Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INS CO OF NY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $21K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $40K | — |
| Name | EIN |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2025 Target Date Retirement R6 | — | — | — | $1.7M | 22.0% | |
| American Funds 2035 Target Date Retirement R6 | — | — | — | $1.5M | 19.5% | |
| American Century Focused Large Cap Value Fund R6 Class 22 American Funds 2020 Target Date Retirement R6 | — | — | — | $1.0M | 13.3% | |
| American Funds 2055 Target Date Retirement R6 | — | — | — | $675K |
| Location |
|---|
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $898 | — |
| 8.8% |
| Ishares S&P 500 Index K | — | — | — | $518K | 6.8% |
| Empower Key Guaranteed Portfolio Fund | — | — | — | $500K | 6.5% |
| American Funds 2045 Target Date Retirement R6 | — | — | — | $420K | 5.5% |
| American Funds 2030 Target Date Retirement R6 | — | — | — | $331K | 4.3% |
| Ishares Russell Mid-Cap Index K | — | — | — | $240K | 3.1% |
| Ishares Russell 2000 Small-Cap Index K | — | — | — | $206K | 2.7% |
| American Funds 2040 Target Date Retirement R6 | — | — | — | $177K | 2.3% |
| various times through April 2030, collateralized by participant account balances | — | — | — | $139K | 1.8% |
| American Funds 2060 Target Date Retirement R6 | — | — | — | $61K | 0.8% |
| American Funds 2050 Target Date Retirement R6 | — | — | — | $46K | 0.6% |
| PIMCO Income Institutional | — | — | — | $45K | 0.6% |
| Ishares MSCI EAFE International Index K | — | — | — | $32K | 0.4% |
| Clearbridge Small Cap I | — | — | — | $20K | 0.3% |
| MFS Value R6 212 Morgan Stanley Institutional Growth I | — | — | — | $17K | 0.2% |
| PIMCO Real Return Institutional 858 Pioneer Fundamental Growth K | — | — | — | $14K | 0.2% |
| MFS International Diversification R6 | — | — | — | $13K | 0.2% |
| Congress Mid Cap Growth Institutional 443 DoubleLine Shiller Enhanced CAPE R6 | — | — | — | $4K | <0.1% |
| MFS Government Securities R6 | — | — | — | $3K | <0.1% |
| DoubleLine Total Return Bond Fund R6 | — | — | — | $2K | <0.1% |
