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Original filing (PDF)20251015161137NAL0006720096001
NORTHWELL HEALTH, INC.
Form 5500
FILING_RECEIVED
NORTHWELL HEALTH 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
37,611
Accounts w/ balance
43,550
Plan assets (EOY)
$1.9B
Net assets (EOY)
$1.9B
How this plan invests
This plan
18 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 9 bps in Schedule C fees — 79% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORTHWELL HEALTH, INC..
Plan sponsor
Name
NORTHWELL HEALTH, INC.
EIN
11-3418133
Address
972 BRUSH HOLLOW ROAD · 5TH FLOOR · WESTBURY, NY · 115901740
Phone
(516) 734-7000
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | NONE | $1.6M | — |
| ERNST & YOUNG LLP | 34-6565596 | — | NONE | $69K | — |
| ROCATON INVESTMENT ADVISORS | 04-3638035 | — | NONE | $12K | — |
| MORGAN LEWIS & BOCKUS | 23-0891050 | — | NONE | $5K | — |
Investments
7 direct securities · 18 pooled funds· $1.7B(93% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.6B
18 holdings
Uncategorized
$119.0M
6 holdings
Mutual Funds
$5.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TARGET RETIREMENT 2055 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948719 / PN 001 | Common Collective Trust | — | — | $220.8M | 11.9% | |
| TARGET RETIREMENT 2050 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944390 / PN 001 | Common Collective Trust | — | — | $213.8M | 11.6% | |
| VANGUARD INSTITUTIONAL 500 INDEX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 23-2186884 / PN 000 | Common Collective Trust | — | — | $194.5M | 10.5% | |
| TARGET RETIREMENT 2060 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948754 / PN 001 | Common Collective Trust | — | — | $181.9M | 9.8% | |
| TARGET RETIREMENT 2045 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6944355 / PN 001 | Common Collective Trust | — | — | $141.6M | 7.7% | |
| TARGET RETIREMENT 2040 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941351 / PN 001 | Common Collective Trust | — | — | $123.7M | 6.7% | |
| TARGET RETIREMENT 2035 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6941311 / PN 001 | Common Collective Trust | — | — | $118.0M | 6.4% | |
| TARGET RETIREMENT 2030 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938065 / PN 001 | Common Collective Trust | — | — | $102.8M | 5.6% | |
| TARGET RETIREMENT 2025 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6938034 / PN 001 | Common Collective Trust | — | — | $69.2M | 3.7% | |
| VANGUARD INST EXTENDED MKT INDX TR VANGUARD FIDUCIARY TRUST COMPANY · EIN 23-2186884 / PN 000 | Common Collective Trust | — | — | $53.8M | 2.9% | |
| TARGET RETIREMENT 2065 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948754 / PN 001 | Common Collective Trust | — | — | $52.9M | 2.9% | |
| 50% Diamond Hill/50% Dodge & Cox Large Value Option | — | — | — | $38.2M | 2.1% | |
| 50% HARBOR LARGE CAP GROWTH OPTION HARBOR CAPITAL PARTNERS LLC · EIN 32-0510756 / PN 000 | Common Collective Trust | — | — | $34.0M | 1.8% | |
| TARGET RETIREMENT 2020 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6935530 / PN 001 | Common Collective Trust | — | — | $33.5M | 1.8% | |
| Vanguard Wellington Admiral Fund | — | — | — | $25.8M | 1.4% | |
| VANGUARD INSTL TOTAL INTL STOCK MAR VANGUARD FIDUCIARY TRUST COMPANY · EIN 23-2186884 / PN 000 | Common Collective Trust | — | — | $19.5M | 1.1% | |
| 50% Champlain/50% Diamond Hill Sm Cap Option | — | — | — | $18.0M | 1.0% | |
| VANGUARD INST TOTAL BOND MKT INDX T VANGUARD FIDUCIARY TRUST COMPANY · EIN 23-2186884 / PN 000 | Common Collective Trust | — | — | $15.4M | 0.8% | |
| 50% Artisan/50% BNY Mellon International Option | — | — | — | $15.2M | 0.8% | |
| TARGET RETIREMENT INC. TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6930815 / PN 001 | Common Collective Trust | — | — | $13.4M | 0.7% | |
| Cash equivalents State Street Instl US Govt Money Market Premier* | — | — | — | $12.5M | 0.7% | |
| 50% Dodge & Cox/50% Allspring Core Bd Option | — | — | — | $9.4M | 0.5% | |
| JPMorgan Emerging Markets Equity R6 | Mutual Funds | — | — | $5.7M | 0.3% | |
| TARGET RETIREMENT 2070 TRUST SELECT VANGUARD FIDUCIARY TRUST COMPANY · EIN 47-6948754 / PN 001 | Common Collective Trust | — | — | $5.2M | 0.3% | |
| PRINCIPAL GLOBAL REAL ESTATE SEC PRINCIPAL GLOBAL ADVISORS · EIN 42-1479628 / PN 000 | Common Collective Trust | — | — | $4.5M | 0.2% |