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Original filing (PDF)20251015082856NAL0002022931001
NICOLIA INDUSTRIES INC.
Form 5500
FILING_RECEIVED
NICOLIA 401(K) PLAN
401(k) retirement plan
Active participants
260
Accounts w/ balance
104
Plan assets (EOY)
$5.6M
Net assets (EOY)
$5.6M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Only 40% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- Below-peer total fees (27 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NICOLIA INDUSTRIES INC..
Plan sponsor
Name
NICOLIA INDUSTRIES INC.
EIN
11-3308897
Address
612 MUNCY AVENUE · LINDENHURST, NY · 11757
Phone
(631) 867-5015
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $2K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROCKLINE WEALTH MANAGEMENT LLC | 82-4803753 | — | INVESTMENT/FINANCIAL ADVI | $13K | — |
Investments
29 direct securities · 1 pooled fund· $5.5M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$5.3M
29 holdings
Common Collective Trust
$265K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $1.1M | 19.5% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $638K | 11.4% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $527K | 9.4% | |
| FID 500 IND | Registered Investment Companies | — | — | $414K | 7.4% | |
| FID LARGE CAP GROWTH INDEX | Registered Investment Companies | — | — | $360K | 6.4% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $301K | 5.4% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $279K | 5.0% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $265K | 4.7% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $230K | 4.1% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $207K | 3.7% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $190K | 3.4% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $162K | 2.9% | |
| VANGUARD DEV MKT INDEX ADMIRAL | Registered Investment Companies | — | — | $154K | 2.8% | |
| VANG HI YLD CORP ADM 221 REGISTERED INVESTMENT COMPANY VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $141K | 2.5% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $124K | 2.2% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $99K | 1.8% | |
| VANGUARD TREASURY MONEY MARKET | Registered Investment Companies | — | — | $94K | 1.7% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $60K | 1.1% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $42K | 0.7% | |
| FID EMERGING MARKETS INDEX | Registered Investment Companies | — | — | $41K | 0.7% | |
| FIDELITY SMALL CAP GROWTH IDX | Registered Investment Companies | — | — | $26K | 0.5% | |
| PRINCIPAL RE SECURITIES I | Registered Investment Companies | — | — | $20K | 0.4% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $20K | 0.4% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $18K | 0.3% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $16K | 0.3% | |
| VANGUARD TAX-MANAGED BAL ADM | Registered Investment Companies | — | — | $13K | 0.2% | |
| PIMCO REAL RETURN FUND - INSTL | Registered Investment Companies | — | — | $7K | 0.1% | |
| PGIM QUANT SOL CMDTY STRAT R6 | Registered Investment Companies | — | — | $2K | <0.1% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $1K | <0.1% | |
| FIDELITY MID CAP GROWTH INDEX | Registered Investment Companies | — | — | $1K | <0.1% |
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