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Original filing (PDF)20251010163235NAL0013540896001
OOMA, INC.
Form 5500
FILING_RECEIVED
OOMA, INC. 401(K) PLAN
401(k) retirement plan
Active participants
459
Accounts w/ balance
422
Plan assets (EOY)
$46.0M
Net assets (EOY)
$46.0M
How this plan invests
This plan
40 pooled trusts
Schedule D
82 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OOMA, INC..
Plan sponsor
Name
OOMA, INC.
EIN
06-1713274
Address
525 ALMANOR AVENUE, SUITE 200 · SUNNYVALE, CA · 94085
Phone
(650) 566-6600
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SINGERLEWAK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE COMPANY | 39-0989781 | — | RECORDKEEPER | $92K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MESIROW FINANCIAL, INC. | 36-3194849 | — | INVESTMENT ADVISORY-PLAN | $9K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SINGERLEWAK LLP | 95-3439541 | — | AUDIT | $17K | — |
Investments
39 direct securities · 40 pooled funds· $89.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$44.9M
39 holdings
Pooled Separate Account
$44.4M
40 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TransamericaRetOnTrk 2035 with Amer Fds RetOpt Pooled separate account | — | — | — | $4.5M | 9.7% | |
| TRANSAMERICA OT 2035 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 692 | Pooled Separate Account | — | — | $4.5M | 9.7% | |
| TA Vanguard Total Stck Mrkt Index Ret Opt Pooled separate account | — | — | — | $3.8M | 8.2% | |
| TA VANGUARD TTL STOCK MKT IDX OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 114 | Pooled Separate Account | — | — | $3.8M | 8.2% | |
| Transamerica Life Ins Co Transamerica OT 2040 Amer Fd | — | — | — | $3.0M | 6.4% | |
| TRANSAMERICA OT 2040 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 693 | Pooled Separate Account | — | — | $3.0M | 6.4% | |
| Transamerica Life Ins Co Transamerica OT 2050 Amer Fd | — | — | — | $2.9M | 6.3% | |
| TRANSAMERICA OT 2050 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 695 | Pooled Separate Account | — | — | $2.9M | 6.3% | |
| TransamericaRetOnTrk 2030 with Amer Fds RetOpt Pooled separate account | — | — | — | $2.8M | 6.2% | |
| TRANSAMERICA OT 2030 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 691 | Pooled Separate Account | — | — | $2.8M | 6.2% | |
| TRANSAMERICA OT 2025 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 690 | Pooled Separate Account | — | — | $2.6M | 5.6% | |
| Transamerica Life Ins Co Transamerica OT 2025 Amer Fd | — | — | — | $2.6M | 5.6% | |
| Transamerica Life Ins Co American Fds Gr Fd of America Opt | — | — | — | $2.3M | 5.0% | |
| AMERICAN FDS GR FD OF AMERICA OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 844 | Pooled Separate Account | — | — | $2.3M | 5.0% | |
| Transamerica Life Ins Co Transamerica OT 2045 Amer Fd | — | — | — | $2.3M | 4.9% | |
| TRANSAMERICA OT 2045 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 694 | Pooled Separate Account | — | — | $2.3M | 4.9% | |
| Transamerica Life Ins Co Morgan Stanley Gr Ret Opt | — | — | — | $2.2M | 4.7% | |
| MORGAN STANLEY GR RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 166 | Pooled Separate Account | — | — | $2.2M | 4.7% | |
| State Street Russell Lg Cap Gr Index Ret Opt Pooled separate account | — | — | — | $2.1M | 4.6% | |
| STATE STREET RUSSELL LG CP GR IDX TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 122 | Pooled Separate Account | — | — | $2.1M | 4.6% | |
| TransamericaRetOnTrk 2055 with Amer Fds RetOpt Pooled separate account | — | — | — | $1.7M | 3.7% | |
| TRANSAMERICA OT 2055 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 696 | Pooled Separate Account | — | — | $1.7M | 3.7% | |
| Transamerica Life Ins Co Transamerica Stbl Val Core Op | — | — | — | $1.4M | 3.1% | |
| State Street Internatnl Index Ret Opt Pooled separate account | — | — | — | $1.0M | 2.2% | |
| STATE STREET INTL INDEX RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 035 | Pooled Separate Account | — | — | $1.0M | 2.2% | |
| State Steet Prtn Series with Transamerica Mod Gr RetOpt Pooled separate account | — | — | — | $962K | 2.1% | |
| TA VANGUARD LIFESTRATEGY MOD GR TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 504 | Pooled Separate Account | — | — | $962K | 2.1% | |
| TransamericaRetOnTrk 2060 with Amer Fds RetOpt Pooled separate account | — | — | — | $927K | 2.0% | |
| TRANSAMERICA OT 2060 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 821 | Pooled Separate Account | — | — | $927K | 2.0% | |
| TransamericaRetOnTrk 2020 with Amer Fds RetOpt Pooled separate account | — | — | — | $872K | 1.9% | |
| TRANSAMERICA OT 2020 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 689 | Pooled Separate Account | — | — | $872K | 1.9% | |
| American Funds EuroPacific Gr Ret Opt Pooled separate account | — | — | — | $773K | 1.7% | |
| AMERICAN FDS EUROPACIFIC GR RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 842 | Pooled Separate Account | — | — | $773K | 1.7% | |
| DFA U.S. Targeted Val Portfolio Ret Opt Pooled separate account | — | — | — | $736K | 1.6% | |
| DFA U.S. TRGTED VAL PRTF RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 527 | Pooled Separate Account | — | — | $736K | 1.6% | |
