Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROYAL ALLIANCE ASSOCIATES, INC | 93-0987232 | JERSEY CITY, NJ | BROKER/DEALER | $40K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASSOCIATED PENSION CONSULTANTS INC | 11-3271022 | MELVILLE, NY | THIRD PARTY ADMINISTRATO | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $42.9M | 92.1% | |
| Vangrd Trgt Retire 2035 Fd Pooled separate account | Other securities | — | — | $5.2M | 11.2% | |
| Vangrd Trgt Retire 2025 Fd Pooled separate account | Other securities | — | — | $5.1M | 10.9% | |
| Vangrd Trgt Retire 2050 Fd Pooled separate account | Other securities | — | — | $4.0M | 8.5% | |
| Vangrd Trgt Retire 2040 Fd Pooled separate account | Other securities | — | — | $3.5M | 7.6% | |
| Vangrd Trgt Retire 2030 Fd Pooled separate account | Other securities | — | — | $3.5M | 7.4% | |
| Vangrd Trgt Retire 2045 Fd Pooled separate account | Other securities | — | — | $3.0M | 6.5% | |
| NYLIWinslow LgCp Gr Fd R6 Pooled separate account | Other securities | — | — | $2.9M | 6.3% | |
| Vangrd Trgt Retire 2055 Fd Pooled separate account | Other securities | — | — | $2.6M | 5.6% | |
| Vangrd 500 Index Fund Adm Pooled separate account | Other securities | — | — | $2.4M | 5.2% | |
| Vangrd Trgt Retire 2020 Fd Pooled separate account | Other securities | — | — | $2.2M | 4.8% | |
| Voya Fixed Account Guaranteed investment contract | Stable Value | — | — | $2.2M | 4.6% | |
| Notes receivable from participants Interest rate at 4.00% to 10.50%, maturities - | Bonds / Notes | — | — | $1.5M | 3.3% | |
| Vangrd Trgt Retire 2060 Fd Pooled separate account | Other securities | — | — | $1.1M | 2.4% | |
| American Funds Wash Mutual R6 Pooled separate account | Other securities | — | — | $721K | 1.5% | |
| Vangrd Trgt Retire 2065 Fd Pooled separate account | Other securities | — | — | $702K | 1.5% | |
| BlackRock Mid-Cap Grw Eq Por K Pooled separate account | Other securities | — | — | $591K | 1.3% | |
| Inv Gold & Spec Min Fd R6 Pooled separate account | Other securities | — | — | $521K | 1.1% | |
| Vangrd Small-Cap Index Fnd Adm Pooled separate account | Other securities | — | — | $491K | 1.1% | |
| Vangrd Trgt Retire Inc Fd Pooled separate account | Common Stock | — | — | $456K | 1.0% | |
| PIMCO StocksPLUS Intl F Ins Pooled separate account | Other securities | — | — | $431K | 0.9% | |
| Vangrd Mid-Cap Index Fund Adm Pooled separate account | Other securities | — | — | $402K | 0.9% | |
| Inv Glbl Opp Fd R6 Pooled separate account | Other securities | — | — | $392K | 0.8% | |
| VY TRwPr Cap Apprec Port R6 Pooled separate account | Other securities | — | — | $380K | 0.8% | |
| Vangrd Energy Fund Adm Pooled separate account | Other securities | — | — | $272K | 0.6% | |
| American Funds New World R6 Pooled separate account | Other securities | — | — | $264K | 0.6% | |
| Janus Hndr Triton Fd N Pooled separate account | Other securities | — | — | $262K | 0.6% | |
| Vangrd Balanced Index Fnd Adm Pooled separate account | Other securities | — | — | $212K | 0.5% | |
| MFS New Discovery Val Fund R6 Pooled separate account | Other securities | — | — | $174K | 0.4% | |
| Vangrd LifeStrat Grw Fd Inv Pooled separate account | Other securities | — | — | $151K | 0.3% | |
| Fidelity Adv Corp Bnd Fnd Z Pooled separate account | Common Stock | — | — | $141K | 0.3% | |
| PIMCO Income Fund Ins Pooled separate account | Other securities | — | — | $139K | 0.3% | |
| DFA Real Estate Secs Port Ins Pooled separate account | Other securities | — | — | $135K | 0.3% | |
| MFS International Grw Fund R6 Pooled separate account | Other securities | — | — | $118K | 0.3% | |
| Virtus Crdx MC Vl Eq Fd R6 Pooled separate account | Other securities | — | — | $103K | 0.2% | |
| DFA Infl-Prot Sec Port Ins Pooled separate account | Other securities | — | — | $76K | 0.2% | |
| Vangrd GNMA Fund Inv Pooled separate account | Agency / Mortgage-Backed | — | — | $54K | 0.1% | |
| Lord Abbett High Yield Fd R6 Pooled separate account | Other securities | — | — | $49K | 0.1% | |
| Vangrd Trgt Retire 2070 Fd Pooled separate account | Other securities | — | — | $18K | <0.1% | |
| Vangrd LifeStrat Md Grw Fd Inv Pooled separate account | Other securities | — | — | $11K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Pooled separate account | Other securities | — | — | $4K | <0.1% |
