Alison YARA signed International Business Machines Corporation's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
International Business Machines Corporation's EIN is 13-0871985.
Download the official 2024 Form 5500 (PDF) for International Business Machines Corporation from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)International Business Machines Corporation's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, an ESOP, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANGUARD | 23-1945930 | — | PARTY-IN-INTEREST | $1.4M | — |
| VOYA | 88-3236443 | — | PARTY-IN-INTEREST | $818K | — |
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | PARTY-IN-INTEREST | $12K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PIMCO | 33-0629048 | — | PARTY-IN-INTEREST | $3.5M | — |
| BLACKROCK FINANCIAL MANAGEMENT | 13-3806691 | — | PARTY-IN-INTEREST | $1.1M | — |
| WESTERN ASSET MANAGEMENT | 52-1200960 | — | PARTY-IN-INTEREST | $1.1M | — |
| BAIRD ADVISORS | 39-6037917 | — | PARTY-IN-INTEREST | $848K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR | — | CHICAGO, IL | PARTY-IN-INTEREST | $24K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATESTREET | 04-1867445 | — | PARTY-IN-INTEREST | $6.7M | — |
| PRUDENTIAL INSURANCE COMPANY | 22-1211670 | — | PARTY-IN-INTEREST | $4.0M | — |
| THE LOOMIS, SAYLES & COMPANY, L.P. | 04-3200030 | — | PARTY-IN-INTEREST | $2.6M | — |
| RBC CAPITAL MARKETS | 41-1416330 | — | PARTY-IN-INTEREST | $2.4M | — |
| NEW YORK LIFE INSURANCE COMPANY | 13-5582869 | — | PARTY-IN-INTEREST | $1.7M | — |
| METROPOLITAN LIFE INSURANCE COMPANY | 13-5581829 | — | PARTY-IN-INTEREST | $1.6M | — |
| BRIDGEWATER | 13-2871809 | — | PARTY-IN-INTEREST | $1.6M | — |
| MASSACHUSETTS MUTUAL LIFE INSURANCE | 04-1590850 | — | PARTY-IN-INTEREST | $1.6M | — |
| IBM | 13-0871985 | — | EMPLOYER | $1.4M | — |
| JP MORGAN | 13-3200244 | — | PARTY-IN-INTEREST | $979K | — |
| DODGE & COX | 94-1441976 | — | PARTY-IN-INTEREST | $778K | — |
| MACKAY SHIELDS, LLC | 13-5582869 | — | PARTY-IN-INTEREST | $401K | — |
| BARINGS LLC | 51-0504477 | — | PARTY-IN-INTEREST | $368K | — |
| NORTHEAST RETIREMENT SERVICES, INC. | 04-2686260 | — | PARTY-IN-INTEREST | $286K | — |
| NEUBERGER BERMAN | 02-0654486 | — | PARTY-IN-INTEREST | $258K | — |
| WILLIS TOWERS WATSON | 53-0181291 | — | PARTY-IN-INTEREST | $210K | — |
| EDELMAN FINANCIAL ENGINES, LLC | 94-3250323 | — | PARTY-IN-INTEREST | $164K | — |
| JELLYVISION LAB, INC. | — | CHICAGO, IL | PARTY-IN-INTEREST | $147K | — |
| PAUL HASTINGS | 95-2209675 | — | PARTY-IN-INTEREST | $127K | — |
| IVINS, PHILLIPS AND BARKER | — | WASHINGTON, DC | PARTY-IN-INTEREST | $61K | — |
| MERCER INVESTMENT CONSULTING INC. | 61-0736136 | — | PARTY-IN-INTEREST | $19K | — |
| ANDERSEN TAX LLC | — | SAN FRANCISCO, CA | PARTY-IN-INTEREST | $6K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| VANGUARD EMPLOYEE BENEFIT INDEX FND VANGUARD FIDUCIARY TRUST COMPANY · EIN 23-3080210 / PN 001 | Common Collective Trust | — | — | $9.3B | 15.5% | |
| Administered by Fidelity Expanded Choice Mutual Funds (refer to Exhibit A - investments) | Mutual Funds | — | — | $9.0B | 14.8% | |
| Managed by State Street Global Advisors Total Stock Market Index (refer to Exhibit P - investments) | Common Collective Trusts | — | — | $8.8B | 14.6% | |
| (n/a) Separately-Managed Funds (continued) Underlying assets managed by various Interest Income Fund (refer to Exhibit T - investment companies investments) | Other securities | — | — | $6.8B | 11.3% | |
| (n/a) Separately-Managed Funds Managed by State Street Global Advisors Total International Stock Market Index (refer to Exhibit B - investments) | Common Collective Trusts | — | — | $5.4B | 8.9% | |
| Managed by State Street Global Advisors Small/Mid-Cap Stock Index (refer to Exhibit C - investments) | Other securities | — | — | $4.1B | 6.7% | |
| VANGUARD RUSSELL 1000 GROWTH INDX T VANGUARD FIDUCIARY TRUST COMPANY · EIN 22-6932947 / PN 001 | Common Collective Trust | — | — | $3.1B | 5.1% | |
