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Original filing (PDF)20250908134942NAL0019362305001
STONE COAST FUND SERVICES LLC
Form 5500
FILING_RECEIVED
STONE COAST FUND SERVICES LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
209
Accounts w/ balance
291
Plan assets (EOY)
$32.6M
Net assets (EOY)
$32.6M
How this plan invests
This plan
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (3 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STONE COAST FUND SERVICES LLC.
Plan sponsor
Name
STONE COAST FUND SERVICES LLC
EIN
06-1781234
Address
TWO PORTLAND SQUARE · PORTLAND, ME · 04101
Phone
(207) 699-2680
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-08
Pension benefit codes
3B · Covers self-employed individuals
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BDMP ASSURANCE. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$16K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BERRY DUNN MCNEIL & PARKER, LLC | 01-0523282 | — | AUDITOR | $26K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
42 direct securities· $32.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Premium Mutual Fund | — | — | — | $3.7M | 11.3% | |
| Fidelity Blue Chip Growth K6 Mutual Fund | — | — | — | $3.7M | 11.2% | |
| T. Rowe Price Retirement 2045 Advisor Mutual Fund | — | — | — | $3.4M | 10.3% | |
| T. Rowe Price Retirement 2050 Advisor Mutual Fund | — | — | — | $2.4M | 7.3% | |
| T. Rowe Price Retirement 2040 Advisor Mutual Fund | — | — | — | $2.4M | 7.3% | |
| T. Rowe Price Retirement 2055 Advisor Mutual Fund | — | — | — | $1.6M | 4.9% | |
| T. Rowe Price Retirement 2060 Advisor Mutual Fund | — | — | — | $1.5M | 4.7% | |
| T. Rowe Price Retirement 2025 Advisor Mutual Fund | — | — | — | $1.4M | 4.3% | |
| Janus Henderson Enterprise T Mutual Fund | — | — | — | $1.0M | 3.2% | |
| Fidelity Mid Cap Index Premium Mutual Fund | — | — | — | $1.0M | 3.1% | |
| T. Rowe Price Retirement 2035 Advisor Mutual Fund | — | — | — | $1.0M | 3.1% | |
| Fidelity Government K6 Money Market Fund | — | — | — | $1.0M | 3.1% | |
| Fidelity Total Market Index Premium Mutual Fund | — | — | — | $874K | 2.7% | |
| Fidelity Small Cap Growth Mutual Fund | — | — | — | $748K | 2.3% | |
| T. Rowe Price Retirement 2030 Advisor Mutual Fund | — | — | — | $652K | 2.0% | |
| Fidelity Total Bond Mutual Fund | — | — | — | $596K | 1.8% | |
| Fidelity Small Cap Index Premium Mutual Fund | — | — | — | $565K | 1.7% | |
| Fidelity BrokerageLink Common Stock Common Stock | — | — | — | $482K | 1.5% | |
| Fidelity International Index Premium Mutual Fund | — | — | — | $470K | 1.4% | |
| JPMorgan US Value Fund R6 Mutual Fund | — | — | — | $359K | 1.1% | |
| Invesco Energy R5 Mutual Fund | — | — | — | $330K | 1.0% | |
| Fidelity BrokerageLink Unit Mutual Fund | — | — | — | $325K | 1.0% | |
| Allspring Special Mid Cap Value Fund - Class Admin Mutual Fund | — | — | — | $310K | 1.0% | |
| Notes receivable from participants from 2025-2044 - | — | — | — | $309K | 0.9% | |
| T. Rowe Price Retirement 2020 Advisor Mutual Fund | — | — | — | $308K | 0.9% | |
| Fidelity Balanced K6 Mutual Fund | — | — | — | $307K | 0.9% | |
| Fidelity Capital & Income Mutual Fund | — | — | — | $258K | 0.8% | |
| BlackRock Global Allocation Instl Mutual Fund | — | — | — | $239K | 0.7% | |
| Fidelity BrokerageLink Money Market Money Market Fund | — | — | — | $230K | 0.7% | |
| Allspring Special Small Cap Value Fund - Class Admin Mutual Fund | — | — | — | $223K | 0.7% | |
| Glenmede Small Cap Equity Adv Mutual Fund | — | — | — | $185K | 0.6% | |
| Fidelity International Growth Mutual Fund | — | — | — | $183K | 0.6% | |
| MFS Massachusetts Investors Trust R3 Mutual Fund | — | — | — | $146K | 0.4% | |
| Cohen & Steers Realty Shares Mutual Fund | — | — | — | $130K | 0.4% | |
| Fidelity US Bond Index Premium Mutual Fund | — | — | — | $113K | 0.3% | |
| Hartford International Opportunities R4 Mutual Fund | — | — | — | $83K | 0.3% | |
| Fidelity GNMA Mutual Fund | — | — | — | $26K | <0.1% | |
| T. Rowe Price Retirement Balanced Fund Mutual Fund | — | — | — | $24K | <0.1% | |
| Fidelity BrokerageLink Fidelity Fund Mutual Fund | — | — | — | $15K | <0.1% | |
| Fidelity BrokerageLink External Fund Mutual Fund | — | — | — | $9K | <0.1% | |
| standards except that, as permitted by Regulation 2520.103-8 of the Department of Labor’s (DOL) Rules | — | — | — | $3K | <0.1% | |
| Fidelity BrokerageLink Non Interest Bearing Cash Money Market Fund | — | — | — | $2K | <0.1% |
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