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Original filing (PDF)20250926100945NAL0003942547001
ASSOCIATED UNIVERSITIES INC.
Form 5500
FILING_RECEIVED
AUI SUPPLEMENTAL RETIREMENT ANNUITY PLAN - AUI/NRAO TDA PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
627
Accounts w/ balance
781
Plan assets (EOY)
$168.5M
Net assets (EOY)
$168.5M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASSOCIATED UNIVERSITIES INC..
Plan sponsor
Name
ASSOCIATED UNIVERSITIES INC.
EIN
11-1630900
Address
2650 PARK TOWER DRIVE, SUITE 700 · VIENNA, VA · 22180
Phone
(202) 462-1676
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ CPAS LLC | 34-1846498 | — | NONE | $26K | — |
| MERCER INVESTMENTS | 30-0282430 | — | NONE | $14K | — |
| TIAA | 13-1624203 | — | NONE | $830 | — |
| FIDELITY | 04-2647786 | — | NONE | -$16K | — |
Investments
36 direct securities · 1 pooled fund· $168.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$166.1M
36 holdings
Pooled Separate Account
$2.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Inst Idx Inst Mutual Fund | — | — | — | $39.7M | 23.6% | |
| TIAA Traditional Benefit Responsive Fixed Rate Annuities | — | — | — | $23.0M | 13.6% | |
| CREF Stock R2 Variable Annuities | — | — | — | $21.1M | 12.5% | |
| TIAA Traditional Non Benefit Responsive Fixed Rate Annuities | — | — | — | $10.6M | 6.3% | |
| TIAA-CREF Self Directed Acct Self Directed Fund | — | — | — | $6.2M | 3.7% | |
| Vanguard Ttl Intl Stk Idx Inst Mutual Fund | — | — | — | $5.3M | 3.1% | |
| Vanguard Extended Mkt Idx Inst Mutual Fund | — | — | — | $5.0M | 3.0% | |
| Vanguard Ttl Bd Mkt Idx Adm Mutual Fund | — | — | — | $4.6M | 2.7% | |
| CREF Growth R2 Variable Annuities | — | — | — | $4.2M | 2.5% | |
| CREF Global Equities R2 Variable Annuities | — | — | — | $4.1M | 2.4% | |
| Vanguard Target Retire 2035 Mutual Fund | — | — | — | $4.0M | 2.3% | |
| Vanguard Target Retire Income Mutual Fund | — | — | — | $3.5M | 2.1% | |
| Vanguard Target Retire 2030 Mutual Fund | — | — | — | $3.4M | 2.0% | |
| Vanguard Target Retire 2025 Mutual Fund | — | — | — | $3.2M | 1.9% | |
| Vanguard Target Retire 2020 Mutual Fund | — | — | — | $3.1M | 1.8% | |
| CREF Social Choice R2 Variable Annuities | — | — | — | $2.8M | 1.7% | |
| CREF Equity Index R2 Variable Annuities | — | — | — | $2.7M | 1.6% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $2.4M | 1.4% | |
| Vanguard Target Retire 2040 Mutual Fund | — | — | — | $2.4M | 1.4% | |
| Vanguard Target Retire 2045 Mutual Fund | — | — | — | $2.1M | 1.3% | |
| PGIM Total Return Bond R6 Mutual Fund | — | — | — | $1.7M | 1.0% | |
| Vanguard Target Retire 2050 Mutual Fund | — | — | — | $1.7M | 1.0% | |
| DFA Emerging Markets I Mutual Fund | — | — | — | $1.5M | 0.9% | |
| Cohen & Steers Realty Shares Z Mutual Fund | — | — | — | $1.3M | 0.8% | |
| AB Discovery Value Fd Class Z Mutual Fund | — | — | — | $1.3M | 0.7% | |
| FedHermes Govt Obligat Instl Mutual Fund | — | — | — | $1.2M | 0.7% | |
| Vanguard Infl Protect Sec Adm Mutual Fund | — | — | — | $1.0M | 0.6% | |
| CREF Money Market R2 Variable Annuities | — | — | — | $901K | 0.5% | |
| CREF Inflation-Linked Bond R2 Variable Annuities | — | — | — | $771K | 0.5% | |
| William Blair Small Md C Grw I Mutual Fund | — | — | — | $759K | 0.5% | |
| Vanguard Target Retire 2055 Mutual Fund | — | — | — | $754K | 0.4% | |
| Transamerica Internatl Eq R6 Mutual Fund | — | — | — | $699K | 0.4% | |
| CREF Core Bond R2 Variable Annuities | — | — | — | $503K | 0.3% | |
| Parnassus Core Equity Inst Mutual Fund | — | — | — | $394K | 0.2% | |
| Vanguard Target Retire 2060 Mutual Fund | — | — | — | $356K | 0.2% | |
| Participant Loan Fund Loans (4.25% - 9.50%) 0 | — | — | — | $182K | 0.1% | |
| Vanguard Target Retire 2065 Mutual Fund | — | — | — | $56K | <0.1% |