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Original filing (PDF)20251009132114NAL0003603603001
UNION CARBIDE CORPORATION C/O THE DOW CHEMICAL COMPANY
Form 5500
FILING_RECEIVED
UNION CARBIDE EMPLOYEES' PENSION PLAN
Defined-benefit pension plan
Signals · 2
No recordkeeper disclosed23 service providers
Active participants
677
Accounts w/ balance
—
Plan assets (EOY)
$2.2B
Net assets (EOY)
$2.1B
How this plan invests
This plan
23 pooled trusts
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — 675% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNION CARBIDE CORPORATION C/O THE DOW CHEMICAL COMPANY.
Plan sponsor
Name
UNION CARBIDE CORPORATION C/O THE DOW CHEMICAL COMPANY
EIN
13-1421730
Address
2211 H.H DOW WAY · MIDLAND, MI · 48674
Phone
(989) 638-5773
Industry
Manufacturingsee all
Plan administrator
Name
UNION CARBIDE CORPORATION C/O THE DOW CHEMICAL COMPANY
EIN
13-1421730
City
MIDLAND, MI
Phone
(989) 636-5365
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
1A · Pay-related DB formula
1C · Cash balance or similar hybrid DB
1E · Section 401(h) arrangement
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
23 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE NORTHERN TRUST COMPANY | 36-1561860 | — | CUSTODIAN | $1.4M | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE DOW CHEMICAL COMPANY | 38-1285128 | — | PLAN ADMINISTRATOR | $139K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDO USA, P.C. | 13-5381590 | — | ACCOUNTANT | $93K | — |
Other
20| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILLIS TOWERS WATSON | 53-0181291 | — | NONE KNOWN | $2.8M | — |
| PRUDENTIAL INSURANCE CO. | 22-1211670 | — | NONE KNOWN | $1.3M | — |
| JENNISON ASSOCIATES LLC | 22-2540245 | — | NONE KNOWN | $940K | — |
| WESTERN ASSET MANAGEMENT COMPANY | 95-2705767 | — | NONE KNOWN | $398K | — |
| NEUBERGER BERMAN INVESTMENT ADVISER | 02-0654486 | — | NONE KNOWN | $357K | — |
| COVINGTON & BURLING, LLP | 53-0188411 | — | NONE KNOWN | $239K | — |
| NISA INVESTMENT ADVISORS LLC | 48-1140940 | — | NONE KNOWN | $164K | — |
| ADENZA, INC. | 94-3277822 | — | NONE KNOWN | $153K | — |
| BLOOMBERG FINANCE L.P. | 13-3417984 | — | NONE KNOWN | $137K | — |
| J.P. MORGAN INVESTMENT MANAGEMENT | 13-3200244 | — | NONE KNOWN | $127K | — |
| BURGISS GROUP LLC | 22-3693659 | — | NONE KNOWN | $101K | — |
| ALPHAENGINE GLOBAL INVESTMENT | 61-1527582 | — | NONE KNOWN | $73K | — |
| GOLDMAN SACHS ASSET MANAGEMENT LP | 13-3575636 | — | NONE KNOWN | $64K | — |
| R.R. DONNELLEY AND SONS COMPANY | 36-1004130 | — | NONE KNOWN | $63K | — |
| MCUBE INVESTMENT TECHNOLOGIES LLC | 37-1439558 | — | NONE KNOWN | $26K | — |
| INSIGHT NORTH AMERICA LLC | 82-0983489 | — | NONE KNOWN | $16K | — |
| TRADEWEB LLC | 26-1428823 | — | NONE KNOWN | $15K | — |
| EVESTMENT ALLIANCE LLC | 90-0905513 | — | NONE KNOWN | $14K | — |
| GRAPHIC SCIENCES, INC | 38-2734124 | — | NONE KNOWN | $10K | — |
| MARKIT NORTH AMERICA | 13-3769440 | — | NONE KNOWN | $5K | — |
Investments
39 direct securities · 23 pooled funds· $787.4M(35% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$660.6M
22 holdings
Common Collective Trust
$79.2M
1 holding
Uncategorized
$47.5M
39 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| DRGT ABSOLUTE RETURN THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 027 | Master Trust | — | — | $177.6M | 8.0% | |
| DRGT OPPORTUNISTIC FI THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 028 | Master Trust | — | — | $165.7M | 7.4% | |
| DRGT GLOBAL EQUITY THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 024 | Master Trust | — | — | $115.6M | 5.2% | |
| DRGT INT'L DEVELOPED EQUITY THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 023 | Master Trust | — | — | $97.8M | 4.4% | |
| NT COLLECTIVE SHORT TERM INVT FD NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 084 | Common Collective Trust | — | — | $79.2M | 3.6% | |
| DRGT EMERGING MRKT EQTY THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 025 | Master Trust | — | — | $31.1M | 1.4% | |
| DRGT REAL ESTATE CORE OE THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 030 | Master Trust | — | — | $29.4M | 1.3% | |
| DRGT EMERGING MARKET EQUITY PASSIVE THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 026 | Master Trust | — | — | $21.7M | 1.0% | |
| DRGT REINSURANCE THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 038 | Master Trust | — | — | $20.2M | 0.9% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 4,660,000.000-4,660,000.000 -3,150,000.0003,150,000.000 | — | — | $9.9M | $9.9M | 0.4% | |
| Generated by Northern Trust from reviewed periodic data on 26 Mar 25 Disposition Price Transaction Aggregate | — | — | $3.0M | $8.5M | 0.4% | |
| Incurred Expenses Account Name UNION CARBIDE EMPLOYEES PLAN LeaseRental | — | — | $6.0M | $5.6M | 0.3% | |
