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Original filing (PDF)20250926095716NAL0009260817001

ASCENSUS, LLC.

Form 5500
FILING_RECEIVED
ASCENSUS, LLC 401(K) SAVINGS PLAN
Pooled investment trusta fund that other plans invest in — not a participant plan
Signals · 2
No recordkeeper disclosed10 service providers
Active participants
4,858
Accounts w/ balance
5,972
Plan assets (EOY)
$621.8M
Net assets (EOY)
$621.8M
How this plan invests
2 plans
invest in this fund
This trust
pooled vehicle
27 securities
Schedule of Assets

This is a pooled fund: many plans invest in it, and it holds the underlying securities.

Master trust / DFE filing
Pooled investment vehicle

This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.

Pooled assets (EOY)
$621.8M
Net assets (EOY)
$621.8M
Participating plans
2
latest filings citing this trust
Cited interest
$1.4M
across citing plans' latest filings

Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.

Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.

Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASCENSUS, LLC..
Plan sponsor
Name
ASCENSUS, LLC.
EIN
11-3665754
Address
200 DRYDEN ROAD · DRESHER, PA · 19025
Phone
(215) 648-8272
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TORRILLO & ASSOCIATES LLC
Trustee / custodian
Trustee phone

Service providers (Schedule C)

10 rows
Other
10
NameEINLocationRelationDirect compIndirect comp
MORNINGSTARCHICAGO, ILNONE$8K
AMERICAN CENTURY INVESTMENTSKANSAS CITY, MONONE$0
JP MORGANNEW YORK, NYNONE$0
VANGUARD FUNDSVALLEY FORGE, PANONE$0
BLACKROCKNEW YORK, NYNONE$0
CAPITAL RESEARCH AND MANAGEMENTLOS ANGELES, CANONE$0
DODGE & COXCANTON, MANONE$0
COLUMBIA MANAGEMENT INV. ADV.KANSAS CITY, MONONE$0
PUTNAMBOSTON, MANONE$0
MFS FUNDSBOSTON, MANONE$0

Investments

15 direct securities · 13 pooled funds· $645.5M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized
$330.5M
14 holdings
Common Collective Trust
$253.1M
12 holdings
Pooled Separate Accounts
$30.9M
1 holding
Pooled Separate Account
$30.9M
1 holding
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Vanguard Institutional Index Instl$83.0M13.4%
JP Morgan JP Morgan Large Cap Growth R6$69.2M11.1%
VANGUARD TARGET RET. 2035 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001
Common Collective Trust
$44.1M7.1%
VANGUARD TARGET RET. 2045 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001
Common Collective Trust
$42.2M6.8%
VANGUARD TARGET RET. 2030 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001
Common Collective Trust
$41.0M6.6%
Vanguard Extended Market Index Instl$39.2M6.3%
VANGUARD TARGET RET. 2040 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001
Common Collective Trust
$32.3M5.2%
Columbia Select Large Cap Equity I3$32.2M5.2%
New York Life Anchor Account
Pooled Separate Accounts
$30.9M5.0%
PSA NO. 25 STABLE VALUE ACCOUNT
NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125
Pooled Separate Account
$30.9M5.0%
VANGUARD TARGET RET. 2050 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001
Common Collective Trust
$28.1M4.5%
VANGUARD TARGET RET. 2055 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001
Common Collective Trust
$19.8M3.2%
VANGUARD TARGET RET 2025 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001
Common Collective Trust
$17.6M2.8%
BlackRock Advantage Small Cap Core K$16.5M2.7%
Columbia Balanced I3$15.6M2.5%
Vanguard Total Intl Stock Index Instl$12.5M2.0%
Putnam Investments Putnam Large Cap Value R6$12.4M2.0%
Vanguard Global Equity Inv$12.0M1.9%
VANGUARD TARGET RET 2060 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001
Common Collective Trust
$10.9M1.8%
Registered Investment Companies American Funds American Eupac R6$10.9M1.8%
Vanguard Total Bond Market Index Instl$8.5M1.4%
Dodge & Cox Funds Dodge & Cox Income X$7.5M1.2%
VANGUARD TARGET RET. 2065 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001
Common Collective Trust
$6.5M1.0%
BlackRock Emerging Markets K$6.2M1.0%
VANGUARD TARGET RET 2020 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001
Common Collective Trust
$5.4M0.9%
American Century American Century Infl-Adj Bond R6$4.8M0.8%
VANGUARD TARGET RET INCOME TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001
Common Collective Trust
$4.5M0.7%
VANGUARD TARGET RET. 2070 TRUST II
VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001
Common Collective Trust
$610K<0.1%