Back to filter
Original filing (PDF)20251011055958NAL0004634003001
WINDOWRAMA ENTERPRISES, INC.
Form 5500
FILING_RECEIVED
WINDOWRAMA 401(K) PLAN
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
178
Accounts w/ balance
160
Plan assets (EOY)
$22.2M
Net assets (EOY)
$22.2M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "ISHARES S&P 500 INDEX K" is 31% of plan.
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WINDOWRAMA ENTERPRISES, INC..
Plan sponsor
Name
WINDOWRAMA ENTERPRISES, INC.
EIN
11-2479299
Address
71 HEARTLAND BLVD · EDGEWOOD, NY · 11717
Phone
(631) 667-2555
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $37K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $43K | — |
Investments
38 direct securities · 1 pooled fund· $21.8M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Registered Investment Companies
$20.5M
38 holdings
Common Collective Trust
$1.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $6.8M | 30.8% | |
| COL TR STABLE HQ INC ADM0 AMERIPRISE TRUST COMPANY · EIN 41-0007957 / PN 058 | Common Collective Trust | — | — | $1.3M | 5.8% | |
| CLEARBRIDGE LARGE CAP GR IS | Registered Investment Companies | — | — | $1.2M | 5.6% | |
| COLUMBIA DIVIDEND INCOME I3 | Registered Investment Companies | — | — | $1.1M | 5.1% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $982K | 4.4% | |
| VANGUARD EXT MKT IDX - ADMIRAL | Registered Investment Companies | — | — | $966K | 4.4% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $810K | 3.6% | |
| FIRST EAGLE GLOBAL FUND I | Registered Investment Companies | — | — | $771K | 3.5% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $759K | 3.4% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $718K | 3.2% | |
| VANGUARD TOT BND MKT IND- ADM | Registered Investment Companies | — | — | $539K | 2.4% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $534K | 2.4% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $520K | 2.3% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $450K | 2.0% | |
| NUVEEN LC INDEX 2030 R6 | Registered Investment Companies | — | — | $429K | 1.9% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $427K | 1.9% | |
| NUVEEN LC INDEX 2025 R6 | Registered Investment Companies | — | — | $364K | 1.6% | |
| VANGUARD WELLESLEY INCOME-ADMR | Registered Investment Companies | — | — | $346K | 1.6% | |
| ISHARES RUSSELL 2000 SM CAP K | Registered Investment Companies | — | — | $321K | 1.4% | |
| AMER BEACON SMCP VAL R5 | Registered Investment Companies | — | — | $309K | 1.4% | |
| NUV LIFECYCLE IDX RET INC R6 | Registered Investment Companies | — | — | $273K | 1.2% | |
| INVESCO OPP INTL GR R6 | Registered Investment Companies | — | — | $218K | 1.0% | |
| OAKMARK INTL R6 | Registered Investment Companies | — | — | $209K | 0.9% | |
| NUVEEN LC INDEX 2060 R6 | Registered Investment Companies | — | — | $164K | 0.7% | |
| NUVEEN LC INDEX 2035 R6 | Registered Investment Companies | — | — | $159K | 0.7% | |
| NUVEEN LC INDEX 2045 R6 | Registered Investment Companies | — | — | $158K | 0.7% | |
| NUVEEN LC INDEX 2040 R6 | Registered Investment Companies | — | — | $149K | 0.7% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $135K | 0.6% | |
| NUVEEN LC INDEX 2055 R6 | Registered Investment Companies | — | — | $127K | 0.6% | |
| MACQUARIE SYST EMMKTS EQ INST | Registered Investment Companies | — | — | $126K | 0.6% | |
| NUVEEN LC INDEX 2015 R6 | Registered Investment Companies | — | — | $78K | 0.4% | |
| CLEARBRIDGE INTL VALUE IS | Registered Investment Companies | — | — | $74K | 0.3% | |
| NUVEEN LC INDEX 2010 R6 | Registered Investment Companies | — | — | $55K | 0.2% | |
| PRINCIPAL HI YLD INSTL | Registered Investment Companies | — | — | $51K | 0.2% | |
| NUVEEN LC INDEX 2050 R6 | Registered Investment Companies | — | — | $43K | 0.2% | |
| NUVEEN LC INDEX 2020 R6 | Registered Investment Companies | — | — | $32K | 0.1% | |
| VANGUARD INT TERM TREAS - ADM | Registered Investment Companies | — | — | $16K | <0.1% | |
| VANGUARD FTSE SOCIAL INDEX ADM | Registered Investment Companies | — | — | $8K | <0.1% | |
| COHEN & STEERS REALTY SHARES | Registered Investment Companies | — | — | $7K | <0.1% |
Related plans
Other plans using MERRILL LYNCH PIERCE FENNER & SMITH
AMGEN INC.
AMGEN RETIREMENT AND SAVINGS PLAN
$7.7B · 14,965 participants
MACYS, INC.
MACYS INC 401(K) RETIREMENT INVESTMENT PLAN
$4.6B · 103,247 participants
WASTE MANAGEMENT, INC.
WASTE MANAGEMENT RETIREMENT SAVINGS PLAN
$4.1B · 38,168 participants
MACYS INC
MACYS INC CASH ACCOUNT PENSION PLAN
$1.9B · 15,538 participants
PENSION PLAN OF LOCAL 464A
PENSION PLAN OF LOCAL 464A
$1.2B · 7,332 participants
MIDWEST PHYSICIAN ADMINISTRATIVE SERVICES, LLC, D/B/A DULY HEALTH AND
DULY HEALTH AND CARE 401(K) PLAN
$1.1B · 6,585 participants
Similar-size Retail Trade plans
BUILDERS GENERAL SUPPLY
BUILDERS GENERAL SUPPLY COMPANY EMPLOYEES SAVINGS AND INVESTMENT PLAN
$21.6M · 141 participants
MCCRAY LUMBER COMPANY
MCCRAY LUMBER COMPANY PROFIT SHARING PLAN
$22.8M · 229 participants
KELLY FRADET LUMBER, INC.
KELLY FRADET SALARY INVESTMENT 401(K) PLAN
$21.5M · 77 participants
MARIOTTI BUILDING PRODUCTS
MARIOTTI BUILDING PRODUCTS, INC. 401(K) SAVINGS PLAN
$21.4M · 79 participants
THE T. H. ROGERS LUMBER COMPANY
THE T. H. ROGERS LUMBER COMPANY EMPLOYEE STOCK OWNERSHIP PLAN
$21.1M · 156 participants
JAEGER LUMBER & SUPPLY COMPANY, INC
JAEGER LUMBER & SUPPLY COMPANY, INC. 401K PROFIT SHARING PLAN
$23.4M · 131 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B