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Original filing (PDF)20251028165545NAL0007146801001
THE FLOATING HOSPITAL, INC.
Form 5500
FILING_RECEIVED
THE FLOATING HOSPITAL TAX SHELTERED ANNUITY PLAN
403(b) retirement plan
Signals · 2
34% in single holding6 service providers
Active participants
239
Accounts w/ balance
298
Plan assets (EOY)
$11.6M
Net assets (EOY)
$11.6M
How this plan invests
This plan
48 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "STATE STREET BALANCED INDEX FUND - CLASS K" is 34% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE FLOATING HOSPITAL, INC..
Plan sponsor
Name
THE FLOATING HOSPITAL, INC.
EIN
13-1624169
Address
21-01 41ST AVENUE · P.O. BOX 8397 · LONG ISLAND CITY, NY · 11101
Phone
(718) 784-2240
Industry
Outpatient Care Centers· Health Care & Social Assistancesee all
Plan administrator
Name
PENTEGRA RETIREMENT SERVICES
EIN
13-3745616
City
WHITE PLAINS, NY
Phone
(844) 367-2848
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-28
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHNREZNICK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | RECORDKEEPER | $4K | — |
Advisor / Consultant
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IRON-CO-FID--INDEX-COMPREHENSIVE | 26-2409128 | SHAWNEE MISSION, KS | ADVISORY | $5K | — |
| NATIONWIDE LIFE INSURANCE COMPANY | 31-4156830 | COLUMBUS, OH | ADVISORY | $1K | — |
| MML INSURANCE AGENCY, LLC | — | SPRINGFIELD, MA | INVESTMENT ADVISOR | $0 | — |
| LPL FINANCIAL LLC | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| A P S-PENTEGRA | — | BLACKLICK, OH | CONTRACT ADMIN | $23K | — |
Investments
46 direct securities· $11.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE STREET BALANCED INDEX FUND - CLASS K | — | — | — | $3.9M | 34.0% | |
| Best of America Fixed | — | — | — | $1.3M | 11.1% | |
| Fidelity Multi-Asset Index | — | — | — | $1.3M | 11.0% | |
| Vanguard Growth Index Fund Admiral | — | — | — | $1.1M | 9.2% | |
| Fid 500 Indx | — | — | — | $536K | 4.6% | |
| Participant loans | — | — | — | $412K | 3.6% | |
| Vanguard Mid Cap Index Admiral | — | — | — | $371K | 3.2% | |
| TIAA-CREF Lifecycle Index 2025 Instl | — | — | — | $347K | 3.0% | |
| Vanguard Small-Cap Index Fund Admiral | — | — | — | $315K | 2.7% | |
| Vanguard Total Stock Mkt Idx Adm | — | — | — | $260K | 2.2% | |
| TIAA-CREF Lifecycle Index 2040 Instl | — | — | — | $238K | 2.1% | |
| Vanguard Value Index Fund Admiral | — | — | — | $212K | 1.8% | |
| TIAA-CREF Lifecycle Index 2030 Instl | — | — | — | $174K | 1.5% | |
| Vanguard Wellesley Income Fund Admiral | — | — | — | $141K | 1.2% | |
| Vanguard Developed Markets Index Fund Admiral | — | — | — | $137K | 1.2% | |
| TIAA-CREF Lifecycle Index 2050 Instl | — | — | — | $111K | 1.0% | |
| Vanguard Target Retirement 2055 Fund Investor | — | — | — | $89K | 0.8% | |
| Janus Henderson Global Technology and Innovation Fund | — | — | — | $74K | 0.6% | |
| Morgan Stanley Inst Growth I | — | — | — | $73K | 0.6% | |
| Vanguard 500 Index Admiral | — | — | — | $65K | 0.6% | |
| Fidelity Large Cap Growth Index Fund | — | — | — | $64K | 0.6% | |
| TIAA-CREF Lifecycle Index 2045 Instl | — | — | — | $59K | 0.5% | |
| Fidelity® US Bond Index | — | — | — | $57K | 0.5% | |
| AB Large Cap Growth I | — | — | — | $39K | 0.3% | |
| Vanguard Real Estate Index Fund Admiral | — | — | — | $29K | 0.3% | |
| TIAACRF LfCycInd 2065 Inst | — | — | — | $26K | 0.2% | |
| VNGRD INFO TECH INDX ADML + | — | — | — | $25K | 0.2% | |
| Vanguard Emerging Markets Stock Index Admiral | — | — | — | $24K | 0.2% | |
| AB Emerging Markets Multi-Asset | — | — | — | $24K | 0.2% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $20K | 0.2% | |
| TIAA-CREF Lifecycle Index 2035 Instl | — | — | — | $19K | 0.2% | |
| Vangaurd FTSE Social Index Fund | — | — | — | $18K | 0.2% | |
| Vangaurd Federal Money Market Fund | — | — | — | $12K | 0.1% | |
| TIAA-CREF Lifecycle Index 2060 Instl | — | — | — | $10K | <0.1% | |
| Franklin Utilities Fund Advisor | — | — | — | $10K | <0.1% | |
| TIAA-CREF Lifecycle Index 2055 Instl | — | — | — | $6K | <0.1% | |
| Federated Inst High Yield Bond Fund Inst | — | — | — | $5K | <0.1% | |
| Federated Government Obligations Fund Premier | — | — | — | $4K | <0.1% | |
| Fidelity Inflation-Protected Bond Index Fund | — | — | — | $3K | <0.1% | |
| Vanguard Total International Bond Index Fund Admiral | — | — | — | $2K | <0.1% | |
| Vanguard Intermediate-Term Treasury Index Fund | — | — | — | $2K | <0.1% | |
| Vanguard Short-Term Corp Bd Idx Admiral | — | — | — | $2K | <0.1% | |
| Vanguard Short-Term Bond Index Fund Admiral | — | — | — | $1K | <0.1% | |
| TIAA-CREF Lifecycle Index 2015 Instl | — | — | — | $744 | <0.1% | |
| TIAA-CREF Lifecycle Index 2020 Instl | — | — | — | $742 | <0.1% | |
| Clvrt Intl Rsp Index R6 | — | — | — | $88 | <0.1% |