Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FOCUSED WEALTH MANAGEMENT, INC. | 27-2575734 | — | INVESTMENT ADVISORY | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $123K | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| BlackRock Registered Investment Company BlackRock Lfpth Ind Rtrmt K Fd | Other securities | — | — | $6.8M | 37.7% | |
| BlackRock Registered Investment Company BlackRock Lfpth Indx 2030 K Fd | Other securities | — | — | $2.2M | 12.0% | |
| BlackRock Registered Investment Company BlackRock Lfpth Indx 2035 K Fd | Other securities | — | — | $2.0M | 11.2% | |
| BlackRock Registered Investment Company BlackRock Lfpth Indx 2050 K Fd | Other securities | — | — | $1.2M | 6.8% | |
| BlackRock Registered Investment Company BlackRock Lfpth Indx 2040 K Fd | Other securities | — | — | $1.2M | 6.7% | |
| BlackRock Registered Investment Company BlackRock Lfpth Indx 2045 K Fd | Other securities | — | — | $925K | 5.1% | |
| BlackRock Registered Investment Company BlackRock Lfpth Indx 2055 K Fd | Other securities | — | — | $586K | 3.2% | |
| Notes Receivable from Participants Rates range from 4.25% to 9.50% | Bonds / Notes | — | — | $566K | 3.1% | |
| BlackRock Registered Investment Company BlackRock Lfpth Idx 2060 K Fd | Other securities | — | — | $476K | 2.6% | |
| Vanguard Group Registered Investment Company Vanguard 500 Index Admiral Fd | Common Stock | — | — | $448K | 2.5% | |
| Legg Mason Registered Investment Company ClearBridge Lg Cap Gr IS Fd | Other securities | — | — | $330K | 1.8% | |
| Investment Contract * Principal Life Insurance Company Fixed-Income Guaranteed Option | Other securities | — | — | $283K | 1.6% | |
| Loomis Sayles Registered Investment Company Loomis Sayles Bond N Fund | Other securities | — | — | $171K | 0.9% | |
| Invesco Funds Group, Inc. Registered Investment Company Invesco Divers Dividend R6 Fd | Common Stock | — | — | $160K | 0.9% | |
| Vanguard Group Registered Investment Company Vanguard Mid Cap Index Adm Fd | Common Stock | — | — | $132K | 0.7% | |
| Columbia Funds Registered Investment Company Columbia Overseas Value I3 | Other securities | — | — | $122K | 0.7% | |
| The American Funds Registered Investment Company Amer Funds Amer Bal R6 Fd | Mutual Funds | — | — | $101K | 0.6% | |
| Vanguard Group Registered Investment Company Vanguard Sm Cap Index Adm Fund | Common Stock | — | — | $89K | 0.5% | |
| (E) | Other securities | — | — | $83K | 0.5% | |
| BlackRock Registered Investment Company BlackRock Lfpth Idx 2065 K Fd | Other securities | — | — | $83K | 0.5% | |
| Eaton Vance Registered Investment Company Etn Vnc Atl Cp SMID-Cap R6 Fd | Other securities | — | — | $45K | 0.2% | |
| Vanguard Group Registered Investment Company Vanguard MidCap Val Idx Adm Fd | Common Stock | — | — | $35K | 0.2% | |
| Janus International Holding, LLC Registered Investment Company JanusHenderson SmCp Val N | Other securities | — | — | $28K | 0.2% | |
| Principal Funds Inc Registered Investment Company Prin Real Estate Secs Inst Fd | Common Stock | — | — | $17K | <0.1% |
