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Original filing (PDF)20251015131313NAL0006201184001
TURNING STONE ENTERPRISES, LLC
Form 5500
FILING_RECEIVED
TURNING STONE ENTERPRISES, LLC 401 (K) PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
6,878
Accounts w/ balance
3,309
Plan assets (EOY)
$222.4M
Net assets (EOY)
$222.4M
How this plan invests
This plan
1 pooled trust
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
75
Vendor stack
100
Participation health
65
Knocking points off
- Top holding "MORLEY INCOME FUND III" is 27% of plan.
- Only 48% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TURNING STONE ENTERPRISES, LLC.
Plan sponsor
Name
TURNING STONE ENTERPRISES, LLC
EIN
06-1821494
Address
5218 PATRICK ROAD · VERONA, NY · 13478
Phone
(315) 361-7716
Industry
Public Administrationsee all
Plan administrator
Name
TURNING STONE ENTERPRISES,LLC EMPLOYEE BENEFIT PLAN & INVESTMENT COMM
EIN
47-1282033
City
VERONA, NY
Phone
(315) 361-7716
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FUSTCHARLES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$57K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | CONSULTANT | $50K | — |
Investments
12 direct securities · 1 pooled fund· $21.1M(9% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$10.6M
1 holding
Uncategorized
$10.6M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $10.6M | 4.7% | |
| MORLEY INCOME FUND III | — | — | — | $2.8M | 1.3% | |
| MORLEY INCOME FUND I | — | — | — | $1.6M | 0.7% | |
| MORLEY STABLE INCOME BOND FUND | — | — | — | $1.5M | 0.7% | |
| MORLEY INCOME FUND IV | — | — | — | $927K | 0.4% | |
| SIA-B41 (MORLEY STABLE VALUE FUND S | — | — | — | $880K | 0.4% | |
| PRUDENTIAL CORE INTERMEDIATE BOND F | — | — | — | $791K | 0.4% | |
| PSA NO. 45-004 (SEPARATE ACCOUNT 45 | — | — | — | $756K | 0.3% | |
| GOVERNMENT SHORT TERM INVESTMENT FD | — | — | — | $385K | 0.2% | |
| ACTIVELY MANAGED FUND | — | — | — | $361K | 0.2% | |
| SIA-B45 (MORLEY INTERM STABLE VALUE | — | — | — | $311K | 0.1% | |
| MORLEY INCOME FUND II | — | — | — | $194K | <0.1% | |
| PRUDENTIAL CORE CONSERVATIVE INT BD | — | — | — | $0 | <0.1% |
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