How big is RSM Holdings, LLC's plan?

RSM Holdings, LLC's plan reported $7.4M in assets and 289 participants for 2024.

Original filing (PDF)20251015105042NAL0008822546001

RSM Holdings, LLC

Name: RSM Holdings, LLC — RSM 401(k) Plan, Form 5500 (2024)
Creator: RSM Holdings, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

RSM 401(k) Plan

401(k) retirement plan · RSM Holdings, LLC's RSM 401(k) Plan held $7.4M in plan assets for 289 participants in 2024, with Fidelity as recordkeeper.

Signals · 2

Corrective distributions issued~85 bps in Sched C fees

Active participants

289

Accounts w/ balance

140

Plan assets (EOY)

$7.4M

Net assets (EOY)

$7.4M

People on this filing

David Donaldson signed RSM Holdings, LLC's 2024 Form 5500 as plan administrator.

David Donaldson — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

RSM Holdings, LLC's EIN is 11-3709515.

EIN 11-3709515

Plan number 001

Plan year 2024

ACK ID 20251015105042NAL0008822546001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for RSM Holdings, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

RSM Holdings, LLC's plan includes ERISA 404(c) participant direction, a default investment (QDIA), profit-sharing, a 401(k) feature.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for RSM HOLDINGS, LLC.

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How this plan invests

This plan

35 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Total administrative cost in the bottom quartile of peers (24th percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (12th percentile).

Plan sponsor

Name

RSM HOLDINGS, LLC

EIN

all filings

Address

461 FROM ROAD 2ND FLOOR · PARAMUS, NJ · 07652

Phone

(973) 253-9300

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

2G · Total participant-directed accounts

2E · Profit-sharing

2A · Age/service weighted or new comparability

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$38K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES INC	13-2638166	—	ADVISOR	$25K	—

Investments

35 direct securities· $7.4M(100% of reported assets)

Other securities

$2.5M

7 holdings

Mutual Funds

$2.2M

18 holdings

Common Collective Trusts

$1.4M

6 holdings

Common Stocks

$616K

2 holdings

U.S. Treasuries

$510K

1 holding

Bonds / Notes

$107K

1 holding

					% of plan
J.P. Morgan Asset Management U.S. GARP Equity Fund R6	Other securities	—	—	$1.3M	18.1%
Fidelity Management Trust Company Fidelity 500 Index	Common Collective Trusts	—	—	$929K	12.5%
J.P. Morgan Asset Management U.S. Value Fund R5	Other securities	—	—	$524K	7.1%
Loomis, Sayles & Company Loomis Sayles Core Plus Bond Fund Class N	Common Stocks	—	—	$518K	7.0%
Money market fund - Gabelli US Treasury Money Market Fund AAA	U.S. Treasuries	—	—	$510K	6.9%
MFS Investment Management MFS International Diversification Fund Class R6	Mutual Funds	—	—	$400K	5.4%
DFA Securities DFA US Vector Equity Portfolio Inst. Class	Mutual Funds	—	—	$325K	4.4%
Fidelity Management Trust Company Fidelity Freedom Index 2055 IPR	Mutual Funds	—	—	$318K	4.3%
Federated Hermes Federated Hermes Strategic Income Fund	Other securities	—	—	$236K	3.2%
American Century Investments American Century Small Cap Value Fund R6	Other securities	—	—	$197K	2.7%
ClearBridge International Growth I	Other securities	—	—	$191K	2.6%
Fidelity Management Trust Company Fidelity Freedom Index 2060 IPR	Mutual Funds	—	—	$169K	2.3%
Fidelity Management Trust Company Fidelity Freedom Index 2040 IPR	Mutual Funds	—	—	$162K	2.2%
Fidelity Management Trust Company Fidelity Small Cap Index Fund	Common Collective Trusts	—	—	$161K	2.2%
Fidelity Management Trust Company Fidelity Freedom Index 2065 IPR	Mutual Funds	—	—	$156K	2.1%
Fidelity Management Trust Company Fidelity Mid Cap Index Fund	Common Collective Trusts	—	—	$148K	2.0%
Fidelity Management Trust Company Fidelity Freedom Index 2050 IPR	Mutual Funds	—	—	$119K	1.6%
Notes receivable from participants Interest rates ranging from 4.25% - 9.50%	Bonds / Notes	—	—	$107K	1.4%
Fidelity Management Trust Company Fidelity Freedom Index 2045 IPR	Mutual Funds	—	—	$105K	1.4%
PGIM, Inc PGIM High Yield Fund - Class R6	Common Stocks	—	—	$97K	1.3%
Fidelity Management Trust Company Fidelity Freedom Index Income Fund	Mutual Funds	—	—	$92K	1.2%
Fidelity Management Trust Company FID EMERGING MKTS K	Mutual Funds	—	—	$91K	1.2%
Fidelity Management Trust Company Fidelity International Index Fund	Common Collective Trusts	—	—	$73K	1.0%
Dodge & Cox Dodge & Cox Stock Fund	Mutual Funds	—	—	$65K	0.9%
Fidelity Management Trust Company Fidelity Blue Chip Growth K6 Fund	Mutual Funds	—	—	$62K	0.8%
Fidelity Management Trust Company Fidelity US Bond Index Fund	Common Collective Trusts	—	—	$62K	0.8%
Fidelity Management Trust Company Fidelity Freedom Index 2035 IPR	Mutual Funds	—	—	$50K	0.7%
Fidelity Management Trust Company Fidelity Freedom Index 2030 IPR	Mutual Funds	—	—	$46K	0.6%
Fidelity Management Trust Company Fidelity Freedom Index 2025 IPR	Mutual Funds	—	—	$42K	0.6%
Pioneer Select Mid Cap Growth K	Other securities	—	—	$41K	0.6%
Fidelity Management Trust Company Fidelity Real Estate Index Fund	Common Collective Trusts	—	—	$24K	0.3%
PIMCO Investment Management PIMCO Long Term Real Return Fund I	Mutual Funds	—	—	$21K	0.3%
DoubleLine Shiller Enhanced CAPE I	Other securities	—	—	$19K	0.3%
Fidelity Management Trust Company Fidelity Freedom Index 2020 IPR	Mutual Funds	—	—	$10K	0.1%
Dodge & Cox Dodge & Cox Balanced I	Mutual Funds	—	—	$7K	<0.1%