Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INS CO OF NY | 93-1225432 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $12K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSOCIATED PENSION CONSULTANTS, INC | 11-3271022 | MELVILLE, NY | CONTRACT ADMIN | $36K | — |
| Name | EIN |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index Fund Institutional Shares | — | — | — | $8.6M | 16.6% | |
| American Funds 2035 Target Date Retirement Fund Class R-4 | — | — | — | $5.4M | 10.4% | |
| MFS Massachusetts Investors Growth Stock Fund Class A | — | — | — | $4.5M | 8.7% | |
| American Funds 2040 Target Date Retirement Fund Class R-4 | — | — | — | $2.8M |
| Location |
|---|
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| LILLING & COMPANY LLP | 13-3447681 | PORT WASHINGTON, NY | AUDITOR | $16K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $13K | — |
| 5.3% |
| Federated Hermes MDT Mid Cap Growth Fund Class A Shares | — | — | — | $2.6M | 5.0% |
| American Funds 2045 Target Date Retirement Fund Class R-4 | — | — | — | $2.6M | 5.0% |
| Invesco Diversified Dividend Fund Class A | — | — | — | $2.4M | 4.6% |
| American Funds 2050 Target Date Retirement Fund Class R-4 | — | — | — | $1.8M | 3.5% |
| American Funds 2025 Target Date Retirement Fund Class R-4 | — | — | — | $1.8M | 3.4% |
| American Funds 2055 Target Date Retirement Fund Class R-4 | — | — | — | $1.7M | 3.4% |
| Guggenheim Total Return Bond Fund Institutional Class | — | — | — | $1.7M | 3.3% |
| American Funds 2030 Target Date Retirement Fund Class R-4 | — | — | — | $1.7M | 3.2% |
| American Funds American Balanced Fund Class R-4 | — | — | — | $1.6M | 3.1% |
| Key Guaranteed Portfolio Fund | — | — | — | $1.4M | 2.6% |
| ClearBridge Small Cap Growth Fund Class A | — | — | — | $1.3M | 2.6% |
| MFS International Diversification Fund Class A | — | — | — | $1.3M | 2.4% |
| ClearBridge Mid Cap Fund Class A | — | — | — | $1.2M | 2.3% |
| Notes receivable from participants | — | — | — | $1.0M | 1.9% |
| American Funds 2015 Target Date Retirement Fund Class R-4 | — | — | — | $829K | 1.6% |
| Vanguard Global Equity Fund Investor Shares | — | — | — | $687K | 1.3% |
| Western Asset Core Bond Fund Class A | — | — | — | $613K | 1.2% |
| iShares MSCI EAFE International Index Fund Investor A Shares | — | — | — | $601K | 1.2% |
| ClearBridge Appreciation Fund Class A | — | — | — | $516K | 1.0% |
| Invesco Oppenheimer International Growth Fund Class A | — | — | — | $486K | 0.9% |
| American Funds 2060 Target Date Retirement Fund Class R-4 | — | — | — | $435K | 0.8% |
| BlackRock Emerging Markets Fund, Inc. Institutional Shares | — | — | — | $350K | 0.7% |
| BlackRock Inflation Protected Bond Fund Investor A Shares | — | — | — | $341K | 0.7% |
| Franklin Small Cap Value Fund Class A | — | — | — | $339K | 0.7% |
| Goldman Sachs Small Cap Value Fund Class A | — | — | — | $268K | 0.5% |
| Columbia Small Cap Index Fund Class A | — | — | — | $230K | 0.4% |
| American Funds 2020 Target Date Retirement Fund Class R-4 | — | — | — | $223K | 0.4% |
| Victory Sycamore Established Value Fund Class A | — | — | — | $170K | 0.3% |
| American Funds 2065 Target Date Retirement Fund Class R-4 | — | — | — | $156K | 0.3% |
| American Funds Global Balanced Fund Class R-6 | — | — | — | $139K | 0.3% |
| Columbia Mid Cap Index Fund Class A | — | — | — | $88K | 0.2% |
| Fidelity Advisor Government Income Fund - Class M | — | — | — | $87K | 0.2% |
| American Funds 2010 Target Date Retirement Fund Class R-4 | — | — | — | $14K | <0.1% |
| BlackRock High Yield Portfolio Fund Investor A Shares | — | — | — | $13K | <0.1% |
