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Original filing (PDF)20251007153637NAL0004789649001
UNIVERSITY OF MOUNT SAINT VINCENT
Form 5500
FILING_RECEIVED
UNIVERSITY OF MOUNT SAINT VINCENT DEFINED CONTRIBUTION PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
326
Accounts w/ balance
570
Plan assets (EOY)
$58.8M
Net assets (EOY)
$58.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
127 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY OF MOUNT SAINT VINCENT.
Plan sponsor
Name
UNIVERSITY OF MOUNT SAINT VINCENT
EIN
13-1740445
Address
6301 RIVERDALE AVE. · BRONX, NY · 10471
Phone
(718) 405-3212
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2L · 403(b)(1) annuity
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | RALEIGH, NC | NONE | $56K | — |
| TIAA-TEACHERS INSURANCE & ANNUITY | 13-1624203 | NEW YORK, NY | NONE | $28K | — |
| MUTUAL OF AMERICA LIFE INSURANCE CO | — | COLUMBUS, OH | NONE | $880 | — |
Investments
126 direct securities · 2 pooled funds· $66.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$57.2M
126 holdings
Pooled Separate Account
$9.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA | — | — | — | $14.7M | 25.0% | |
| CREF | — | — | — | $9.5M | 16.1% | |
| SEPARATE ACCOUNT NO. 2 MUTUAL OF AMERICA LIFE INSURANCE COMPANY · EIN 13-1614399 / PN 000 | Pooled Separate Account | — | — | $7.4M | 12.6% | |
| CREF | — | — | — | $2.5M | 4.2% | |
| CREF | — | — | — | $2.0M | 3.5% | |
| CREF | — | — | — | $1.8M | 3.0% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.6M | 2.7% | |
| CREF | — | — | — | $1.3M | 2.2% | |
| TIAA Trust, N.A. | — | — | — | $1.2M | 2.1% | |
| TIAA Trust, N.A. | — | — | — | $1.2M | 2.1% | |
| TIAA Trust, N.A. | — | — | — | $1.1M | 1.9% | |
| Mutual of America | — | — | — | $1.0M | 1.7% | |
| Mutual of America | — | — | — | $944K | 1.6% | |
| TIAA Trust, N.A. | — | — | — | $906K | 1.5% | |
| Vanguard | — | — | — | $816K | 1.4% | |
| Mutual of America | — | — | — | $723K | 1.2% | |
| TIAA Trust, N.A. | — | — | — | $715K | 1.2% | |
| CREF | — | — | — | $677K | 1.2% | |
| Mutual of America | — | — | — | $654K | 1.1% | |
| Mutual of America | — | — | — | $612K | 1.0% | |
| TIAA Trust, N.A. | — | — | — | $575K | 1.0% | |
| CREF | — | — | — | $536K | 0.9% | |
| TIAA Trust, N.A. | — | — | — | $512K | 0.9% | |
| TIAA Trust, N.A. | — | — | — | $487K | 0.8% | |
| TIAA | — | — | — | $476K | 0.8% | |
| CREF | — | — | — | $475K | 0.8% | |
| Mutual of America | — | — | — | $468K | 0.8% | |
| Mutual of America | — | — | — | $441K | 0.7% | |
| Mutual of America | — | — | — | $406K | 0.7% | |
| Mutual of America | — | — | — | $397K | 0.7% | |
| TIAA | — | — | — | $375K | 0.6% | |
| TIAA Trust, N.A. | — | — | — | $371K | 0.6% | |
| Mutual of America | — | — | — | $331K | 0.6% | |
| Mutual of America | — | — | — | $327K | 0.6% | |
| Mutual of America | — | — | — | $320K | 0.5% | |
| Vanguard | — | — | — | $315K | 0.5% | |
| TIAA | — | — | — | $310K | 0.5% | |
| TIAA | — | — | — | $292K | 0.5% | |
| TIAA | — | — | — | $261K | 0.4% | |
| TIAA | — | — | — | $246K | 0.4% | |
| TIAA | — | — | — | $239K | 0.4% | |
| Vanguard | — | — | — | $239K | 0.4% | |
| TIAA | — | — | — | $235K | 0.4% | |
| TIAA | — | — | — | $221K | 0.4% | |
| Participant loans | — | — | — | $216K | 0.4% | |
| TIAA | — | — | — | $215K | 0.4% | |
| Vanguard | — | — | — | $210K | 0.4% | |
| Mutual of America | — | — | — | $205K | 0.3% | |
| TIAA | — | — | — | $204K | 0.3% | |
| MFS | — | — | — | $198K | 0.3% | |
| TIAA Trust, N.A. | — | — | — | $176K | 0.3% | |
| TIAA | — | — | — | $169K | 0.3% | |
| TIAA | — | — | — | $166K | 0.3% | |
| Mutual of America | — | — | — | $164K | 0.3% | |
| TIAA | — | — | — | $156K | 0.3% | |
| TIAA | — | — | — | $145K | 0.2% | |
| TIAA Trust, N.A. | — | — | — | $143K | 0.2% | |
| TIAA | — | — | — | $141K | 0.2% | |
| TIAA | — | — | — | $139K | 0.2% | |
| Mutual of America | — | — | — | $138K | 0.2% | |
| TIAA | — | — | — | $134K | 0.2% | |
| TIAA | — | — | — | $129K | 0.2% | |
| TIAA | — | — | — | $129K | 0.2% | |
| Mutual of America | — | — | — | $118K | 0.2% | |
| American Funds | — | — | — | $115K | 0.2% | |
| Mutual of America | — | — | — | $113K | 0.2% | |
| Mutual of America | — | — | — | $105K | 0.2% | |
| TIAA | — | — | — | $103K | 0.2% | |
| Mutual of America | — | — | — | $103K | 0.2% | |
| TIAA | — | — | — | $96K | 0.2% | |
| TIAA | — | — | — | $94K | 0.2% | |
| TIAA Trust, N.A. | — | — | — | $92K | 0.2% | |
| TIAA | — | — | — | $88K | 0.1% | |
| Mutual of America | — | — | — | $86K | 0.1% | |
| Mutual of America | — | — | — | $85K | 0.1% | |
| TIAA | — | — | — | $83K | 0.1% | |
| TIAA | — | — | — | $78K | 0.1% | |
| TIAA | — | — | — | $75K | 0.1% | |
| Mutual of America | — | — | — | $72K | 0.1% | |
| TIAA | — | — | — | $71K | 0.1% | |
| MFS | — | — | — | $70K | 0.1% | |
| Dodge | — | — | — | $67K | 0.1% | |
| Mutual of America | — | — | — | $58K | <0.1% | |
| Mutual of America | — | — | — | $58K | <0.1% | |
| Mutual of America | — | — | — | $57K | <0.1% | |
| Harbor | — | — | — | $55K | <0.1% | |
| Mutual of America | — | — | — | $49K | <0.1% | |
| TIAA | — | — | — | $48K | <0.1% | |
| TIAA | — | — | — | $45K | <0.1% | |
| TIAA | — | — | — | $45K | <0.1% | |
| All spring | — | — | — | $45K | <0.1% | |
| Mutual of America | — | — | — | $44K | <0.1% | |
| TIAA | — | — | — | $42K | <0.1% | |
| TIAA | — | — | — | $41K | <0.1% | |
| Mutual of America | — | — | — | $39K | <0.1% | |
| Mutual of America | — | — | — | $35K | <0.1% | |
| Mutual of America | — | — | — | $35K | <0.1% | |
| TIAA | — | — | — | $35K | <0.1% | |
| Mutual of America | — | — | — | $32K | <0.1% | |
| TIAA | — | — | — | $32K | <0.1% | |
| Mutual of America | — | — | — | $31K | <0.1% | |
| Mutual of America | — | — | — | $30K | <0.1% | |
| Mutual of America | — | — | — | $30K | <0.1% | |
| Mutual of America | — | — | — | $30K | <0.1% | |
| MFS | — | — | — | $29K | <0.1% | |
| TIAA | — | — | — | $28K | <0.1% | |
| Mutual of America | — | — | — | $26K | <0.1% | |
| TIAA | — | — | — | $24K | <0.1% | |
| Mutual of America | — | — | — | $18K | <0.1% | |
| Mutual of America | — | — | — | $17K | <0.1% | |
| Mutual of America | — | — | — | $13K | <0.1% | |
| Mutual of America | — | — | — | $12K | <0.1% | |
| TIAA | — | — | — | $11K | <0.1% | |
| Principal | — | — | — | $10K | <0.1% | |
| TIAA | — | — | — | $10K | <0.1% | |
| TIAA | — | — | — | $6K | <0.1% | |
| TIAA | — | — | — | $4K | <0.1% | |
| TIAA | — | — | — | $4K | <0.1% | |
| TIAA | — | — | — | $2K | <0.1% | |
| TIAA | — | — | — | $1K | <0.1% | |
| Mutual of America | — | — | — | $930 | <0.1% | |
| TIAA | — | — | — | $595 | <0.1% | |
| Mutual of America | — | — | — | $536 | <0.1% | |
| TIAA Trust, N.A. | — | — | — | $459 | <0.1% | |
| Mutual of America | — | — | — | $289 | <0.1% | |
| TIAA | — | — | — | $118 | <0.1% | |
| TIAA | — | — | — | $115 | <0.1% | |
| Mutual of America | — | — | — | $1 | <0.1% |