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Original filing (PDF)20250731105328NAL0006943904001
THE ROCKEFELLER FOUNDATION
Form 5500
FILING_RECEIVED
THE RETIREMENT SAVINGS PLAN FOR EMPLOYEES OF THE ROCKEFELLER FOUNDATION
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
197
Accounts w/ balance
446
Plan assets (EOY)
$118.9M
Net assets (EOY)
$118.9M
How this plan invests
This plan
1 pooled trust
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (0 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE ROCKEFELLER FOUNDATION.
Plan sponsor
Name
THE ROCKEFELLER FOUNDATION
EIN
13-1659629
Address
420 FIFTH AVENUE · NEW YORK, NY · 100182702
Phone
(212) 869-8500
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $4K | — |
Investments
38 direct securities · 1 pooled fund· $137.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$136.0M
37 holdings
Mutual Funds
$2.0M
1 holding
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Vangrd Trgt Retire 2050 Fd | — | — | — | $10.7M | 9.0% | |
| Vanguard Instit Index Fnd Inst | — | — | — | $10.4M | 8.8% | |
| Vanguard Vangrd Trgt Retire 2045 Fd | — | — | — | $10.4M | 8.7% | |
| Vangrd Tot St Mkt Indx Fd Adm Registered Investment Company | — | — | — | $9.6M | 8.1% | |
| Vanguard Totl Stck Mkt Index Fd Adm | — | — | — | $9.6M | 8.1% | |
| Vanguard Vangrd Trgt Retire 2040 Fd | — | — | — | $9.4M | 7.9% | |
| Vanguard Vangrd Trgt Retire 2030 Fd | — | — | — | $8.1M | 6.8% | |
| Vanguard Vangrd Trgt Retire 2055 Fd | — | — | — | $7.0M | 5.9% | |
| Vanguard Vangrd Trgt Retire 2035 Fd | — | — | — | $6.4M | 5.4% | |
| Vanguard U.S. Growth Fund Adm | — | — | — | $5.7M | 4.8% | |
| Vanguard Explorer Fund Adm | — | — | — | $4.9M | 4.1% | |
| Vangrd Intl Grw Fnd Adm Registered Investment Company | — | — | — | $4.8M | 4.1% | |
| Vanguard International Growth | — | — | — | $4.8M | 4.1% | |
| Vanguard Windsor Fund Adm | — | — | — | $4.6M | 3.9% | |
| Vanguard Vangrd Trgt Retire 2025 Fd | — | — | — | $4.5M | 3.8% | |
| Vangrd Wellesley Inc Fnd Adm Registered Investment Company | — | — | — | $2.7M | 2.3% | |
| Vanguard Wellesley Income Fund Adm | — | — | — | $2.7M | 2.3% | |
| Vanguard Wellington Fd Adm | — | — | — | $2.7M | 2.3% | |
| Vanguard Tsy Money Market Fund Inv | — | — | — | $2.4M | 2.0% | |
| Vangrd Em Mkts Stk Ind Fd Adm Registered Investment Company | Mutual Funds | — | — | $2.0M | 1.7% | |
| Vanguard Vangrd Trgt Retire 2060 Fd | — | — | — | $1.9M | 1.6% | |
| Nuveen Large Cap Responsible Eq R6 | — | — | — | $1.9M | 1.6% | |
| Vanguard Short-term Treasury Fn Adm | — | — | — | $1.7M | 1.4% | |
| Vangrd St-Trm Treasury Fnd Adm Registered Investment Company | — | — | — | $1.7M | 1.4% | |
| Vanguard Emr Mkts Sel Stck Fd Inv | — | — | — | $1.4M | 1.2% | |
| Vanguard Vangrd Trgt Retire 2020 Fd | — | — | — | $1.2M | 1.0% | |
| American Beacon AmBcn Grca Hmltn Qual Bd Fd R6 | — | — | — | $987K | 0.8% | |
| Vanguard Infl-Prt Securities Fd Adm | — | — | — | $885K | 0.7% | |
| Vanguard Total Bnd Mkt Ind F Adm | — | — | — | $635K | 0.5% | |
| Vanguard FTSE Social Ind Fd Adm | — | — | — | $561K | 0.5% | |
| Vanguard Vangrd Trgt Retire Inc Fd | — | — | — | $440K | 0.4% | |
| Vanguard Global Equity Fund Inv | — | — | — | $377K | 0.3% | |
| Vanguard Vangrd Trgt Retire 2065 Fd | — | — | — | $326K | 0.3% | |
| NOTES RECEIVABLE FROM PARTICIPANTS Rates 6.5% to 9.50% with maturities through 2037 | — | — | — | $189K | 0.2% | |
| Participant Loans - Rates 4.25% to 9.50% | — | — | — | $189K | 0.2% | |
| Vanguard ShtTrmInfProtSecsIndxFAdm | — | — | — | $55K | <0.1% | |
| Vangrd ShtTrmInfProtSecIndAdm Registered Investment Company | — | — | — | $55K | <0.1% | |
| Voya Gov Money Mkt Fnd A (Hold Acct) | — | — | — | $13K | <0.1% | |
| WELLINGTON CIF II CORE BOND PLUS S1 WILMINGTON TRUST, N.A. · EIN 04-6913417 / PN 145 | Common Collective Trust | — | — | $0 | <0.1% |