0.1%
Invesco Equity And Income Inv Opt A	—	—	—	$178K	0.1%
Cohen&Steers Inst Realty Shar	—	—	—	$157K	0.1%
Eaton Vance Dividend Builder Inv Opt A	—	—	—	$150K	0.1%
Blackrock Lifepath Dynam 2030 Inv Opt A	—	—	—	$149K	0.1%
Invesco Developing Markets Inv Opt A	—	—	—	$140K	0.1%
Columbia Seligman Tech And Inf Inv Opt A	—	—	—	$135K	0.1%
Columbia Select Mid Cap Value Inv Opt A	—	—	—	$120K	<0.1%
Keeley Small Cap Dividend Value A	—	—	—	$113K	<0.1%
Blackrock Lifepath Dynam 2040 Inv Opt A	—	—	—	$97K	<0.1%
Pimco Real Return Inv Opt A	—	—	—	$96K	<0.1%
Davis New York Venture Inv Opt A	—	—	—	$92K	<0.1%
Pimco Total Return Inv Opt A	—	—	—	$79K	<0.1%
Hartford Healthcare Hls Inv Opt Ib	—	—	—	$79K	<0.1%
T. Rowe Price Retire 2005 Fund	—	—	—	$67K	<0.1%
Royce Smaller-Companies Growth Svc	—	—	—	$66K	<0.1%
American Funds Europac Grwt Inv Opt R3	—	—	—	$58K	<0.1%
Hartford Div And Growth Hls Inv Opt Ia	—	—	—	$49K	<0.1%
American Fnd Capwld Gr And In Inv Opt R3	—	—	—	$48K	<0.1%
Alger Midcap Grwt Institutnl Inv Opt Cs	—	—	—	$48K	<0.1%
Janus Henderson Overseas Inv Opt S	—	—	—	$47K	<0.1%
Invesco Real Estate Inv Opt A	—	—	—	$47K	<0.1%
Franklin Growth Allocation Inv Opt A	—	—	—	$47K	<0.1%
Blackrock Lifepath Dynam Rtmnt Inv Opt	—	—	—	$44K	<0.1%
Invesco Gold & Specl Minerals Inv Opt A	—	—	—	$32K	<0.1%
Blackrock Lifepath(R) Dyn Ret Instl	—	—	—	$30K	<0.1%
Franklin Conservative Allctn Inv Opt A	—	—	—	$29K	<0.1%
Mfs Utilities Inv Opt R3	—	—	—	$25K	<0.1%
Victory Munder Midcap Core Grw Inv Opt A	—	—	—	$25K	<0.1%
Neuberger Berman Sustainable Eq Trust	—	—	—	$19K	<0.1%
Clearbridge Value Fi	—	—	—	$18K	<0.1%
TIAA Traditional Benefit-Responsive 2	—	—	—	$16K	<0.1%
Franklin Moderate Allocation Inv Opt A	—	—	—	$16K	<0.1%
Hartford Total Return Bnd Hls Inv Opt Ia	—	—	—	$15K	<0.1%
State Street S&P 500 Index N	—	—	—	$14K	<0.1%
Macquarie Natural Resources Y	—	—	—	$13K	<0.1%
Invesco Eqv European Equity Fund A	—	—	—	$13K	<0.1%
Hotchkis & Wiley Large Cap Value A	—	—	—	$12K	<0.1%
Invesco Small Cap Equity Inv Opt A	—	—	—	$12K	<0.1%
Thornburg International Eq Inv Opt R3	—	—	—	$12K	<0.1%
Thornburg Small/Mid Cap Core Inv Opt R3	—	—	—	$11K	<0.1%
Artisan Mid Cap Value Investor	—	—	—	$10K	<0.1%
Calvert Equity Inv Opt A	—	—	—	$9K	<0.1%
Invesco Comstock Inv Opt A	—	—	—	$9K	<0.1%
Victory Special Value Inv Opt A	—	—	—	$7K	<0.1%
Blackrock Lifepath(R) Dyn 2030 Instl	—	—	—	$5K	<0.1%
Crm Mid Cap Value Inv	—	—	—	$2K	<0.1%
Blackrock Lifepath Dynam 2050 Inv Opt A	—	—	—	$2K	<0.1%
Goldman Sachs High Yield Inv Opt A	—	—	—	$290	<0.1%
Baron Small Cap Retail	—	—	—	$48	<0.1%