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Original filing (PDF)20251015142432NAL0004821361001
A-MARK PRECIOUS METALS, INC. AND
Form 5500
FILING_RECEIVED
A-MARK PRECIOUS METALS, INC. AND SUBSIDIARIES
401(k) retirement plan
Active participants
319
Accounts w/ balance
349
Plan assets (EOY)
$27.9M
Net assets (EOY)
$27.9M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 48 bps in Schedule C fees — 67% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A-MARK PRECIOUS METALS, INC. AND.
Plan sponsor
Name
A-MARK PRECIOUS METALS, INC. AND
EIN
11-2464169
Address
2121 ROSECRANS AVENUE, · SUITE 6300 · EL SEGUNDO, CA · 90245
Phone
(310) 319-0387
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GREEN HASSON JANKS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $76K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | INVESTMENT/FINANCIAL ADVI | $60K | — |
Investments
24 direct securities · 1 pooled fund· $27.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$24.4M
23 holdings
Common Collective Trust
$2.9M
1 holding
Uncategorized
$252K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | — | $4.8M | 17.3% | |
| NUVEEN LC INDEX 2030 R6 | Registered Investment Companies | — | — | $3.9M | 14.0% | |
| MET GG SV 25554 - J WILMINGTON TRUST RISC CIT · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $2.9M | 10.6% | |
| NUVEEN LC INDEX 2040 R6 | Registered Investment Companies | — | — | $2.1M | 7.6% | |
| NUVEEN LC INDEX 2050 R6 | Registered Investment Companies | — | — | $1.5M | 5.4% | |
| VANGUARD TOT INTL STK IND ADM | Registered Investment Companies | — | — | $1.5M | 5.3% | |
| AB LARGE CAP GROWTH FUND Z | Registered Investment Companies | — | — | $1.4M | 5.0% | |
| NUVEEN LC INDEX 2055 R6 | Registered Investment Companies | — | — | $1.1M | 3.8% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $999K | 3.6% | |
| DODGE & COX STOCK I | Registered Investment Companies | — | — | $817K | 2.9% | |
| NUVEEN LC INDEX 2045 R6 | Registered Investment Companies | — | — | $779K | 2.8% | |
| NUVEEN LC INDEX 2060 R6 | Registered Investment Companies | — | — | $716K | 2.6% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $712K | 2.6% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $626K | 2.2% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $620K | 2.2% | |
| NUVEEN LC INDEX 2035 R6 | Registered Investment Companies | — | — | $512K | 1.8% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $490K | 1.8% | |
| NUVEEN LC INDEX 2025 R6 | Registered Investment Companies | — | — | $406K | 1.5% | |
| FIDELITY CAPITAL & INCOME | Registered Investment Companies | — | — | $360K | 1.3% | |
| EMP TRP MID CAP GROWTH INST | Registered Investment Companies | — | — | $332K | 1.2% | |
| NUVEEN LC INDEX 2020 R6 | Registered Investment Companies | — | — | $325K | 1.2% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $252K | 0.9% | |
| NUVEEN LC INDEX 2015 R6 | Registered Investment Companies | — | — | $200K | 0.7% | |
| GS INTL EQUITY INSIGHTS INST | Registered Investment Companies | — | — | $96K | 0.3% | |
| VICTORY ESTABLISHED VALUE R6 | Registered Investment Companies | — | — | $75K | 0.3% |