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Original filing (PDF)20251008140714NAL0005963281001
STOLT-NIELSEN USA INC.
Form 5500
FILING_RECEIVED
STOLT-NIELSEN US 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
474
Accounts w/ balance
648
Plan assets (EOY)
$143.1M
Net assets (EOY)
$143.1M
How this plan invests
This plan
2 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STOLT-NIELSEN USA INC..
Plan sponsor
Name
STOLT-NIELSEN USA INC.
EIN
13-1932470
Address
15635 JACINTOPORT BLVD · HOUSTON, TX · 77015
Phone
(281) 860-5006
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3H · Sponsor in controlled / affiliated group
3F · Sponsor used leased employees
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WEAVER AND TIDWELL LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$2K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $90K | — |
| CREATIVE PLANNING, LLC | 43-1270780 | — | INVESTMENT ADVISOR | $29K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERCER INVESTMENTS LLC | 30-0282430 | — | PLAN ADMINISTRATOR | $16K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MCCONNELL & JONES LLP | 76-0488832 | — | ACCOUNTANT/AUDITOR | $25K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
25 direct securities · 2 pooled funds· $140.1M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$134.1M
25 holdings
Common Collective Trust
$6.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund - | — | — | — | $32.5M | 22.7% | |
| Fidelity Growth Company Fund - Class K Mutual Fund - | — | — | — | $28.1M | 19.6% | |
| Fidelity Balanced Fund - Class K Mutual Fund - | — | — | — | $7.4M | 5.2% | |
| Fidelity Freedom Index 2040 Fund Premier Class Mutual Fund - | — | — | — | $7.1M | 5.0% | |
| Fidelity International Index Fund Mutual Fund - | — | — | — | $6.7M | 4.7% | |
| Dodge & Cox Income Fund Mutual Fund - | — | — | — | $6.5M | 4.5% | |
| Fidelity Freedom Index 2030 Fund Premier Class Mutual Fund - | — | — | — | $6.2M | 4.3% | |
| Fidelity Freedom Index 2035 Fund Premier Class Mutual Fund - | — | — | — | $5.5M | 3.8% | |
| Fidelity Freedom Index 2050 Fund Premier Class Mutual Fund - | — | — | — | $5.2M | 3.7% | |
| PIF MID CAP EQ IV PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 45-5114041 / PN 001 | Common Collective Trust | — | — | $4.9M | 3.4% | |
| Vanguard Federal Money Market Fund Money Market Fund - | — | — | — | $4.7M | 3.3% | |
| T. Rowe Price Institutional Large Cap Value Fund Mutual Fund - | — | — | — | $4.5M | 3.1% | |
| Fidelity Freedom Index 2045 Fund Premier Class Mutual Fund - | — | — | — | $3.7M | 2.6% | |
| Fidelity Freedom Index 2055 Fund Premier Class Mutual Fund - | — | — | — | $3.0M | 2.1% | |
| Fidelity Freedom Index 2025 Fund Premier Class Mutual Fund - | — | — | — | $2.2M | 1.6% | |
| Fidelity Freedom Index 2060 Fund Premier Class Mutual Fund - | — | — | — | $2.1M | 1.5% | |
| Fidelity Extended Market Index Fund Mutual Fund - | — | — | — | $1.9M | 1.3% | |
| Fidelity US Bond Index Mutual Fund - | — | — | — | $1.8M | 1.3% | |
| Vanguard Global Equity Fund Investor Shares Mutual Fund - | — | — | — | $1.7M | 1.2% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.1M | 0.8% | |
| Macquarie Small Cap Core Fund R6 Mutual Fund - | — | — | — | $1.1M | 0.8% | |
| Fidelity Freedom Index 2010 Fund Premier Class Mutual Fund - 968 * Fidelity Freedom Index 2020 Fund Premier Class Mutual Fund - | — | — | — | $783K | 0.5% | |
| Pimco Income Inst Mutual Fund - | — | — | — | $739K | 0.5% | |
| Fidelity Freedom Index 2065 Fund Premier Class Mutual Fund - | — | — | — | $282K | 0.2% | |
| Principal Global Real Estate Securities Fund Inst Cl Mutual Fund - | — | — | — | $222K | 0.2% | |
| Fidelity Freedom Index Income Fund Premier Class Mutual Fund - | — | — | — | $31K | <0.1% | |
| Fidelity Freedom Index 2070 Fund Premier Class Mutual Fund - | — | — | — | $4K | <0.1% |