| Account number UCEPP | — | — | $1.3M | $2.3M | 0.1% | |
| Account number UCEPP | — | — | $111K | $2.2M | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 4,379,119.7506,581,925.8501,338,509.5603,461,150.9305,101,368.4 | — | — | $5.4M | $2.1M | <0.1% | |
| Account number UCEPP | — | — | — | $1.9M | <0.1% | |
| Account number UCEPP | — | — | — | $1.8M | <0.1% | |
| Account number UCEPP | — | — | — | $1.7M | <0.1% | |
| Account number UCEPP | — | — | $1.5M | $1.5M | <0.1% | |
| Account number UCEPP | — | — | — | $1.4M | <0.1% | |
| Account number UCEPP | — | — | $1.5M | $1.3M | <0.1% | |
| Account number UCEPP | — | — | $1.6M | $1.3M | <0.1% | |
| Account number UCEPP | — | — | $1.2M | $1.2M | <0.1% | |
| Account number UCEPP | — | — | — | $1.2M | <0.1% | |
| Account number UCEPP | — | — | — | $1.2M | <0.1% | |
| Account number UCEPP | — | — | $1.2M | $1.1M | <0.1% | |
| DRGT US LARGE CAP EQTY THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 019 | Master Trust | — | — | $887K | <0.1% | |
| DRGT US LCE(PASSIVE) THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 020 | Master Trust | — | — | $411K | <0.1% | |
| Net Gain/Loss Page 170 of 563 220,527.95-279,719.60 -244,943.27244,943.27-246,157.44240,506.52 | — | — | — | $272K | <0.1% | |
| 23 May 24 | — | — | — | $249K | <0.1% | |
| Account number UCEPP | — | — | $1.0M | $163K | <0.1% | |
| DRGT TACTICAL FIXED INCOME THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 016 | Master Trust | — | — | $129K | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 90,000.000 | — | — | $70K | $95K | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 20,000.000 | — | — | $20K | $90K | <0.1% | |
| Net Gain/Loss Page 169 of 563 96,066.31 -5,486.9415,251.57 | — | — | — | $81K | <0.1% | |
| Net Gain/Loss Page 177 of | — | — | $6K | $80K | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 70,000.00080,000.00030,000.00070,000.000 | — | — | — | $80K | <0.1% | |
| Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 275,333.040195,167.080 | — | — | $11K | $66K | <0.1% | |
| 18 Sep 2420 Mar 2421 May 24 22 May 24 76,750.000 | — | — | $2K | $63K | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 60,000.00011,397.74090,000.00020,000.00050,000.000 | — | — | — | $55K | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 795,000.000 | — | — | $60K | $45K | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 20,000.00080,000.000 | — | — | $40K | $30K | <0.1% | |
| Shares/Par Value 3.706% 05-15-21204.563% DUE | — | — | — | $21K | <0.1% | |
| Shares/Par Value 02-15-204502-15-204702-15-2054 | — | — | — | $20K | <0.1% | |
| 4.19% 06-01-20378.361% 10-01- | — | — | — | $20K | <0.1% | |
| Net Gain/Loss Page 178 of 563 -90,066.80 | — | — | $99K | $16K | <0.1% | |
| Net Gain/Loss Page 176 of 563 -414,348.12-122,325.28-122,325.28-206,024.42620,571.69 | — | — | $105K | $14K | <0.1% | |
| DRGT INTERNATIONAL SMALL CAP THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 039 | Master Trust | — | — | $13K | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar 25 80,000.000 80,000.00087,000.00040,000.000 | — | — | — | $10K | <0.1% | |
| Net Gain/Loss Page 181 of 563 -27,349.77 | — | — | $4K | $8K | <0.1% | |
| Historical Cost Account Name UNION CARBIDE EMPLOYEES PLAN Generated by Northern Trust from reviewed periodic data on 26 Mar | — | — | $5K | $5K | <0.1% | |
| Net Gain/Loss Page 183 of 563 183,876.94608,388.25441,288.00-382,100.00119,590.00119,590.00220,644.00 | — | — | — | $5K | <0.1% | |
| DRGT US LONG GOV/CREDIT FI THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 017 | Master Trust | — | — | $3K | <0.1% | |
| DRGT US SM/MID CAP EQUITY THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 021 | Master Trust | — | — | $2K | <0.1% | |
| DRGT REAL ESTATE REIT THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 032 | Master Trust | — | — | $45 | <0.1% | |
| DRGT CONVERTIBLES THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 018 | Master Trust | — | — | $0 | <0.1% | |
| DRGT SM/MID CAP EQUITY (PASSIVE) THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 022 | Master Trust | — | — | $0 | <0.1% | |
| DRGT LEGACY RH INFRASTRUCTURE THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 029 | Master Trust | — | — | $0 | <0.1% | |
| DRGT REAL ESTATE NON-CORE THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 031 | Master Trust | — | — | $0 | <0.1% | |
| DRGT CASH AND SECURITIES LENDING THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 036 | Master Trust | — | — | $0 | <0.1% | |
| DRGT INFRASTRUCTURE & REAL ASSETS THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 037 | Master Trust | — | — | $0 | <0.1% | |
| DRGT SHORT DURATION FIXED INCOME THE DOW CHEMICAL COMPANY · EIN 38-1285128 / PN 040 | Master Trust | — | — | $0 | <0.1% |