Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $3K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $25K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD LIFESTRATEGY MOD GROW | Registered Investment Companies | — | — | $2.9M | 22.6% | |
| Vanguard Life Strategic Moderate Growth | — | — | — | $2.9M | 22.6% | |
| Vanguard 500 Index Fund |
| — |
| — |
| — |
| $1.8M |
| 13.7% |
| Clearbridge Large-Cap Growth | — | — | — | $1.7M | 13.0% |
| VANGUARD LIFESTRATEGY GROWTH | Registered Investment Companies | — | — | $973K | 7.5% |
| iShares Russell 2000 Small-Cap K | — | — | — | $823K | 6.3% |
| Columbia Mid-Cap Index 13 | — | — | — | $762K | 5.9% |
| Vanguard Target Retire 2035 | — | — | — | $666K | 5.1% |
| Victory Established Value A | — | — | — | $511K | 3.9% |
| Vanguard Life Strategic Conservative Growth | — | — | — | $478K | 3.7% |
| VAN LIFESTRAT CONSERV GR - INV | Registered Investment Companies | — | — | $478K | 3.7% |
| Columbia Col. Select LC Value Inst. | — | — | — | $478K | 3.7% |
| BLACKROCK FEDFUND - CASH MGMT | Registered Investment Companies | — | — | $410K | 3.2% |
| Lazard International Lazard Intl. Strategic Equity Port | — | — | — | $308K | 2.4% |
| Participant Notes Receivable Interest rate - 4.25% - 9.50% $ 0 | — | — | — | $275K | 2.1% |
| Western Asset Western Asset Core Bond | — | — | — | $193K | 1.5% |
| Pilgrim Short-Term Corporate Bond R6 | — | — | — | $143K | 1.1% |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $133K | 1.0% |
| Blackrock High Yield Bond K | — | — | — | $131K | 1.0% |
| American Funds American Funds International Growth & Inc. R6 | Registered Investment Companies | — | — | $112K | 0.9% |
| AMERICAN FUNDS CAP INC BLDR R6 | Registered Investment Companies | — | — | $72K | 0.6% |
| American Funds American Funds Capital Income Builder | — | — | — | $72K | 0.6% |
| Cohen & Steers Cohen & Steers Realty Shares | — | — | — | $56K | 0.4% |
| Vanguard Target Retire 2045 | — | — | — | $34K | 0.3% |
| Vanguard Target Retire 2030 | — | — | — | $32K | 0.2% |
| BLACKROCK MIDCAP GROWTH EQ K | Registered Investment Companies | — | — | $11K | <0.1% |
| Vanguard Target Retire 2040 | — | — | — | $8K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
| Vanguard Target Retire 2020 | — | — | — | $1K | <0.1% |
