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Original filing (PDF)20251015165850NAL0005477249001
HITACHI AMERICA, LTD.
Form 5500
FILING_RECEIVED
HITACHI EMPLOYEE 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
17,744
Accounts w/ balance
24,153
Plan assets (EOY)
$3.6B
Net assets (EOY)
$3.6B
How this plan invests
This plan
28 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HITACHI AMERICA, LTD..
Plan sponsor
Name
HITACHI AMERICA, LTD.
EIN
13-1896069
Address
800 WESTCHESTER AVENUE, N-707 · RYE BROOK, NY · 10573
Phone
(914) 332-5800
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
2U · Association Retirement Plan
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $1.0M | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $631K | — |
| COOK STREET CONSULTANTS | 84-0854432 | — | INVESTMENT ADVISOR | $42K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS, LLP | 44-0160260 | — | ACCOUNTANT/AUDITOR | $32K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BRYAN CAVE LEIGHTON PAISNER LLP | 43-0602162 | — | ATTORNEY/LEGAL | $334K | — |
Investments
32 direct securities · 28 pooled funds· $5.8B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.9B
32 holdings
Common Collective Trust
$2.9B
28 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Contrafund Commingled Pool Class D Collective investment trust (1) | — | — | — | $353.2M | 9.9% | |
| FID CONTRA POOL CL A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 133 | Common Collective Trust | — | — | $353.2M | 9.9% | |
| SP 500 INDEX PL CL E GEODE CAPITAL MANAGEMENT TRUST · EIN 82-6293122 / PN 001 | Common Collective Trust | — | — | $335.0M | 9.4% | |
| Freedom Index 2035 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $280.4M | 7.8% | |
| FID FRDM INX 2035 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 081 | Common Collective Trust | — | — | $280.4M | 7.8% | |
| Freedom Index 2030 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $273.8M | 7.7% | |
| FID FRDM INX 2030 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 080 | Common Collective Trust | — | — | $273.8M | 7.7% | |
| Freedom Index 2040 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $227.9M | 6.4% | |
| FID FRDM INX 2040 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 082 | Common Collective Trust | — | — | $227.9M | 6.4% | |
| Freedom Index 2045 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $200.6M | 5.6% | |
| FID FRDM INX 2045 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 083 | Common Collective Trust | — | — | $200.6M | 5.6% | |
| Freedom Index 2025 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $172.9M | 4.8% | |
| FID FRDM INX 2025 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 079 | Common Collective Trust | — | — | $172.9M | 4.8% | |
| Spartan Total Market Index Pool Class E Collective investment trust (1) | — | — | — | $156.8M | 4.4% | |
| SP TTL MRKT IDX CL E GEODE CAPITAL MANAGEMENT, LLC · EIN 82-6293122 / PN 002 | Common Collective Trust | — | — | $156.8M | 4.4% | |
| BNYM Mellon Stable Value Fund Class L Common/collective trust fund (1) | — | — | — | $150.8M | 4.2% | |
| WINSLOW LARGE CAP C SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $141.3M | 4.0% | |
| Brokeragelink Self-directed brokerage account (1) | — | — | — | $132.9M | 3.7% | |
| Freedom Index 2050 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $127.6M | 3.6% | |
| FID FRDM INX 2050 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 084 | Common Collective Trust | — | — | $127.6M | 3.6% | |
| Diamond Hill Large Cap Fund Class Y Mutual fund (1) | — | — | — | $85.2M | 2.4% | |
| Freedom Index 2055 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $85.0M | 2.4% | |
| FID FRDM INX 2055 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 112 | Common Collective Trust | — | — | $85.0M | 2.4% | |
| American Funds EUPAC Fund Class R-6 Mutual fund (1) | — | — | — | $79.5M | 2.2% | |
| SP TTL INTL IDX CL E GEODE CAPITAL MANAGEMENT, LLC · EIN 82-6293122 / PN 014 | Common Collective Trust | — | — | $74.5M | 2.1% | |
| PIMCO TOTAL RETURN I SEI TRUST COMPANY · EIN 27-0834603 / PN 006 | Common Collective Trust | — | — | $73.5M | 2.1% | |
| Extended Market Index Pool Class E Collective investment trust (1) | — | — | — | $72.3M | 2.0% | |
| SP EXT MKT IDX CL E GEODE CAPITAL MANAGEMENT TRUST · EIN 82-6293122 / PN 010 | Common Collective Trust | — | — | $72.3M | 2.0% | |
| Freedom Index 2020 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $69.8M | 2.0% | |
| FID FRDM INX 2020 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 078 | Common Collective Trust | — | — | $69.8M | 2.0% | |
| Vanguard Federal Money Market Fund Money market fund (1) | — | — | — | $68.8M | 1.9% | |
| Fidelity Balanced Fund Class K Mutual fund (1) | — | — | — | $52.9M | 1.5% | |
| Hood River Small-Cap Growth Fund Retirement Shares Mutual fund (1) | — | — | — | $51.9M | 1.5% | |
| US Bond Index Commingled Pool Class D Collective investment trust (1) | — | — | — | $48.1M | 1.3% | |
| FIAM US BOND INX D FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 106 | Common Collective Trust | — | — | $48.1M | 1.3% | |
| Notes receivable from participants Interest rates range from 3.25% to 10.50%. $-0- | — | — | — | $46.4M | 1.3% | |
| Freedom Index 2060 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $41.0M | 1.1% | |
| FID FRDM INX 2060 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 146 | Common Collective Trust | — | — | $41.0M | 1.1% | |
| Hotchkis & Wiley Small Cap Diversified Value CIT Class R Collective investment trust (1) | — | — | — | $37.3M | 1.0% | |
| H&W SMCP DVRSFD VL R GREAT GRAY TRUST COMPANY, LLC · EIN 38-7264533 / PN 696 | Common Collective Trust | — | — | $37.3M | 1.0% | |
| ARTISAN MID CAP INST SEI TRUST COMPANY · EIN 81-2225016 / PN 006 | Common Collective Trust | — | — | $32.3M | 0.9% | |
| Freedom Index 2015 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $21.1M | 0.6% | |
| FID FRDM INX 2015 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 077 | Common Collective Trust | — | — | $21.1M | 0.6% | |
| Freedom Index 2065 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $13.7M | 0.4% | |
| FID FRDM INX 2065 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 169 | Common Collective Trust | — | — | $13.7M | 0.4% | |
| Empower Guaranteed Income Fund Common/collective trust fund (1) | — | — | — | $13.2M | 0.4% | |
| Hotchkis & Wiley High Yield Fund Class I Mutual fund (1) | — | — | — | $11.4M | 0.3% | |
| DFA Global Real Estate Securities Portfolio Mutual fund (1) | — | — | — | $9.4M | 0.3% | |
| Bloomberg US Treasury Inflation Protected Securities Fund F Collective investment trust (1) | — | — | — | $9.0M | 0.3% | |
| BTC TRSY INFL PROTCTD SECS FD BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 36-4495972 / PN 001 | Common Collective Trust | — | — | $9.0M | 0.3% | |
| Freedom Index Income Commingled Pool Class Y Collective investment trust (1) | — | — | — | $6.5M | 0.2% | |
| FID FRDM INX INC Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 074 | Common Collective Trust | — | — | $6.5M | 0.2% | |
| Freedom Index 2010 Commingled Pool Class Y Collective investment trust (1) | — | — | — | $5.6M | 0.2% | |
| FID FRDM INX 2010 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 076 | Common Collective Trust | — | — | $5.6M | 0.2% | |
| Vanguard Total International Bond Index Fund Admiral Mutual fund (1) | — | — | — | $2.8M | <0.1% | |
| MELLON STABLE VAL L THE BANK OF NEW YORK MELLON · EIN 11-3152987 / PN 000 | Common Collective Trust | — | — | $2.4M | <0.1% | |
| Great-West Blended Stable Value Fund Common/collective trust fund (1) | — | — | — | $703K | <0.1% | |
| FID FRDM INX 2005 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 075 | Common Collective Trust | — | — | $0 | <0.1% | |
| FID CONTRA POOL CL A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 133 | Common Collective Trust | — | — | $0 | <0.1% | |
| VANGUARD TARGET 2025 VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |