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Original filing (PDF)20251002192750NAL0001865122001
ROTORK CONTROLS, INC.
Form 5500
FILING_RECEIVED
ROTORK 401(K) PLAN
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
420
Accounts w/ balance
563
Plan assets (EOY)
$51.9M
Net assets (EOY)
$51.9M
How this plan invests
This plan
7 pooled trusts
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: FIDUCIARY INVESTMENT TRUST BALANCED PORTFOLIO (extraction pending)]" is 31% of plan.
Helping the score
- Below-peer total fees (5 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROTORK CONTROLS, INC..
Plan sponsor
Name
ROTORK CONTROLS, INC.
EIN
11-2135246
Address
675 MILE CROSSING · ROCHESTER, NY · 14624
Phone
(585) 328-1550
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2J · 401(k) feature
2G · Total participant-directed accounts
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
2K · 401(m) arrangement
2E · Profit-sharing
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HARPER & PEARSON COMPANY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $15K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRIME CAPITAL INVESTMENT ADVISORS | 82-1364595 | — | ADVISOR | $12K | — |
Investments
13 direct securities · 7 pooled funds· $16.4M(32% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$13.1M
7 holdings
Uncategorized
$3.3M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIT BALANCED D COMERICA BANK & TRUST · EIN 47-6652256 / PN 001 | Common Collective Trust | — | — | $4.0M | 7.8% | |
| FIT GROWTH D COMERICA BANK & TRUST · EIN 47-6649174 / PN 001 | Common Collective Trust | — | — | $3.8M | 7.3% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $2.6M | 5.0% | |
| FIT CONSERVATIVE D COMERICA BANK & TRUST · EIN 47-6658632 / PN 001 | Common Collective Trust | — | — | $1.1M | 2.1% | |
| FIT AGGRESSIVE D COMERICA BANK & TRUST · EIN 47-6646422 / PN 001 | Common Collective Trust | — | — | $851K | 1.6% | |
| [DFE: FIDUCIARY INVESTMENT TRUST MODERATELY CONSERVATIVE PORTFOLIO (extraction pending)] | — | — | — | $735K | 1.4% | |
| FIT MOD CONSRV D COMERICA BANK & TRUST · EIN 47-6655437 / PN 001 | Common Collective Trust | — | — | $735K | 1.4% | |
| MORLEY INCOME FUND III | — | — | — | $698K | 1.3% | |
| MORLEY INCOME FUND I | — | — | — | $403K | 0.8% | |
| MORLEY STABLE INCOME BOND FUND | — | — | — | $363K | 0.7% | |
| MORLEY INCOME FUND IV | — | — | — | $228K | 0.4% | |
| SIA-B41 (MORLEY STABLE VALUE FUND S | — | — | — | $216K | 0.4% | |
| PRUDENTIAL CORE INTERMEDIATE BOND F | — | — | — | $194K | 0.4% | |
| PSA NO. 45-004 (SEPARATE ACCOUNT 45 | — | — | — | $186K | 0.4% | |
| GOVERNMENT SHORT TERM INVESTMENT FD | — | — | — | $95K | 0.2% | |
| ACTIVELY MANAGED FUND | — | — | — | $89K | 0.2% | |
| SIA-B45 (MORLEY INTERM STABLE VALUE | — | — | — | $76K | 0.1% | |
| MORLEY INCOME FUND II | — | — | — | $48K | <0.1% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $34 | <0.1% | |
| PRUDENTIAL CORE CONSERVATIVE INT BD | — | — | — | $0 | <0.1% |
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