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Original filing (PDF)20251015193004NAL0007287456001
BROOKHAVEN SCIENCE ASSOCIATES, LLC
Form 5500
FILING_RECEIVED
BROOKHAVEN SCIENCE ASSOCIATES, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,351
Accounts w/ balance
3,599
Plan assets (EOY)
$949.0M
Net assets (EOY)
$949.0M
How this plan invests
This plan
2 pooled trusts
Schedule D
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROOKHAVEN SCIENCE ASSOCIATES, LLC.
Plan sponsor
Name
BROOKHAVEN SCIENCE ASSOCIATES, LLC
DBA
BROOKHAVEN NATIONAL LABORATORY
EIN
11-3403915
Address
P.O. BOX 5000, BUILDING 400 B · UPTON, NY · 119735000
Phone
(631) 344-8000
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsTrustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA-CREF | 13-1624203 | — | TRUSTEE | $133K | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SEYFARTH SHAW LLP | 36-2152202 | — | NONE | $39K | — |
| CAP FINANCIAL PARTNERS, LLC | 26-0058143 | — | NONE | $37K | — |
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE | $18K | — |
Investments
41 direct securities · 2 pooled funds· $949.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$891.0M
41 holdings
Common Collective Trust
$37.6M
1 holding
Pooled Separate Account
$20.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Benefit Responsive Annuity - GSRA Guaranteed Annuity Contract | — | — | — | $130.2M | 13.7% | |
| Vanguard Total Stock Mk 1x in Pl Mutual Fund | — | — | — | $112.1M | 11.8% | |
| CREF Growth R3 Mutual Fund | — | — | — | $83.7M | 8.8% | |
| CREF Stock R3 Mutual Fund | — | — | — | $78.0M | 8.2% | |
| TIAA Traditional Benefit Responsive Annuity - RC Plus Guaranteed Annuity Contract | — | — | — | $68.3M | 7.2% | |
| CREF Growth R4 Mutual Fund | — | — | — | $40.2M | 4.2% | |
| Vanguard Wellington Fund Admiral Mutual Fund | — | — | — | $39.6M | 4.2% | |
| COLUMBIA TRUST DIVIDEND INCOME FUND AMERIPRISE TRUST COMPANY · EIN 87-1854339 / PN 166 | Common Collective Trust | — | — | $37.6M | 4.0% | |
| American Funds EuroPacific Growth R6 Mutual Fund | — | — | — | $26.4M | 2.8% | |
| Vanguard Total Intl Stock Market Index Mutual Fund | — | — | — | $25.4M | 2.7% | |
| TIAA REAL ESTATE ACCOUNT TEACHERS INS & ANNUITY ASSOC. · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $20.3M | 2.1% | |
| Vanguard Wellesley Income Mutual Fund | — | — | — | $18.4M | 1.9% | |
| Vanguard Federal Money Market Inv Money Market Fund | — | — | — | $17.7M | 1.9% | |
| JPMorgan Mid Cap Value Mutual Fund | — | — | — | $17.5M | 1.8% | |
| Vanguard Total Bond Market Index Mutual Fund | — | — | — | $16.5M | 1.7% | |
| TIAA-CREF Lifecycle 2030 Mutual Fund | — | — | — | $15.8M | 1.7% | |
| CREF Equity Index R3 Mutual Fund | — | — | — | $15.1M | 1.6% | |
| TIAA-CREF Lifecycle 2025 Mutual Fund | — | — | — | $14.4M | 1.5% | |
| Baron Small Cap Mutual Funds | — | — | — | $14.3M | 1.5% | |
| TIAA-CREF Lifecycle 2035 Mutual Fund | — | — | — | $13.6M | 1.4% | |
| Principal Sm Cap Value II Inst Mutual Fund | — | — | — | $12.0M | 1.3% | |
| TIAA-CREF Lifecycle 2040 Mutual Fund | — | — | — | $11.8M | 1.2% | |
| TIAA-CREF Real Estate Securities Mutual Fund | — | — | — | $10.6M | 1.1% | |
| TIAA-CREF Lifecycle 2045 Mutual Fund | — | — | — | $10.3M | 1.1% | |
| CREF Social Choice R4 Mutual Funds | — | — | — | $9.9M | 1.0% | |
| TIAA-CREF Lifecycle 2050 Mutual Fund | — | — | — | $9.6M | 1.0% | |
| BlackRock M-C Grw Eq Por Inst Mutual Fund | — | — | — | $9.5M | 1.0% | |
| Vanguard Inflation Protected Securities Mutual Fund | — | — | — | $8.5M | 0.9% | |
| CREF Global Equities R3 Mutual Fund | — | — | — | $7.6M | 0.8% | |
| TIAA-CREF Lifecycle 2020 Mutual Fund | — | — | — | $7.4M | 0.8% | |
| CREF Social Choice R3 Mutual Fund | — | — | — | $7.4M | 0.8% | |
| Dodge & Cox Income Fund - CI X Mutual Fund | — | — | — | $7.2M | 0.8% | |
| TIAA-CREF Lifecycle 2055 Mutual Fund | — | — | — | $6.5M | 0.7% | |
| TIAA-CREG Self-Directed Accounts Mutual Funds | — | — | — | $5.7M | 0.6% | |
| CREF Money Market R3 Mutual Fund | — | — | — | $4.9M | 0.5% | |
| TIAA-CREF Lifecycle 2060 Mutual Fund | — | — | — | $3.8M | 0.4% | |
| Notes receivable from participants Loans, interest rates range from | — | — | — | $3.5M | 0.4% | |
| TIAA-CREF Lifecycle 2015 Mutual Fund | — | — | — | $1.9M | 0.2% | |
| TIAA-CREF Lifecycle 2010 Mutual Fund | — | — | — | $1.6M | 0.2% | |
| CREF Core Bond Mutual Fund | — | — | — | $1.5M | 0.2% | |
| CREF Inflation-Linked Bond R3 Mutual Fund | — | — | — | $1.4M | 0.1% | |
| TIAA-CREF Lifecycle Retirement Income Mutual Fund | — | — | — | $745K | <0.1% | |
| Plan Loan Default Fund Guaranteed Annuity Contract | — | — | — | $573K | <0.1% |