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Original filing (PDF)20251015112755NAL0005935136001
ADULT RESOURCES CENTER, INC. (D/B/A A.R.C.)
Form 5500
FILING_RECEIVED
ADULT RESOURCE CENTER, INC. 403(B) PLAN
403(b) retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
285
Accounts w/ balance
158
Plan assets (EOY)
$2.7M
Net assets (EOY)
$2.7M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 55% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADULT RESOURCES CENTER, INC. (D/B/A A.R.C.).
Plan sponsor
Name
ADULT RESOURCES CENTER, INC. (D/B/A A.R.C.)
EIN
11-1986300
Address
1145 EAST 55TH STREET, 3RD FLOOR · BROOKLYN, NY · 11234
Phone
(718) 531-7500
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHNREZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | NONE | $13K | — |
| IRON FIDUCIARY | 99-9552241 | — | NONE | $1K | — |
| CREATIVE PLANNING | 43-1270780 | SHAWNEE MISSION, KS | NONE | $750 | — |
| NATIONWIDE | — | COLUMBUS, OH | NONE | $710 | — |
| NATIONWIDE RETIREMENT PLANS | — | COLUMBUS, OH | NONE | $369 | — |
| NATIONWIDE LIFE INSURANCE COMPANY | 31-4156830 | — | NONE | $250 | — |
Investments
27 direct securities · 1 pooled fund· $2.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$2.7M
25 holdings
Mutual Funds
$3K
1 holding
Pooled Separate Accounts
$2K
1 holding
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Service Company AmFds 2035 TrgtDtRtrmt R6 | — | — | — | $568K | 21.0% | |
| American Funds Service Company AmFds 2020 TrgtDtRtrmt R6 | — | — | — | $536K | 19.9% | |
| Money market fund Federated Hermes Federated Government Obligations Fund | — | — | — | $424K | 15.7% | |
| American Funds Service Company AmFds 2030 TrgtDtRtrmt R6 RFETX | — | — | — | $308K | 11.4% | |
| American Funds Service Company AmFds 2015 TrgtDtRtrmt R6 | — | — | — | $177K | 6.5% | |
| American Funds Service Company AmFds 2040 TrgtDtRtrmt R6 | — | — | — | $168K | 6.2% | |
| American Funds Service Company AmFds 2045 TrgtDtRtrmt R6 | — | — | — | $124K | 4.6% | |
| Fully benefit-responsive investment contracts * Mutual of America Interest Accumulation Fund | — | — | — | $94K | 3.5% | |
| American Funds Service Company AmFds 2025 TrgtDtRtrmt R6 | — | — | — | $71K | 2.6% | |
| American Funds Service Company AmFds 2010 TrgtDtRtrmt R6 | — | — | — | $59K | 2.2% | |
| Mutual of America All America Fund | — | — | — | $35K | 1.3% | |
| Notes receivable from participants Maturities through June 2028, interest rates - 4.25% to 10.50% | — | — | — | $30K | 1.1% | |
| American Funds Service Company AmFds 2055 TrgtDtRtrmt R6 | — | — | — | $28K | 1.0% | |
| American Funds Service Company AmFds 2050 TrgtDtRtrmt R6 | — | — | — | $22K | 0.8% | |
| American Funds Service Company Amfds 2065 Trgtdtrtrmt R6 | — | — | — | $11K | 0.4% | |
| Mutual of America Core Bond Fund | — | — | — | $10K | 0.4% | |
| Mutual of America Equity Index Fund | — | — | — | $7K | 0.2% | |
| BlackRock BlkRk Strat Inc Oppr I | — | — | — | $6K | 0.2% | |
| Mutual of America Intermediate Bond Fund 424 * Mutual of America Money Market Fund | — | — | — | $4K | 0.2% | |
| Putnam Ptnm LgCap Gr Y | Mutual Funds | — | — | $3K | 0.1% | |
| Federated Hermes Fed Hrms ShIntdTlRtBd Inst | — | — | — | $3K | 0.1% | |
| s * DWS Capital Growth VIP | Pooled Separate Accounts | — | — | $2K | <0.1% | |
| Nationwide NW Geneva SmCapGr Inst Svc | — | — | — | $2K | <0.1% | |
| American Funds Service Company AmFds 2060 TrgtDtRtrmt R6 923 Principal Prncpl MdCap R6 | — | — | — | $2K | <0.1% | |
| Fidelity Fid 500 Indx | — | — | — | $1K | <0.1% | |
| Fidelity Fid US Bd Indx | — | — | — | $1K | <0.1% | |
| Vanguard Vngrd Ttl IntlStkIndx Adml | — | — | — | $1K | <0.1% | |
| POOLED SEPARATE ACCOUNTS MUTUAL OF AMERICA LIFE INSURANCE CO. · EIN 13-1614399 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |