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Original filing (PDF)20250905095239NAL0010519171001
NOVARTIS CORPORATION
Form 5500
FILING_RECEIVED
NOVARTIS CORPORATION DC MASTER TRUST
Pooled investment trust — a fund that other plans invest in — not a participant plan
Active participants
0
Accounts w/ balance
—
Plan assets (EOY)
$9.8B
Net assets (EOY)
$9.8B
How this plan invests
2 plans
invest in this fund
This trust
pooled vehicle
31 securities
Schedule of Assets
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
Master trust / DFE filing
Pooled investment vehicle
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Pooled assets (EOY)
$9.8B
Net assets (EOY)
$9.8B
Participating plans
2
latest filings citing this trust
Cited interest
$9.8B
across citing plans' latest filings
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOVARTIS CORPORATION.
Plan sponsor
Name
NOVARTIS CORPORATION
EIN
13-1834433
Address
ONE HEALTH PLAZA · EAST HANOVER, NJ · 07936
Phone
(862) 778-8300
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
400
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-05
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FID INVEST INST OPS CO | 04-2647786 | — | RECORDKEEPER | -$713K | — |
Investments
17 direct securities · 27 pooled funds· $14.5B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$9.1B
27 holdings
Uncategorized
$5.4B
17 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| S & P 500 EQTY INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 001 | Common Collective Trust | — | — | $1.1B | 11.1% | |
| LARGE CAP INDEX | — | — | $376.3M | $1.1B | 11.1% | |
| S P 500 BARRA GRWTH EQTY INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 050 | Common Collective Trust | — | — | $1.0B | 10.6% | |
| LARGE CAP GRTH INDEX | — | — | $494.3M | $1.0B | 10.6% | |
| VANGUARD TARGET RET 2035 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 47-6941311 / PN 001 | Common Collective Trust | — | $598.3M | $903.7M | 9.2% | |
| VANGUARD TARGET RET 2030 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 47-6938065 / PN 001 | Common Collective Trust | — | $479.4M | $692.2M | 7.1% | |
| VANGUARD TARGET RET 2040 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 47-6941351 / PN 001 | Common Collective Trust | — | $455.4M | $690.6M | 7.1% | |
| VANGUARD TARGET RET 2045 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 47-6944355 / PN 001 | Common Collective Trust | — | $398.1M | $620.1M | 6.3% | |
| S P MIDCAP 400INDEX FUND NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 004 | Common Collective Trust | — | — | $477.9M | 4.9% | |
| MID CAP INDEX | — | — | $225.2M | $477.9M | 4.9% | |
| RUSSELL 3000 - EQUITY INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 005 | Common Collective Trust | — | — | $449.5M | 4.6% | |
| TOTAL STOCK MARKET | — | — | $236.0M | $449.5M | 4.6% | |
| VANGUARD TARGET RET 2025 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 47-6938034 / PN 001 | Common Collective Trust | — | $286.5M | $424.8M | 4.3% | |
| S P 500 BARRA VALUE EQTY INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 051 | Common Collective Trust | — | — | $386.7M | 4.0% | |
| LARGE CAP VALUE INDX | — | — | $195.2M | $386.7M | 4.0% | |
| INTEREST INCOME FUND | — | — | $271.0M | $342.7M | 3.5% | |
| RUSSELL 2000 GROWTH EQUITY INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 010 | Common Collective Trust | — | — | $321.8M | 3.3% | |
| SMALL CAP GRTH INDEX | — | — | $158.7M | $321.8M | 3.3% | |
| VANGUARD TARGET RET 2050 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 47-6944390 / PN 001 | Common Collective Trust | — | $227.3M | $308.2M | 3.1% | |
| RUSSELL 2000 EQTY INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 009 | Common Collective Trust | — | — | $305.8M | 3.1% | |
| SMALL CAP INDEX | — | — | $138.9M | $305.8M | 3.1% | |
| EAFE - INTERNATIONAL EQUITY INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 017 | Common Collective Trust | — | $155.7M | $242.4M | 2.5% | |
| GOVT MONEY MARKET | — | — | $218.3M | $241.0M | 2.5% | |
| GOVT SHORT-TERM INVEST FUND NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 068 | Common Collective Trust | — | — | $240.0M | 2.5% | |
| ASSET ALLOCATION | — | — | $110.8M | $222.6M | 2.3% | |
| AGGREGATE BOND INDEX FUND NORTHERN TRUST GLOBAL INVEST · EIN 45-6138589 / PN 029 | Common Collective Trust | — | $196.8M | $214.3M | 2.2% | |
| NOVARTIS STOCK FUND | — | — | $93.8M | $155.8M | 1.6% | |
| JPMCB DIVERSIFIED FUND JPMORGAN CHASE BANK, N.A. · EIN 13-3637899 / PN 001 | Common Collective Trust | — | — | $146.9M | 1.5% | |
| RUSSELL 2000 VALUE EQTY INDEX NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 011 | Common Collective Trust | — | — | $121.1M | 1.2% | |
| SMALL CAP VALUE INDX | — | — | $66.8M | $121.1M | 1.2% | |
| VANGUARD TARGET RET 2020 TRUST I VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6935530 / PN 001 | Common Collective Trust | — | $71.9M | $105.9M | 1.1% | |
| VANGUARD TARGET RET 2055 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 47-6948719 / PN 001 | Common Collective Trust | — | $71.1M | $84.9M | 0.9% | |
| VANGUARD TARGET RET INCOME TRUST I VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6930815 / PN 001 | Common Collective Trust | — | $58.7M | $77.2M | 0.8% | |
| TREASURY BOND INDEX | — | — | $59.0M | $60.9M | 0.6% | |
| EMERGING MKTS INDEX | — | — | $51.2M | $57.5M | 0.6% | |
| COLLECTIVE DAILY EMERGING MARKETS NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 101 | Common Collective Trust | — | — | $57.5M | 0.6% | |
| INTL ACWI EX US IDX | — | — | $37.4M | $46.9M | 0.5% | |
| COLL DAILY MSCI ALL COUNTY WORLD IN NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 103 | Common Collective Trust | — | — | $46.9M | 0.5% | |
| VANGUARD TARGET RET 2060 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 47-6948754 / PN 001 | Common Collective Trust | — | $33.8M | $40.3M | 0.4% | |
| TIPS INDEX | — | — | $38.0M | $40.0M | 0.4% | |
| COLLECTIVE DAILY TREAS INFL PROT SE NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 033 | Common Collective Trust | — | — | $40.0M | 0.4% | |
| OUTSTANDING LOAN BALANCE | — | — | $33.5M | $33.5M | 0.3% | |
| VANGUARD TARGET RET 2065 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 82-6200492 / PN 001 | Common Collective Trust | — | $9.9M | $11.5M | 0.1% | |
| VANGUARD TARGET RET 2070 TRUST I VANGUARD FIDUCIARY TRUST CO · EIN 88-6098744 / PN 001 | Common Collective Trust | — | $6.1M | $6.9M | <0.1% |