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Original filing (PDF)20260316114352NAL0001051283001
PACIFIC NORTHWEST UNIVERSITY OF HEALTH SCIENCES
Form 5500
FILING_RECEIVED
PACIFIC NORTHWEST UNIVERSITY OF HEALTH SCIENCES 403(B) RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
245
Accounts w/ balance
273
Plan assets (EOY)
$34.3M
Net assets (EOY)
$34.3M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 35 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PACIFIC NORTHWEST UNIVERSITY OF HEALTH SCIENCES.
Plan sponsor
Name
PACIFIC NORTHWEST UNIVERSITY OF HEALTH SCIENCES
EIN
06-1744054
Address
1440 N. 16TH AVE. · YAKIMA, WA · 98902
Phone
(509) 248-7711
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-03-16
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH | 93-0987232 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $119K | — |
| ALEGRIA ASSET MANAGEMENT | 91-0967757 | — | CONTRACT ADMINISTRATOR | $1K | — |
Investments
35 direct securities· $33.9M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2040 Target Date Fund Registered Investment Company | — | — | — | $3.9M | 11.5% | |
| American Funds 2030 Target Date Fund Registered Investment Company | — | — | — | $3.8M | 11.0% | |
| American Funds 2025 Target Date Fund Registered Investment Company | — | — | — | $3.1M | 9.1% | |
| Vanguard Growth & Income Adm Fund Registered Investment Company | — | — | — | $3.1M | 9.0% | |
| JP Morgan Large Cap Growth Fund Registered Investment Company | — | — | — | $2.2M | 6.5% | |
| Baird Aggregate Bond Inst Fund Registered Investment Company | — | — | — | $1.9M | 5.6% | |
| American Funds 2035 Target Date Fund Registered Investment Company | — | — | — | $1.9M | 5.5% | |
| American Funds 2045 Target Date Fund Registered Investment Company | — | — | — | $1.8M | 5.3% | |
| American Funds 2050 Target Date Fund Registered Investment Company | — | — | — | $1.8M | 5.2% | |
| JP Morgan Intl Equity R6 Fund Registered Investment Company | — | — | — | $1.7M | 4.9% | |
| iShares S&P 500 Index Fund Registered Investment Company | — | — | — | $1.6M | 4.8% | |
| American Funds 2020 Target Date Fund Registered Investment Company | — | — | — | $1.3M | 3.7% | |
| American Funds 2055 Target Date Fund Registered Investment Company | — | — | — | $1.0M | 3.0% | |
| Calvert US MS RES IDX Registered Investment Company ** 66 * Principal Life Insurance Company Principal Fixed Income Guaranteed Option ** + | — | — | — | $959K | 2.8% | |
| American Funds 2060 Target Date Fund Registered Investment Company | — | — | — | $479K | 1.4% | |
| Calvert Bond I Fund Registered Investment Company | — | — | — | $423K | 1.2% | |
| American Funds 2070 Target Date Fund Registered Investment Company ** 369 JP Morgan US Value Fund Registered Investment Company | — | — | — | $378K | 1.1% | |
| maturing through March 2030 | — | — | — | $359K | 1.0% | |
| American Funds 2010 Target Date Fund Registered Investment Company | — | — | — | $352K | 1.0% | |
| Fidelity Mid Cap Index Premium Fund Registered Investment Company | — | — | — | $289K | 0.8% | |
| iShares Russell 2000 Small Cap Index Fund Registered Investment Company | — | — | — | $283K | 0.8% | |
| Alliance Bernstein Small Cap Growth Port Z Fund Registered Investment Company | — | — | — | $201K | 0.6% | |
| Oppenheimer INV DS MP GTH Fund Registered Investment Company | — | — | — | $185K | 0.5% | |
| SEI Trust Company Allspring Spec M Cap Value Registered Investment Company | — | — | — | $171K | 0.5% | |
| Columbia Global Technology Growth Registered Investment Company | — | — | — | $168K | 0.5% | |
| American Funds 2065 Target Date Fund Registered Investment Company | — | — | — | $138K | 0.4% | |
| Vanguard Energy ADM Fund Registered Investment Company | — | — | — | $115K | 0.3% | |
| Fidelity INF-PR Bond Index Fund Registered Investment Company | — | — | — | $70K | 0.2% | |
| Calvert Small Cap R6 Fund Registered Investment Company | — | — | — | $57K | 0.2% | |
| Brown Advisory Sustainable Growth Fund Registered Investment Company | — | — | — | $55K | 0.2% | |
| American Funds 2015 Target Date Fund Registered Investment Company | — | — | — | $54K | 0.2% | |
| Calvert US Large Cap RSP IDX Fund Registered Investment Company | — | — | — | $39K | 0.1% | |
| Blackrock Health Sciences Opportunities Registered Investment Company | — | — | — | $27K | <0.1% | |
| Cohen & Steers Real Estate Registered Investment Company | — | — | — | $20K | <0.1% | |
| SEI Trust Company Allspring Spec Sm Cp Value Fund Registered Investment Company | — | — | — | $6K | <0.1% |