Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $85K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $2K | — |
| Name | EIN | Location |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Similar Party Par, or Maturity Value Cost ** Value MFS Massachusetts Investors Growth Stock Fund - mutual fund | — | — | — | $2.4M | 10.9% | |
| American Funds New Perspective Fund - mutual fund | — | — | — | $1.8M | 8.1% | |
| BlackRock LifePath Index 2050 Fund - mutual fund |
| Relation |
|---|
| Direct comp |
|---|
| Indirect comp |
|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $965 | — |
| — |
| — |
| — |
| $1.6M |
| 7.0% |
| Fidelity 500 Index Fund - mutual fund | — | — | — | $1.3M | 5.6% |
| Mass Mutual SAGIC Diversified Bond II - investment contract | — | — | — | $1.3M | 5.6% |
| Eaton Vance Atlanta Capital SMID-Cap Fund - mutual fund | — | — | — | $1.2M | 5.3% |
| MFS Massachusetts Investors Trust Fund - mutual fund | — | — | — | $1.1M | 5.0% |
| Fidelity Advisor Total Bond Fund - mutual fund | — | — | — | $1.1M | 4.8% |
| MFS Government Securities Fund - mutual fund | — | — | — | $941K | 4.2% |
| Fidelity Mid-Cap Index Fund - mutual fund | — | — | — | $902K | 4.0% |
| Invesco Small-Cap Value Fund - mutual fund | — | — | — | $844K | 3.8% |
| BlackRock LifePath Index 2045 Fund - mutual fund | — | — | — | $737K | 3.3% |
| PGIM Jennison Small Company Fund - mutual fund | — | — | — | $670K | 3.0% |
| Fidelity U.S. Bond Index Fund - mutual fund | — | — | — | $639K | 2.8% |
| BlackRock LifePath Index 2060 Fund - mutual fund | — | — | — | $608K | 2.7% |
| BlackRock LifePath Index 2035 Fund - mutual fund | — | — | — | $548K | 2.4% |
| BlackRock LifePath Index 2055 Fund - mutual fund | — | — | — | $485K | 2.2% |
| BlackRock LifePath Index 2030 Fund - mutual fund | — | — | — | $447K | 2.0% |
| Fidelity Small-Cap Index Fund - mutual fund | — | — | — | $444K | 2.0% |
| BlackRock iShares MSCI EAFE International Index Fund - mutual fund | — | — | — | $403K | 1.8% |
| BlackRock LifePath Index 2040 Fund - mutual fund | — | — | — | $397K | 1.8% |
| American Funds American Mutual Fund - mutual fund | — | — | — | $282K | 1.3% |
| BlackRock LifePath Index Retirement Fund - mutual fund | — | — | — | $169K | 0.8% |
| Mass Mutual U.S. Government Money Market Fund - mutual fund 632 Participant loans Interest at 9.00% to 9.50% - | Participant loans | — | — | $92K | 0.4% |
| Franklin Small-Mid Cap Growth Fund - mutual fund | — | — | — | $44K | 0.2% |
| MFS Value Fund - mutual fund | — | — | — | $16K | <0.1% |
