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Original filing (PDF)20250918095054NAL0001342464001
BARR & BARR, INC.
Form 5500
FILING_RECEIVED
EMPLOYEES' BENEFIT PLAN OF BARR & BARR, INC.
401(k) retirement plan
Active participants
118
Accounts w/ balance
179
Plan assets (EOY)
$38.6M
Net assets (EOY)
$38.1M
How this plan invests
This plan
20 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BARR & BARR, INC..
Plan sponsor
Name
BARR & BARR, INC.
EIN
13-0469970
Address
462 SEVENTH AVENUE 9TH FLOOR · NEW YORK, NY · 10018
Phone
(212) 563-2330
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GRASSI & CO CPA'S LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $40K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WEALTHCARE ADVISORY PARTNERS LLC | — | WEST CHESTER, PA | INVESTMENT ADVISOR | $58K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
Investments
15 direct securities · 20 pooled funds· $38.3M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.3M
15 holdings
Pooled Separate Account
$14.4M
19 holdings
Common Collective Trust
$578K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AllianceBernstein AB US LARGE CAP GROWTH CIT W SERIES P1 | — | — | — | $7.8M | 20.1% | |
| VANGUARD 500 INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $4.3M | 11.2% | |
| Empower Retirement Services Guaranteed Interest Account | — | — | — | $3.1M | 8.0% | |
| Vanguard ‐ VANGUARD VALUE INDEX ADM | — | — | — | $2.8M | 7.2% | |
| MASSMUTUAL SELECT TRP RETIRE 2035 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $2.7M | 7.0% | |
| Guggenheim TOTAL RETURN BOND INSTL | — | — | — | $2.5M | 6.5% | |
| American Funds AMERICAN FUNDS NEW PERSPECTIVE R6 | — | — | — | $1.7M | 4.5% | |
| BLACKROCK MID-CAP GROWTH EQUITY K BLACKROCK · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.4M | 3.7% | |
| PUTNAM NUVEEN INTERNATIONAL EQUITY INDEX R6 | — | — | — | $1.4M | 3.6% | |
| MASSMUTUAL HIGH YIELD I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.3M | 3.3% | |
| VANGUARD MID CAP INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $864K | 2.2% | |
| DFA INTERNATIONAL SMALL COMPANY I | — | — | — | $666K | 1.7% | |
| MASSMUTUAL SELECT TRP RETIRE 2025 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $582K | 1.5% | |
| PUTNAM SMALL CAP GROWTH TRUST CL R GREAT GRAY · EIN 86-1846156 / PN 677 | Common Collective Trust | — | — | $578K | 1.5% | |
| MFS MID CAP VALUE FUND CL 2W | — | — | — | $568K | 1.5% | |
| Aventis AVANTIS U S SMALL CAP VALUE INSTL | — | — | — | $561K | 1.5% | |
| Vanguard INFLATION-PROTECTED SECS ADM | — | — | — | $557K | 1.4% | |
| MASSMUTUAL SELECT TRP RETIRE 2045 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $480K | 1.2% | |
| American Funds AMERICAN FUNDS CAPITAL WORLD BOND R6 | — | — | — | $464K | 1.2% | |
| MASSMUTUAL SELECT TRP RETIRE 2040 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $460K | 1.2% | |
| PRINCIPAL REAL ESTATE SECURITIES IN PRINCIPAL FUNDS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $428K | 1.1% | |
| Participant Loans Interest rates ranging from 4.25% to 9.50% -0- | — | — | — | $392K | 1.0% | |
| MASSMUTUAL SMALL CAP OPPS I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $360K | 0.9% | |
| American Funds AMERICAN FUNDS NEW WORLD R6 | — | — | — | $348K | 0.9% | |
| American Funds AMERICAN FUNDS AMERICAN BALANCED R6 | — | — | — | $344K | 0.9% | |
| VANGUARD WELLESLEY INCOME ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $318K | 0.8% | |
| VANGUARD SMALL CAP INDEX ADM VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $284K | 0.7% | |
| MASSMUTUAL SELECT TRP RETIRE 2030 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $276K | 0.7% | |
| MASSMUTUAL SELECT TRP RETIRE 2050 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $234K | 0.6% | |
| TIAA PUTNAM DYNAMIC ASSET ALLOC GROWTH R6 | — | — | — | $160K | 0.4% | |
| MASSMUTUAL SELECT TRP RETIRE 2060 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $142K | 0.4% | |
| MASSMUTUAL SELECT TRP RETIRE BAL I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $90K | 0.2% | |
| MASSMUTUAL SELECT TRP RETIRE 2055 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $89K | 0.2% | |
| MASSMUTUAL SELECT TRP RETIRE 2015 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $58K | 0.1% | |
| MASSMUTUAL SELECT TRP RETIRE 2020 I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $55K | 0.1% |