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Original filing (PDF)20251015172712NAL0002703859001
CPS PROFESSIONAL SERVICES, LLC D/B/A CATHEXIS
Form 5500
FILING_RECEIVED
CATHEXIS 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
168
Accounts w/ balance
159
Plan assets (EOY)
$7.8M
Net assets (EOY)
$7.8M
How this plan invests
This plan
12 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CPS PROFESSIONAL SERVICES, LLC D/B/A CATHEXIS.
Plan sponsor
Name
CPS PROFESSIONAL SERVICES, LLC D/B/A CATHEXIS
EIN
11-3769711
Address
8300 GREENSBORO DRIVE, SUITE 720 · TYSONS, VA · 221023605
Phone
(571) 570-4810
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
APRIO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $46K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SIGNATURE ESTATE SECURITIES, LLC | 59-2730348 | — | OTHER SERVICES | $0 | — |
Investments
23 direct securities · 12 pooled funds· $7.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$6.5M
12 holdings
Uncategorized
$1.3M
23 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $1.9M | 24.9% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.0M | 13.2% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $802K | 10.3% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $688K | 8.8% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $537K | 6.9% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $502K | 6.4% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $468K | 6.0% | |
| Fidelity 500 Index Fund Mutual Fund NR | — | — | — | $284K | 3.6% | |
| Fidelity Advisor Equity Growth Fund Mutual Fund NR | — | — | — | $226K | 2.9% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $175K | 2.2% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $129K | 1.7% | |
| Fidelity International Index Fund Mutual Fund NR | — | — | — | $114K | 1.5% | |
| Calvert US Large Cap Core Responsible Index Fund Mutual Fund NR | — | — | — | $112K | 1.4% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $96K | 1.2% | |
| Participant loans 9.50% - | — | — | — | $87K | 1.1% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $78K | 1.0% | |
| Fidelity Mid Cap Index Fund Mutual Fund NR | — | — | — | $66K | 0.8% | |
| American Funds American Mutual Fund Mutual Fund NR | — | — | — | $64K | 0.8% | |
| American Funds EuroPacific Growth Fund Mutual Fund NR | — | — | — | $46K | 0.6% | |
| Columbia Overseas Value Fund Mutual Fund NR | — | — | — | $44K | 0.6% | |
| Fidelity Small Cap Index Fund Mutual Fund NR | — | — | — | $44K | 0.6% | |
| American Funds New World Fund Mutual Fund NR | — | — | — | $42K | 0.5% | |
| Fidelity US Bond Index Fund Mutual Fund NR | — | — | — | $40K | 0.5% | |
| T. Rowe Price Health Sciences Fund Mutual Fund NR | — | — | — | $25K | 0.3% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $22K | 0.3% | |
| American Funds US Government Securities Fund Mutual Fund NR | — | — | — | $22K | 0.3% | |
| Cohen & Steers Real Estate Securities Fund Mutual Fund NR | — | — | — | $21K | 0.3% | |
| American Century Small Cap Value Fund Mutual Fund NR | — | — | — | $18K | 0.2% | |
| JP Morgan Small Cap Growth Fund Mutual Fund NR | — | — | — | $17K | 0.2% | |
| PGIM High Yield Fund Mutual Fund NR | — | — | — | $15K | 0.2% | |
| Principal Fixed Income Guaranteed Option interest at 12/31/2024 NR | — | — | — | $15K | 0.2% | |
| Allspring Special Mid Cap Value Fund Mutual Fund NR | — | — | — | $11K | 0.1% | |
| BlackRock Mid-Cap Growth Equity Fund Mutual Fund NR | — | — | — | $7K | <0.1% | |
| Pioneer Strategic Income Fund Mutual Fund NR | — | — | — | $7K | <0.1% | |
| PGIM Global Total Return Fund Mutual Fund NR | — | — | — | $2K | <0.1% |