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Original filing (PDF)20251112101354NAL0000045937001
DAVIS+GILBERT LLP
Form 5500
FILING_RECEIVED
DAVIS+GILBERT LLP PROFIT SHARING RETIREMENT PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed7 service providers
Active participants
135
Accounts w/ balance
168
Plan assets (EOY)
$149.2M
Net assets (EOY)
$149.2M
How this plan invests
This plan
9 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 15 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAVIS+GILBERT LLP.
Plan sponsor
Name
DAVIS+GILBERT LLP
EIN
13-1504385
Address
1675 BROADWAY · NEW YORK, NY · 10019
Phone
(212) 468-4800
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-12
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WITHUMSMITH & BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WEALTHSPIRE ADVISORS LLC | 13-3831584 | — | NONE | $58K | — |
| CITY NATIONAL ROCHDALE LLC | 20-2931739 | — | NONE | $54K | — |
| SCHWAB RETIREMENT PLAN SERVICES, IN | 34-1479833 | — | NONE | $37K | — |
| HIGHTOWER ADVISORS LLC | 36-4500709 | — | NONE | $35K | — |
| ABACUS WEALTH PARTNERS LLC | 65-1193184 | — | NONE | $17K | — |
| MJB ASSET MANAGEMENT LLC | 13-3939910 | — | NONE | $12K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $4K | — |
Investments
18 direct securities · 9 pooled funds· $146.0M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$145.2M
18 holdings
Common Collective Trust
$830K
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Various Personal Choice Retirement Accounts | — | — | — | $29.3M | 19.6% | |
| Vanguard Institutional Index | — | — | — | $18.3M | 12.3% | |
| Vanguard Balanced Index INSTL | — | — | — | $11.1M | 7.4% | |
| Vanguard Info Tech IDX ADM | — | — | — | $10.3M | 6.9% | |
| Vanguard Growth Index INSTL | — | — | — | $10.3M | 6.9% | |
| Vanguard Value Index INSTL | — | — | — | $9.9M | 6.6% | |
| Vanguard SM Cap Index INSTL | — | — | — | $8.8M | 5.9% | |
| Columbia Contrarian Core FD Z | — | — | — | $8.4M | 5.6% | |
| Europacific Growth R6 | — | — | — | $6.9M | 4.6% | |
| Jensen Quality Growth J | — | — | — | $6.2M | 4.1% | |
| Vanguard Mid Cap Index Admiral | — | — | — | $5.9M | 4.0% | |
| DODGE & COX Income X | — | — | — | $5.8M | 3.9% | |
| Schwab Value Advantage Money Ultra | — | — | — | $5.3M | 3.5% | |
| Pimco Short Term Fund | — | — | — | $4.9M | 3.3% | |
| Neuberger Berman INT Val R6 | — | — | — | $2.1M | 1.4% | |
| Vanguard Real Estate Index ADM | — | — | — | $1.2M | 0.8% | |
| Cohen & Steers Realty Inst CL | — | — | — | $479K | 0.3% | |
| SCHWAB INDEXED RET TR FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | — | $433K | 0.3% | |
| SCHWAB INDEXED RET TR FUND 2045 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | — | $165K | 0.1% | |
| Notes receivables from participants | — | — | — | $105K | <0.1% | |
| SCHWAB INDEXED RET TR FUND 2035 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | — | $79K | <0.1% | |
| SCHWAB INDEXED RET TR FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | — | $67K | <0.1% | |
| SCHWAB INDEXED RET TR FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | — | $40K | <0.1% | |
| SCHWAB INDEXED RET TR FUND 2055 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | — | $25K | <0.1% | |
| SCHWAB INDEXED RET TR FUND 2025 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 014 | Common Collective Trust | — | — | $21K | <0.1% | |
| SCHWAB INDEXED RET TR FUND 2065 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 025 | Common Collective Trust | — | — | $1K | <0.1% | |
| SCHWAB INDEXED RET TR FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | — | $195 | <0.1% |
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