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Original filing (PDF)20251008070658NAL0005496993001
SOCOTEC, INC.
Form 5500
FILING_RECEIVED
SOCOTEC, INC. PROFIT SHARING PLAN
401(k) retirement plan
Active participants
474
Accounts w/ balance
607
Plan assets (EOY)
$82.7M
Net assets (EOY)
$82.7M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 34 bps in Schedule C fees — 112% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOCOTEC, INC..
Plan sponsor
Name
SOCOTEC, INC.
EIN
13-1584475
Address
151 WEST 42ND STREET · 24TH FLOOR · NEW YORK, NY · 10036
Phone
(212) 689-5389
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BDO USA P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSRUANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $103K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $130K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSOCIATED PENSION CONSULTANTS INC | — | MELVILLE, NY | CONTRACT ADMIN | $14K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $34K | — |
Investments
27 direct securities · 1 pooled fund· $80.7M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$75.3M
26 holdings
Mutual Funds
$2.9M
1 holding
Common Collective Trust
$2.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $13.7M | 16.5% | |
| JP Morgan Large Cap Growth R6 | — | — | — | $11.0M | 13.3% | |
| BlackRock LifePath Index 2030 K | — | — | — | $6.4M | 7.8% | |
| BlackRock Lifepath Index 2050 K | — | — | — | $4.6M | 5.5% | |
| BlackRock Lifepath Index 2040 K | — | — | — | $4.2M | 5.0% | |
| Fidelity Blue Chip Growth K6 | — | — | — | $4.1M | 5.0% | |
| Fidelity US Bond Index | — | — | — | $3.1M | 3.8% | |
| BlackRock Lifepath Index 2035 K | — | — | — | $3.1M | 3.7% | |
| Fidelity Contrafund K6 | — | — | — | $3.1M | 3.7% | |
| BlackRock LifePath Index Retirement K | Mutual Funds | — | — | $2.9M | 3.6% | |
| Fidelity Mid Cap Index | — | — | — | $2.9M | 3.4% | |
| Fidelity Small Cap Index | — | — | — | $2.5M | 3.1% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $2.4M | 2.9% | |
| American Funds EuroPacific Gr R6 | — | — | — | $2.4M | 2.9% | |
| Fidelity International Index | — | — | — | $2.4M | 2.9% | |
| BlackRock Lifepath Index 2045 K | — | — | — | $1.6M | 1.9% | |
| Janus Henderson Enterprise N | — | — | — | $1.6M | 1.9% | |
| PGIM Total Return Bond R6 | — | — | — | $1.4M | 1.7% | |
| BlackRock Lifepath Index 2055 K | — | — | — | $1.4M | 1.6% | |
| Invesco Developing Markets R6 | — | — | — | $1.0M | 1.2% | |
| PIMCO Income Instl | — | — | — | $956K | 1.2% | |
| Invesco Diversified Dividend R6 | — | — | — | $955K | 1.2% | |
| Principal Real Estate Securities Fd R-6 | — | — | — | $739K | 0.9% | |
| JP Morgan Mid Cap Value R6 | — | — | — | $542K | 0.7% | |
| Goldman Sachs International Small Cap Insights | — | — | — | $522K | 0.6% | |
| American Beacon Small Cap Value R6 | — | — | — | $519K | 0.6% | |
| Victory RS Small Cap Growth R6 | — | — | — | $450K | 0.5% | |
| PIMCO All Asset Instl | — | — | — | $372K | 0.4% |
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