| Transamerica Partners Stck Index Ret Opt Pooled separate account | — | — | — | $725K | 1.6% | |
| TRANSAMERICA PTNR STOCK IDX RT OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 587 | Pooled Separate Account | — | — | $725K | 1.6% | |
| Transamerica Life Ins Co American Fds Fdamental Invs Ret Opt | — | — | — | $720K | 1.6% | |
| AMERICAN FDS FDAMENTAL INVS RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 843 | Pooled Separate Account | — | — | $720K | 1.6% | |
| Transamerica Life Ins Co MFS Mid Cap Val Ret Opt | — | — | — | $704K | 1.5% | |
| MFS MID CAP VAL RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 911 | Pooled Separate Account | — | — | $704K | 1.5% | |
| TA VANGUARD REIT INDEX RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 099 | Pooled Separate Account | — | — | $667K | 1.4% | |
| Transamerica Life Ins Co State Street S&P Md cp Idx Ret Opt | — | — | — | $666K | 1.4% | |
| STATE STREET S&P MD CP IDX RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 036 | Pooled Separate Account | — | — | $666K | 1.4% | |
| DFA EMERGING MKT PORTFOLIO RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 525 | Pooled Separate Account | — | — | $661K | 1.4% | |
| Transamerica Life Ins Co DFA Emerging Mkt Portfolio Ret Opt | — | — | — | $661K | 1.4% | |
| State Street Russell Lrg Cap Val Index Ret Opt Pooled separate account | — | — | — | $599K | 1.3% | |
| STATE STREET RUSSELL LG CP VAL IDX TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 120 | Pooled Separate Account | — | — | $599K | 1.3% | |
| Transamerica Life Ins Co American Funds Balanced Ret Opt | — | — | — | $524K | 1.1% | |
| AMERICAN FUNDS BALANCED RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 841 | Pooled Separate Account | — | — | $524K | 1.1% | |
| Transamerica Life Ins Co Loomis Sayles Bd Ret Opt | — | — | — | $484K | 1.1% | |
| LOOMIS SAYLES BD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 150 | Pooled Separate Account | — | — | $484K | 1.1% | |
| BLACKROCK HIGH YIELD BD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 848 | Pooled Separate Account | — | — | $437K | 0.9% | |
| Transamerica Life Ins Co Invesco Comstock Ret Opt | — | — | — | $437K | 0.9% | |
| INVESCO COMSTOCK RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 865 | Pooled Separate Account | — | — | $437K | 0.9% | |
| Franklin Sm-Md Cap Gr Ret Opt Pooled separate account | — | — | — | $407K | 0.9% | |
| FRANKLIN SMALL-MID CAP GR RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 197 | Pooled Separate Account | — | — | $407K | 0.9% | |
| American Funds American Mutual Ret Opt Pooled separate account | — | — | — | $371K | 0.8% | |
| AMERICAN FDS AMERICAN MTL RT OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 754 | Pooled Separate Account | — | — | $371K | 0.8% | |
| State Street Russell Sm Cap Index Ret Opt Pooled separate account | — | — | — | $356K | 0.8% | |
| STATE STREET RUSSELL SM CP IDX OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 033 | Pooled Separate Account | — | — | $356K | 0.8% | |
| AEGON Bond Ret Opt Pooled separate account | — | — | — | $324K | 0.7% | |
| AEGON BD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 100 | Pooled Separate Account | — | — | $324K | 0.7% | |
| JANUS HENDERSON TRITON RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 834 | Pooled Separate Account | — | — | $313K | 0.7% | |
| Transamerica Life Ins Co Janus Henderson Triton Ret Opt | — | — | — | $313K | 0.7% | |
| Notes receivable from participants through 2040 | — | — | — | $256K | 0.6% | |
| DFA Inflation-Protected Securities Port Ret Opt Pooled separate account | — | — | — | $232K | 0.5% | |
| DFA INFL-PRTCTD SEC POFOLIO OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 526 | Pooled Separate Account | — | — | $232K | 0.5% | |
| State Steet Prtn Series with Transamerica Agg Gr RetOpt Pooled separate account | — | — | — | $156K | 0.3% | |
| TA VANGUARD LIFESTRATEGY GR RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 502 | Pooled Separate Account | — | — | $156K | 0.3% | |
| AB Global Bond Ret Opt Pooled separate account | — | — | — | $112K | 0.2% | |
| AB GLBL BD RET OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 867 | Pooled Separate Account | — | — | $112K | 0.2% | |
| State Steet Prtn Series with Transamerica Conser RetOpt Pooled separate account | — | — | — | $51K | 0.1% | |
| TA VANGUARD LIFESTRATEGY INC RT OPT TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 503 | Pooled Separate Account | — | — | $51K | 0.1% | |
| TransamericaRetOnTrk 2010 with Amer Fds RetOpt Pooled separate account | — | — | — | $10K | <0.1% | |
| TRANSAMERICA OT 2010 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 687 | Pooled Separate Account | — | — | $10K | <0.1% | |
| TRANSAMERICA OT 2065 AMER FD TRANSAMERICA LIFE INS CO · EIN 82-5217478 / PN 444 | Pooled Separate Account | — | — | $10K | <0.1% | |
| TransamericaRetOnTrk 2015 with Amer Fds RetOpt Pooled separate account | — | — | — | $2K | <0.1% | |
| TRANSAMERICA OT 2015 AMER FD TRANSAMERICA LIFE INS CO · EIN 39-0989781 / PN 688 | Pooled Separate Account | — | — | $2K | <0.1% |