| Managed by Neuberger Berman Total Bond Market (refer to Exhibit E – investments) | Other securities | — | — | $1.6B | 2.7% | |
| Managed by State Street Global Advisors Inflation Protected Bond (refer to Exhibit D – investments) | Other securities | — | — | $1.3B | 2.1% | |
| (n/a) IBM Stock Fund International Business Machines Corporation - Managed by Independent * Fiduciary - State Street Global Advisors IBM Common Stock 5,769,852 shares | Common Stocks | — | $5.8M | $1.3B | 2.1% | |
| Managed by Loomis, Sayles and Total Bond Market (Refer to Exhibit G - Company investments) | Common Stocks | — | — | $1.1B | 1.8% | |
| VANGUARD RUSSELL 1000 VALUE INDX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 22-6932951 / PN 001 | Common Collective Trust | — | — | $1.1B | 1.8% | |
| Managed by State Street Global Advisors Real Estate Investment Trust (refer to Exhibit F - investments) | Other securities | — | — | $824.4M | 1.4% | |
| VANGUARD RUSSELL 2000 GROWTH INDX T VANGUARD FIDUCIARY TRUST COMPANY · EIN 22-6932966 / PN 001 | Common Collective Trust | — | — | $663.6M | 1.1% | |
| Managed by Pacific Investment Total Bond Market (refer to Exhibit I - Management Company investments) | Common Stocks | — | — | $596.6M | 1.0% | |
| VANGUARD RUSSELL 2000 VALUE INDX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 22-6932945 / PN 001 | Common Collective Trust | — | — | $570.1M | 0.9% | |
| BRIDGEWATER ALL WEATHER PORTFOLIO BRIDGEWATER ASSOCIATES, LP · EIN 35-2427182 / PN 001 | 103-12 Investment Entity | — | — | $500.7M | 0.8% | |
| Managed by RW Baird & Co Total Bond Market (Refer to Exhibit J – investments) | Common Stocks | — | — | $487.8M | 0.8% | |
| Managed by Pacific Investment High Yield and Emerging Markets Bond Management Company (refer to Exhibit M - investments) | Common Stocks | — | — | $440.8M | 0.7% | |
| Managed by Western Asset Management Total Bond Market (Refer to Exhibit H - Company investments) | Common Stocks | — | — | $413.3M | 0.7% | |
| Managed by State Street Global Advisors European Stock Index (refer to Exhibit Q - investments) | Other securities | — | — | $358.2M | 0.6% | |
| Managed by Loomis, Sayles and Long Term Credit (Refer to Exhibit L - Company investments) | Common Stocks | — | — | $343.4M | 0.6% | |
| STATE STREET MSCI INDIA INDEX NON-L STATE STREET BANK AND TRUST COMPANY · EIN 04-3339578 / PN 001 | Common Collective Trust | — | — | $319.9M | 0.5% | |
| AQR GLOBAL RISK PARITY ENHANCED LIQ AQR CAPITAL MANAGEMENT · EIN 90-6194032 / PN 001 | Common Collective Trust | — | — | $300.4M | 0.5% | |
| PRIVEST PRUDENTIAL INSURANCE CO. · EIN 22-1211670 / PN 020 | Pooled Separate Account | — | — | $295.8M | 0.5% | |
| Managed by State Street Global Advisors International Real Estate Index (refer to Exhibit K – investments) | Other securities | — | — | $276.1M | 0.5% | |
| Managed by State Street Global Advisors Pacific Stock Index (refer to Exhibit R - investments) | Other securities | — | — | $268.1M | 0.4% | |
| Managed by Dodge & Cox Long Term Credit (refer to Exhibit S - investments) | Mutual Funds | — | — | $228.8M | 0.4% | |
| High Yield Debt (refer to exhibit N - Managed by JP Morgan investments) | Other securities | — | — | $211.4M | 0.4% | |
| Managed by Prudential Emerging Markets Debt (refer to Exhibit O - investments) | Other securities | — | — | $209.2M | 0.3% | |
| Terms: one to thirty years | Other securities | — | — | $147.3M | 0.2% | |
| Interest-Bearing Cash Managed by State Street Global Advisors State Street Bank and Trust Company Government Short-Term Investment Fund | Cash / Money Market | — | — | $13.7M | <0.1% | |
| STATE STREET TRL MSCI EMERGING MKTS STATE STREET BANK AND TRUST COMPANY · EIN 56-6670229 / PN 001 | Common Collective Trust | — | — | $13.0M | <0.1% | |
| Managed by State Street Global Advisors State Street Bank and Trust Company Government Short-Term Investment Fund | Common Stocks | — | — | $2.1M | <0.1% | |
| Vanguard Emerging Markets Stock Index Vanguard Emerging Markets Stock Index Fund | Common Collective Trusts | — | — | $1.3M | <0.1% |
