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Original filing (PDF)20251009141339NAL0007120913010

THE UNITED STATES PHARMACOPEIAL CONVENTION

Form 5500
FILING_RECEIVED
THE UNITED STATES PHARMACOPEIAL CONVENTION 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
871
Accounts w/ balance
1,183
Plan assets (EOY)
$344.2M
Net assets (EOY)
$344.2M
How this plan invests
This plan
18 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
  • Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE UNITED STATES PHARMACOPEIAL CONVENTION.
Plan sponsor
Name
THE UNITED STATES PHARMACOPEIAL CONVENTION
EIN
13-1656692
Address
12601 TWINBROOK PKWY · ROCKVILLE, MD · 20852
Phone
(301) 816-8539
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
APRIO LLP
Trustee / custodian
Trustee phone

Service providers (Schedule C)

2 rows
Recordkeeper
1
NameEINLocationRelationDirect compIndirect comp
TRANSAMERICA RETIREMENT SOLUTIONS13-3689044RECORD KEEPER$201K
Broker
1
NameEINLocationRelationDirect compIndirect comp
NATIONAL FINANCIAL SERVICES04-3523567SECURITIES BROKER$0

Investments

29 direct securities · 18 pooled funds· $476.5M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized
$293.6M
29 holdings
Common Collective Trust
$182.9M
18 holdings
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Fidelity 500 Index Mutual fund NR$45.2M13.1%
Vanguard Institutional Target Retirement 2030 Trust II Collective Trust NR$26.1M7.6%
VANGRD TRGT RTIRE 2030 TRST II
VANGUARD · EIN 90-6083978 / PN 001
Common Collective Trust
$26.1M7.6%
Vanguard Institutional Target Retirement 2035 Trust II Collective Trust NR$23.6M6.9%
VANGRD TRGT RTIRE 2035 TRST II
VANGUARD · EIN 90-6083976 / PN 001
Common Collective Trust
$23.6M6.9%
WILMINGTON TRUST MFS GR EQ CIT CL S
WILMINGTON TRUST · EIN 38-4126293 / PN 596
Common Collective Trust
$22.2M6.5%
BlackRock Equity Dividend K Mutual fund NR$20.6M6.0%
Vanguard Institutional Target Retirement 2025 Trust II Collective Trust NR$19.0M5.5%
VANGRD TRGT RTIRE 2025 TRST II
VANGUARD · EIN 90-6083980 / PN 001
Common Collective Trust
$19.0M5.5%
Vanguard Institutional Target Retirement 2045 Trust II Collective Trust NR$18.2M5.3%
VANGRD TRGT RTIRE 2045 TRST II
VANGUARD · EIN 90-6083972 / PN 001
Common Collective Trust
$18.2M5.3%
Vanguard Institutional Target Retirement 2040 Trust II Collective Trust NR$17.9M5.2%
VANGRD TRGT RTIRE 2040 TRST II
VANGUARD · EIN 90-6083974 / PN 001
Common Collective Trust
$17.9M5.2%
PRUDENTIAL CORE PLUS BD I2
PRUDENTIAL · EIN 23-6994310 / PN 165
Common Collective Trust
$13.2M3.8%
Vanguard Institutional Target Retirement 2050 Trust II Collective Trust NR$12.7M3.7%
VANGRD TRGT RTIRE 2050 TRST II
VANGUARD · EIN 90-6083970 / PN 001
Common Collective Trust
$12.7M3.7%
Vanguard Treasury Money Market Inv Mutual fund NR$11.6M3.4%
T. Rowe Price Mid Cap Value I Mutual fund NR$9.9M2.9%
Vanguard Mid Cap Index Institutional Mutual fund NR$7.8M2.3%
Nuveen Lage Cap Responsible Equity Mutual fund NR$7.6M2.2%
DFA Emerging Markets Core Equity I Mutual fund NR$7.6M2.2%
GOLDMAN SACHS STABLE VALUE INSTITUT
GOLDMAN SACHS · EIN 13-4166989 / PN 025
Common Collective Trust
$7.3M2.1%
Vanguard Small Cap Index Institutional Mutual fund NR$7.3M2.1%
American Funds Capital World Growth & Income Mutual fund NR$7.1M2.1%
PIMCO Real Return Institutional Mutual fund NR$7.0M2.0%
MFS New Discovery Value Mutual fund NR$7.0M2.0%
VANGRD TRGT RTIRE 2020 TRST II
VANGUARD · EIN 90-6083982 / PN 001
Common Collective Trust
$6.4M1.9%
Vanguard Institutional Target Retirement 2020 Trust II Collective Trust NR$6.4M1.9%
American Funds EuroPacific Growth Mutual fund NR$6.3M1.8%
Vanguard International Value Mutual fund NR$6.1M1.8%
NYLI MacKay High Yield Corporate Bond Mutual fund NR$5.5M1.6%
Vanguard Institutional Target Retirement 2055 Trust II Collective Trust NR$5.3M1.5%
VANGRD TRGT RTIRE 2055 TRST II
VANGUARD · EIN 25-6715091 / PN 001
Common Collective Trust
$5.3M1.5%
WASATCH CORE GROWTH CIT A
SEI · EIN 84-2433108 / PN 002
Common Collective Trust
$4.3M1.2%
EAGLE MID CAP GR CIT FOUNDERS CLASS
ALTA · EIN 83-0524193 / PN 001
Common Collective Trust
$3.3M1.0%
DFA Global Real Estate Mutual fund NR$3.1M0.9%
Vanguard Institutional Target Retirement 2060 Trust II Collective Trust NR$1.5M0.4%
VANGRD TRGT RTIRE 2060 TRST II
VANGUARD · EIN 45-3799419 / PN 001
Common Collective Trust
$1.5M0.4%
Vanguard Institutional Target Retirement Income Trust II Collective Trust NR$1.5M0.4%
VANGRD TRGT RTIRE INCM TRST II
VANGUARD · EIN 90-6083967 / PN 001
Common Collective Trust
$1.5M0.4%
Participant loans Various, bearing interest from 4.25% to 9.50% -$1.4M0.4%
VANGUARD TRGT RETMENT 2065 TRUST II
VANGUARD · EIN 82-6194314 / PN 001
Common Collective Trust
$147K<0.1%
VANGUARD TARGET RETRMNT 2070 TR II
VANGUARD · EIN 87-7039453 / PN 001
Common Collective Trust
$110K<0.1%
John Hancock Alternative Asset Allocation Mutual fund NR$56K<0.1%
Vanguard Institutional Target Retirement Income & Growth Trust II Collective Trust NR$28K<0.1%
VANGUARD TGT RETRMNT INC & GR TR II
VANGUARD · EIN 87-6420194 / PN 001
Common Collective Trust
$28K<0.1%
Transamerica Financial Life Insurance Company Stable Fund General account (at contract value) NR$4K<0.1%