This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SVCS | 01-0233346 | — | RETAINED BY CLIENT | $1.2M | — |
| STATE STREET BANK & TRUST COMPANY | 04-1867445 | — | RETAINED BY CLIENT | $676K | — |
| HARBOR CAPITAL ADVISORS, INC. | 34-1953397 | — | RETAINED BY CLIENT | $663K | — |
| ACADIAN ASSET MANAGEMENT LLC | 04-2929221 | — | RETAINED BY CLIENT | $182K | — |
| CALLAN LLC | 94-2192581 | — | RETAINED BY CLIENT | $100K | — |
| TOWERS WATSON |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| HARBOR CAPITAL GROUP TRUST | — | 29,225,937.57 | $573.5M | $526.9M | 66.3% | |
| HCGT ETF DIVISION (O I) | — | 4,778,272.343 | $102.2M | $133.2M | 16.8% | |
| HCGT INTL EQUITY ACADIAN | — | 977,210.765 | $14.1M | $26.1M | 3.3% | |
| HCGT USLC JENNISON | — | 602,892.641 | $3.2M | $19.0M | 2.4% |
| 23-1159360 |
| — |
| RETAINED BY CLIENT |
| $84K |
| — |
| ERNST & YOUNG LLP | 34-6565596 | — | RETAINED BY CLIENT | $59K | — |
| PENSION BENEFIT INFORMATION, INC. | 94-2856521 | — | RETAINED BY CLIENT | $33K | — |
| MARATHON ASSET MANAGEMENT | 13-3979511 | — | RETAINED BY CLIENT | $17K | — |
| HCGT USLC ARISTOTLE | — | 675,478.309 | $3.6M | $17.3M | 2.2% |
| HCGT INTL EQUITY C WORLDWIDE | — | 791,911.447 | $15.8M | $15.4M | 1.9% |
| HCGT SM/MID CAP EQ WESTFIELD | — | 488,603.735 | $4.1M | $13.2M | 1.7% |
| HCGT SM/MID CAP EQ NEWSOUTH | — | 459,131.319 | $3.7M | $12.7M | 1.6% |
| HCGT SM/MID CAP EQ EARNEST | — | 375,082.085 | $2.7M | $9.7M | 1.2% |
| HARBOR CAPITAL GROUP TRUST. | — | 19,556.793 | $2.8M | $9.1M | 1.2% |
| HCGT USLC EASTERLY | — | 346,304.257 | $1.9M | $9.0M | 1.1% |
| HARBOR CAPITAL GROUP TRUST | — | 358.603 | $54K | $155K | <0.1% |
| HCGT LARGE CAP DOMESTIC EQUITY | — | 88.849 | $9K | $59K | <0.1% |
| HCGT INTL EQUITY BAILLIE | — | 2,196.947 | $29K | $49K | <0.1% |
| HCGT INTL EQUITY MARATHON | — | 828.236 | $7K | $40K | <0.1% |
| HCGT INTL EQUITY COPELAND | — | 939.028 | $8K | $23K | <0.1% |
