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Original filing (PDF)20251015130011NAL0004915457006
JAWONIO, INC.
Form 5500
FILING_RECEIVED
JAWONIO, INC. 403(B)THRIFT PLAN
403(b) retirement plan
Signals · 2
~103 bps in Sched C feesNo recordkeeper disclosed
Active participants
600
Accounts w/ balance
955
Plan assets (EOY)
$15.4M
Net assets (EOY)
$15.4M
How this plan invests
This plan
3 pooled trusts
Schedule D
85 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 103 bps in Schedule C fees — 255% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JAWONIO, INC..
Plan sponsor
Name
JAWONIO, INC.
EIN
13-1761660
Address
260 N. LITTLE TOR ROAD · NEW CITY, NY · 10956
Phone
(845) 639-3524
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT PLANS ADMIN SERVICES, INC. | 16-1503696 | UTICA, NY | — | $140K | — |
| SPECTRUM PENSION AND COMPENSATION | — | NEWBURGH, NY | — | $18K | — |
| FOCUSED WEALTH MANAGEMENT | — | NEWBURGH, NY | — | $0 | — |
Investments
83 direct securities · 3 pooled funds· $14.7M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$14.2M
80 holdings
Guaranteed Income / GIC
$531K
1 holding
Pooled Separate Accounts
$17K
1 holding
Mutual Funds
$9K
1 holding
Pooled Separate Account
$0
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirem't 2030 | — | — | — | $2.0M | 12.9% | |
| Vanguard Target Retirem't 2025 | — | — | — | $1.7M | 11.1% | |
| Vanguard Target Retirem't 2035 | — | — | — | $1.5M | 9.9% | |
| Vanguard Target Retirem't 2020 | — | — | — | $908K | 5.9% | |
| Vanguard Target Retirem't 2040 | — | — | — | $724K | 4.7% | |
| Vanguard Tgt Retirem't Income | — | — | — | $639K | 4.2% | |
| Vanguard Target Retirem't 2045 | — | — | — | $635K | 4.1% | |
| Invesco Main Street Fund A | — | — | — | $603K | 3.9% | |
| * Voya Fixed Account Voya Fixed Account | Guaranteed Income / GIC | — | — | $531K | 3.5% | |
| Vanguard Growth Index Admiral | — | — | — | $491K | 3.2% | |
| Vanguard Ttl Stk Mkt Index Adm | — | — | — | $396K | 2.6% | |
| Vanguard Target Retirem't 2050 | — | — | — | $331K | 2.2% | |
| Vanguard Target Retirem't 2055 | — | — | — | $289K | 1.9% | |
| Vanguard Mid-cap Index Admiral | — | — | — | $279K | 1.8% | |
| Metropolitan Life Insurance Company T. Rowe Price Small Cap Growth Portfolio | — | — | — | $238K | 1.6% | |
| Metropolitan Life Insurance Company American Funds® Growth Fund | — | — | — | $212K | 1.4% | |
| various maturity dates through October 2029 | — | — | — | $209K | 1.4% | |
| Vanguard Small-cap Index Adm | — | — | — | $192K | 1.3% | |
| Invesco Active Allocation Fund | — | — | — | $177K | 1.1% | |
| Vanguard Ttl Bd Mkt Indx Adm | — | — | — | $169K | 1.1% | |
| Metropolitan Life Insurance Company American Funds® Growth-Income Fund | — | — | — | $148K | 1.0% | |
| Vanguard Target Retirem't 2060 | — | — | — | $146K | 0.9% | |
| Invesco Global Fund A | — | — | — | $115K | 0.7% | |
| General Account Met Life Met Life Guaranteed Interest Account | — | — | — | $105K | 0.7% | |
| Mutual of America Life Insurance Company Mutual of America Equity Index Fund | — | — | — | $92K | 0.6% | |
| Metropolitan Life Insurance Company T. Rowe Price Mid Cap Growth Portfolio | — | — | — | $91K | 0.6% | |
| Vanguard Federal Money Market | — | — | — | $88K | 0.6% | |
| Metropolitan Life Insurance Company MetLife Mid Cap Stock Index Portfolio | — | — | — | $83K | 0.5% | |
| Metropolitan Life Insurance Company Invesco Golbal Equity Portfolio 179 * Metropolitan Life Insurance Company Jennison Growth Portfolio | — | — | — | $79K | 0.5% | |
| Vanguard Interm-tm Bd Idx Adm | — | — | — | $79K | 0.5% | |
| DWS Capital Growth VIP | — | — | — | $77K | 0.5% | |
| Invesco Gold & Spec Minrls R6 | — | — | — | $74K | 0.5% | |
| Metropolitan Life Insurance Company Harris Oakmark International Portfolio | — | — | — | $73K | 0.5% | |
| Invesco Fundamental Alternatives Fund | — | — | — | $72K | 0.5% | |
| Metropolitan Life Insurance Company Brighthouse/Wellington Large Cap Research Portfolio | — | — | — | $69K | 0.4% | |
| Metropolitan Life Insurance Company Brighthouse/Wellington Core Equity Opportunities Portfolio | — | — | — | $68K | 0.4% | |
| Vanguard Ttl Int'l Stk Ind Adm | — | — | — | $67K | 0.4% | |
| Metropolitan Life Insurance Company Loomis Sayles Small Cap Growth Portfolio | — | — | — | $66K | 0.4% | |
| Vanguard Energy Admiral | — | — | — | $65K | 0.4% | |
| Metropolitan Life Insurance Company Loomis Sayles Small Cap Core Portfolio | — | — | — | $62K | 0.4% | |
| Metropolitan Life Insurance Company Invesco Small Cap Growth Portfolio | — | — | — | $54K | 0.4% | |
| Metropolitan Life Insurance Company MetLife Aggregate Bond Index Portfolio 98 * Metropolitan Life Insurance Company MetLife Russell 2000 Index Portfolio | — | — | — | $54K | 0.4% | |
| JPMorgan Glb Bond Opp R6 | — | — | — | $51K | 0.3% | |
| Fidelity Emg Mkts Idx Instl Pr | — | — | — | $50K | 0.3% | |
| Metropolitan Life Insurance Company Brighthouse/Artisan Mid Cap Value Portfolio | — | — | — | $50K | 0.3% | |
| Mutual of America Mutual of America Interest Accumulation Account | — | — | — | $46K | 0.3% | |
| Metropolitan Life Insurance Company Victory Sycamore Mid Cap Value Portfolio | — | — | — | $42K | 0.3% | |
| Mutual of America Life Insurance Company Mutual of America Mid-Cap Equity Index Fund | — | — | — | $31K | 0.2% | |
| Metropolitan Life Insurance Company Neuberger Berman Genesis Portfolio | — | — | — | $29K | 0.2% | |
| Metropolitan Life Insurance Company Western Asset Management Strategic Bond Opportunities Portfolio | — | — | — | $26K | 0.2% | |
| Mutual of America Life Insurance Company Mutual of America Small Cap Growth Fund | — | — | — | $25K | 0.2% | |
| Columbia Strategic Income I-3 | — | — | — | $25K | 0.2% | |
| Vanguard Health Care Index Adm | — | — | — | $24K | 0.2% | |
| Metropolitan Life Insurance Company CBRE Global Real Estate Portfolio | — | — | — | $22K | 0.1% | |
| Mutual of America Life Insurance Company Mutual of America Small Cap Value Fund | — | — | — | $21K | 0.1% | |
| Metropolitan Life Insurance Company American Funds® Global Small Capitalization Fund | — | — | — | $21K | 0.1% | |
| Invesco Capital Appreciation Fund Class A | — | — | — | $20K | 0.1% | |
| Mutual of America Life Insurance Company Mutual of America Balanced Fund | — | — | — | $18K | 0.1% | |
| s * Mutual of America Life Insurance Company Mutual of America All America Fund | Pooled Separate Accounts | — | — | $17K | 0.1% | |
| Vanguard Inflatn-prot Sec Adm | — | — | — | $16K | 0.1% | |
| Metropolitan Life Insurance Company Loan Collateral | — | — | — | $13K | <0.1% | |
| Vanguard Real Estate Index Adm | — | — | — | $12K | <0.1% | |
| Mutual of America Life Insurance Company Mutual of America Core Bond Fund | — | — | — | $12K | <0.1% | |
| Metropolitan Life Insurance Company Brighthouse Asset Allocation 100 Portfolio | — | — | — | $11K | <0.1% | |
| Metropolitan Life Insurance Company Morgan Stanley Institutional Fund Trust Discovery Portfolio | — | — | — | $10K | <0.1% | |
| Metropolitan Life Insurance Company MFS® Research International Portfolio | — | — | — | $10K | <0.1% | |
| American Funds American Funds Nw Prspctv R6 | Mutual Funds | — | — | $9K | <0.1% | |
| Metropolitan Life Insurance Company Western Asset Management U.S. Government Portfolio | — | — | — | $9K | <0.1% | |
| Mutual of America Life Insurance Company Mutual of America Intermediate Bond Fund | — | — | — | $8K | <0.1% | |
| Metropolitan Life Insurance Company Baillie Gifford International Stock | — | — | — | $7K | <0.1% | |
| Metropolitan Life Insurance Company MFS® Value Portfolio | — | — | — | $6K | <0.1% | |
| Invesco International Equity Fund Class A | — | — | — | $6K | <0.1% | |
| Metropolitan Life Insurance Company MFS® Value Portfolio E | — | — | — | $5K | <0.1% | |
| Invesco Multi-Asset Income Fund A | — | — | — | $4K | <0.1% | |
| Metropolitan Life Insurance Company MetLife Stock Index Portfolio 288 * Metropolitan Life Insurance Company T. Rowe Price Large Cap Growth Portfolio | — | — | — | $4K | <0.1% | |
| Metropolitan Life Insurance Company Brighthouse Asset Allocation 60 Portfolio | — | — | — | $4K | <0.1% | |
| Metropolitan Life Insurance Company PIMCO Total Return Portfolio | — | — | — | $3K | <0.1% | |
| Invesco Oppenheimer International Growth Fund A 205 * Invesco Real Estate Fund Class A | — | — | — | $3K | <0.1% | |
| Invesco Core Plus Bond A | — | — | — | $3K | <0.1% | |
| Fidelity VIP Asset Manager Portfolio | — | — | — | $3K | <0.1% | |
| Metropolitan Life Insurance Company Frontier Mid Cap Growth Portfolio | — | — | — | $1K | <0.1% | |
| Metropolitan Life Insurance Company MetLife MSCI EAFE® Index Portfolio | — | — | — | $1K | <0.1% | |
| Metropolitan Life Insurance Company PIMCO Inflation Protected Bond Portfolio | — | — | — | $1K | <0.1% | |
| MOA TAX DEF ANNUITY SEPARATE ACCOUN MUTUAL OF AMERICA LIFE INS COMPANY · EIN 13-1614399 / PN 002 | Pooled Separate Account | — | — | $0 | <0.1% | |
| VOYA SEPARATE ACCOUNT VOYA RETIREMENT AND ANNUITY COMPANY · EIN 71-0294708 / PN 002 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MET LIFE SEPARATE ACCOUNT METROPOLITAN LIFE INSURANCE COMPANY · EIN 13-5581829 / PN 002 | Pooled Separate Account | — | — | $0 | <0.1% |
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