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Original filing (PDF)20251015131807NAL0004652593001
INNOVATIVE SOLUTIONS UNLIMITED LLC
Form 5500
FILING_RECEIVED
INNOVATIVE SOLUTIONS UNLIMITED 401K RETIREMENT PLAN
401(k) retirement plan
Signals · 1
36% in single holding
Active participants
142
Accounts w/ balance
106
Plan assets (EOY)
$7.9M
Net assets (EOY)
$7.9M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Inc. Inv Fund R3 American Funds Distributors, American Funds Balanced Fund R3 N/R" is 36% of plan.
Helping the score
- Below-peer total fees (23 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INNOVATIVE SOLUTIONS UNLIMITED LLC.
Plan sponsor
Name
INNOVATIVE SOLUTIONS UNLIMITED LLC
EIN
06-1668377
Address
1862 SHYVILLE ROAD · PIKETON, OH · 456619749
Phone
(740) 289-2071
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD JONES | 43-0345811 | — | INVESTMENT/FINANCIAL ADVI | $18K | — |
Investments
29 direct securities · 1 pooled fund· $7.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.6M
28 holdings
Mutual Funds
$170K
1 holding
Common Collective Trust
$141K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Inc. Inv Fund R3 American Funds Distributors, American Funds Balanced Fund R3 N/R | — | — | — | $2.8M | 35.6% | |
| Invesco S&P 500 Index A N/R | — | — | — | $2.0M | 25.1% | |
| Management J.P. Morgan Investment JPMorgan US Equity Fund R3 N/R | — | — | — | $611K | 7.7% | |
| T. Rowe Price T. Rowe Price Retirement 2025 R N/R | — | — | — | $224K | 2.8% | |
| T. Rowe Price T. Rowe Price Retirement 2035 R N/R | — | — | — | $220K | 2.8% | |
| LLC Victory Pioneer Fund Growth Fund A N/R | — | — | — | $212K | 2.7% | |
| T. Rowe Price T. Rowe Price Retirement 2020 R N/R | — | — | — | $187K | 2.4% | |
| T. Rowe Price T. Rowe Price Retirement 2060 R N/R | — | — | — | $173K | 2.2% | |
| Allspring Global Investments Allspring Special Small Cap Value N/R | Mutual Funds | — | — | $170K | 2.2% | |
| Fund American Funds Distributors, American Funds Washington Mutual N/R | — | — | — | $152K | 1.9% | |
| INVESCO STABLE ASSET - ADP59 INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $141K | 1.8% | |
| Management J.P. Morgan Investment JPMorgan Mid Cap Value R3 N/R | — | — | — | $137K | 1.7% | |
| T. Rowe Price T. Rowe Price Retirement 2015 R N/R | — | — | — | $122K | 1.5% | |
| Inc. Growth and Income Fund Invesco Core Bond Fund A N/R | — | — | — | $98K | 1.2% | |
| T. Rowe Price T. Rowe Price Retirement 2040 R N/R | — | — | — | $88K | 1.1% | |
| T. Rowe Price T. Rowe Price Retirement 2055 R N/R | — | — | — | $75K | 1.0% | |
| Management R3 Nationwide Fund Distributors Nationwide Bond Index Fund A N/R | — | — | — | $72K | 0.9% | |
| Participant Loans Interest rates: 5.25% - 10.50% $0 | — | — | — | $65K | 0.8% | |
| T. Rowe Price T. Rowe Price Retirement 2030 R N/R | — | — | — | $64K | 0.8% | |
| T. Rowe Price T. Rowe Price Retirement 2050 R N/R | — | — | — | $50K | 0.6% | |
| T. Rowe Price T. Rowe Price Retirement 2045 R N/R | — | — | — | $44K | 0.6% | |
| LLC Nationwide Fund Distributors Nationwide International Index A N/R | — | — | — | $43K | 0.5% | |
| Inc. American Funds Distributors, American Funds International N/R | — | — | — | $37K | 0.5% | |
| Management J.P. Morgan Investment JPMorgan US Small Company Fund N/R | — | — | — | $31K | 0.4% | |
| J.P. Morgan Investment JPMorgan Equity Income Fund R3 N/R | — | — | — | $29K | 0.4% | |
| LLC Fund Nationwide Fund Distributors Nationwide Small Cap Index A Fund N/R | — | — | — | $28K | 0.4% | |
| Janus Distributors, LLC Janus Henderson Triton Fund S N/R | — | — | — | $7K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2005 R N/R | — | — | — | $5K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2065 R N/R | — | — | — | $2K | <0.1% | |
| T. Rowe Price T. Rowe Price Retirement 2010 R N/R | — | — | — | $1K | <0.1% |
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