Back to filter
Original filing (PDF)20250905095407NAL0010520115001
NOVARTIS CORPORATION
Form 5500
FILING_RECEIVED
NOVARTIS CORPORATION INVESTMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
100% in single holding
Active participants
11,986
Accounts w/ balance
23,805
Plan assets (EOY)
$9.9B
Net assets (EOY)
$9.9B
How this plan invests
This plan
1 pooled trust
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: NOVARTIS CORPORATION DC MASTER TRUST (share>100%, pinned)]" is 100% of plan.
Helping the score
- Below-peer total fees (0 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOVARTIS CORPORATION.
Plan sponsor
Name
NOVARTIS CORPORATION
EIN
13-1834433
Address
ONE HEALTH PLAZA · EAST HANOVER, NJ · 07936
Phone
(862) 778-8300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
055
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-05
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WITHUM
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS | 04-2647786 | — | RECORDKEEPER | $187K | — |
Investments
1 pooled fund· $9.7B(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NOVARTIS DC MASTER TRUST NOVARTIS CORPORATION · EIN 13-1834433 / PN 400 | Master Trust | — | — | $9.7B | 98.1% |