Back to filter
Original filing (PDF)20241210145634NAL0016593904001
APPLETON EYE ASSOCIATES
Form 5500-SF
FILING_RECEIVED
APPLETON EYE ASSOCIATES RET. SAVINGS PLAN
401(k) retirement plan
Signals · 1
Late filing · 0.8 mo
Active participants
31
Accounts w/ balance
14
Plan assets (EOY)
$1.1M
Net assets (EOY)
$1.1M
Plan health score (directional)
83
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
97
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
65
Knocking points off
- Filed 0.8 months past the 10.5-month grace window.
- Only 45% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APPLETON EYE ASSOCIATES.
Plan sponsor
Name
APPLETON EYE ASSOCIATES
EIN
11-3780634
Address
39 GREEN STREET · NEWBURYPORT, MA · 01950
Phone
(978) 407-9048
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-01-01
Tax period
2023-12-31
Filed
2024-12-10
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
Similar-size Health Care & Social Assistance plans
OCULUS MEDICAL EYE CARE PC
OCULUS MEDICAL EYE CARE PC DEFINED BENEFIT PLAN
$1.1M · 6 participants
CLARK WEEKS PC
CLARK WEEKS PC 401(K) PLAN
$1.1M · 5 participants
R&M EYE CARE, P.C.
R&M EYE CARE 401(K) PLAN
$1.1M · 8 participants
JEFFREY L. MORRILL OD PC
JEFFREY L MORRILL OD, PC RETIREMENT PLAN
$1.1M · 8 participants
DMA EYE ASSOCIATES LLC
DMA EYE ASSOCIATES LLC 401(K) PROFIT SHARING PLAN AND TRUST
$1.1M · 4 participants
MID-COLUMBIA EYECARE CENTER, INC. P.S.
MID-COLUMBIA EYECARE CENTER, INC. P.S. 401(K) PROFIT SHARING PLAN
$1.1M · 10 participants
Large plans in Massachusetts
FIDELITY MANAGEMENT TRUST COMPANY
FIDELITY GROWTH COMPANY COMMINGLED POOL
$91.5B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX NON-LENDING SERIES FUND CLASS A
$91.0B
FIDELITY MANAGEMENT TRUST COMPANY
FIDELITY CONTRAFUND COMMINGLED POOL
$59.7B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS I
$53.6B
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC
SPARTAN GROUP TRUST FOR EMPLOYEE BENEFIT PLANS SPARTAN 500 INDEX POOL
$47.6B
STATE STREET GLOBAL ADVISORS TRUST COMPANY
STATE STREET S&P 500(R) INDEX SECURITIES LENDING SERIES FUND CLASS II
$46.7B